ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 10th, 2024 • Calamos ETF Trust • Delaware
This distribution agreement (the “Agreement”) is effective this 19th day of December, 2023, and made by and between Calamos ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2020 Calamos Court, Naperville, IL 60563, and Calamos Financial Services LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 2020 Calamos Court, Naperville, Illinois, 60563.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 28th, 2014 • Calamos ETF Trust • Massachusetts
THIS AGREEMENT is made as of the 21st day of March, 2014, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and Calamos ETF Trust, a Delaware business trust having its principal office and place of business at 2020 Calamos Court, Naperville, IL 60563 (the “Trust”).
FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 30th, 2014 • Calamos ETF Trust • Illinois
This Distribution Agreement (the “Agreement”) is made this day of 2014, by and between Calamos ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2020 Calamos Court, Naperville, IL 60563, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
ADMINISTRATION AGREEMENTAdministration Agreement • January 23rd, 2023 • Calamos ETF Trust • Massachusetts
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is entered into as of October 26, 2018 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each registered management investment company identified on Schedule A hereto (each, a “Trust” and, together with the Administrator, the “Parties”), and shall be effective on November 1, 2018 (the “Effective Date”).
CALAMOS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 23rd, 2023 • Calamos ETF Trust • Delaware
THIS AGREEMENT is made and entered into on this 10th day of January 2023 by and among Calamos Antetokounmpo Asset Management LLC, a Delaware limited liability company (the “Advisor”), Calamos Advisors LLC, a Delaware limited liability company (the “Sub-Advisor”), and Calamos ETF Trust, a Delaware statutory trust (the “Trust”).
MASTER SERVICES AGREEMENTMaster Services Agreement • November 21st, 2023 • Calamos ETF Trust • New York
This Master Services Agreement (this “Agreement”), effective as of October 16, 2023 (the “Effective Date’) is entered into between Ernst & Young LLP, a Delaware limited liability partnership (“EY”) and each of the Calamos Trusts listed on Appendix 2 hereof, on behalf of any current or future series of such Calamos Trusts (collectively, the “Client”).
MASTER SERVICES AGREEMENTMaster Services Agreement • January 23rd, 2023 • Calamos ETF Trust
FORM OF AUTHORIZED PARTICIPANT AGREEMENT CALAMOS ETF TRUSTAuthorized Participant Agreement • January 10th, 2024 • Calamos ETF Trust
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Calamos Financial Services LLC (the “Distributor”) and [_________] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Calamos ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Section 4(d) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
CALAMOS ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 28th, 2023 • Calamos ETF Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 1st day of September 2023, by and between Calamos ETF Trust (the “Trust”) on behalf of each series set forth on Schedule A attached hereto (each, a “Fund”), and Calamos Advisors LLC (the “Advisor”).
CALAMOS ETF TRUST December 12, 2023Calamos ETF Trust • January 10th, 2024
This letter confirms that effective December 12, 2023, Calamos ETF Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A and Exhibit A to the Investment Advisory Agreement between the Trust and CAL dated September 1, 2023, have each been amended and replaced by Schedule A and Exhibit A, respectively, attached hereto.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 13th, 2024 • Calamos ETF Trust • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of December 19, 2023, by and between Calamos ETF Trust and Calamos Financial Services LLC (together, the “Parties”) is effective as of May 22, 2024.
January 4, 2024 State Street Bank and Trust CompanyAdministration Agreement • February 7th, 2024 • Calamos ETF Trust
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • September 28th, 2023 • Calamos ETF Trust
This Amendment to the Administration Agreement is made as of September 26, 2023 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each registered management investment company identified on Schedule A hereto (each, a “Trust). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • June 13th, 2024 • Calamos ETF Trust
This Amendment to the Administration Agreement is made as of May 29, 2024 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each registered management investment company identified on Schedule A hereto (each, a “Trust”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • June 13th, 2024 • Calamos ETF Trust
This Amendment to the Administration Agreement is made as of April 24, 2024 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each registered management investment company identified on Schedule A hereto (each, a “Trust”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
CALAMOS ETF TRUST April 18, 2024Calamos ETF Trust • April 22nd, 2024
This letter confirms that effective April 18, 2024, Calamos ETF Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A and Exhibit A to the Investment Advisory Agreement between the Trust and CAL dated September 1, 2023, have each been amended and replaced by Schedule A and Exhibit A, respectively, attached hereto.
CALAMOS ETF TRUST May 22, 2024Calamos ETF Trust • June 13th, 2024
This letter confirms that effective May 22, 2024, Calamos ETF Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A and Exhibit A to the Investment Advisory Agreement between the Trust and CAL dated September 1, 2023, have each been amended and replaced by Schedule A and Exhibit A, respectively, attached hereto.
First AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • April 22nd, 2024 • Calamos ETF Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of December 19, 2023, by and between Calamos ETF Trust and Calamos Financial Services LLC (together, the “Parties”) is effective as of April 18, 2024.
MANAGEMENT AGREEMENTManagement Agreement • June 30th, 2014 • Calamos ETF Trust
THIS AGREEMENT is made as of March 11, 2014, between Calamos Advisors LLC, a Delaware limited liability company having its principal office and place of business in Naperville, Illinois (the “Manager”), and Calamos ETF Trust, a Delaware statutory trust having its principal office and place of business in Naperville, Illinois (the “Trust”).
CALAMOS ETF TRUST September 26, 2023Calamos ETF Trust • November 21st, 2023
This letter confirms that effective September 26, 2023, Calamos ETF Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A and Exhibit A to the Investment Advisory Agreement between the Trust and CAL dated September 1, 2023, has been amended and replaced by Schedule A and Exhibit A attached hereto.
MASTER SERVICES AGREEMENTMaster Services Agreement • April 12th, 2024 • Calamos ETF Trust • New York
This Master Services Agreement (this “Agreement”), effective as of October 16, 2023 (the “Effective Date’) is entered into between Ernst & Young LLP, a Delaware limited liability partnership (“EY”) and each of the Calamos Trusts listed on Appendix 2 hereof, on behalf of any current or future series of such Calamos Trusts (collectively, the “Client”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • October 6th, 2023 • Calamos ETF Trust
This Amendment to the Administration Agreement is made as of October 3, 2023 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each registered management investment company identified on Schedule A hereto (each, a “Trust). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 28th, 2023 • Calamos ETF Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of December 16, 2022, by and between Calamos ETF Trust and Foreside Fund Services, LLC (together, the “Parties”) is effective as of September 1, 2023.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 21st, 2023 • Calamos ETF Trust • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of December 16, 2022, by and between Calamos ETF Trust and Foreside Fund Services, LLC (together, the “Parties”) is effective as of September 26, 2023.
