COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC.Common Stock Purchase Warrant • July 13th, 2022 • Alpine 4 Holdings, Inc. • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_______] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July , 2027 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), up to [_______] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Class A Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 21st, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September [l], 2023, between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Delaware
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 29, 2023, by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation, with headquarters located at 2525 E Arizona Biltmore Circle, Suite 237, Phoenix, AZ 85016 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley, MA 02482 (the “Buyer”).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC.Pre-Funded Common Stock Purchase Warrant • September 21st, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Class A Common Stock (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of June 29, 2023, by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation (the "Company"), and MAST HILL FUND, L.P., a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the securities purchase agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the "Purchase Agreement").
COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC.Common Stock Purchase Warrant • November 24th, 2021 • Alpine 4 Holdings, Inc. • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_______] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on November 22, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), up to [_______] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Class A Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 13th, 2022 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 11, 2022, and is between Alpine 4 Holdings, Inc., a corporation incorporated under the laws of the state of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PURCHASE AGREEMENTPurchase Agreement • January 23rd, 2020 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Illinois
THIS PURCHASE AGREEMENT (the “Agreement”), dated effective as of January 16, 2020, by and between ALPINE 4 TECHNOLOGIES LTD., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof.
Alpine 4 Holdings, Inc.Placement Agent Agreement • July 13th, 2022 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
ALPINE 4 HOLDINGS, INC. CLASS A COMMON STOCK SALES AGREEMENTSales Agreement • March 9th, 2022 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (the “Sales Agent”), as follows:
COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC.Security Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Delaware
This COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with the issuance of the senior promissory note in the principal amount of $1,670,000.00 to the Holder (as defined below) of even date) (the “Note”), Mast Hill Fund, L.P., a Delaware limited partnership (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from ALPINE 4 HOLDINGS, INC., a Delaware corporation (the “Company”), 200,000 shares of Common Stock (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) at the Exercise Price per share then in effect. This Warrant is issued by the Company as of the date hereof in connection with that certain securities purchase agreement dated June 29, 2023, by and among the Company and t
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 12th, 2021 • Alpine 4 Technologies Ltd. • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February ____, 2021 and is between Alpine 4 Technologies Ltd., a corporation incorporated under the laws of the state of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT AlPINE 4 TECHNOLOGIES LTD.Purchase Warrant Agreement • February 12th, 2021 • Alpine 4 Technologies Ltd. • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, pursuant to a Placement Agent Agreement (the “Placement Agent Agreement”) by and between A.G.P./Alliance Global Partners (“Holder”), as registered owner of this Warrant and Alpine 4 Technologies Ltd., a Delaware corporation (the “Company”) dated February 17, 2021, Holder is entitled, at any time or from time to time from August 16, 2021 (the “Commencement Date”), which is 180 days following the commencement of sales of the public equity offering (the “Offering Date”), and at or before 5:00 p.m., Eastern time, February 16, 2025 (the “Termination Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to 416,667 shares (the “Shares”) of Class A common stock of the Company, par value $0.0001 per share (the “Common Stock”), subject to adjustment as provided in Section 3 hereof. If the Termination Date is a day on which banking institutions are authorized by law to close, then this Warrant
LOCK-UP AGREEMENTLock-Up Agreement • September 21st, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec
Re: Securities Purchase Agreement, dated as of the date hereof (the “Purchase Agreement”), between Alpine 4 Holdings, Inc. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers”)
SHARE PURCHASE AGREEMENTShare Purchase Agreement • June 25th, 2014 • ALPINE 4 Inc. • Blank checks • California
This Agreement made as of the 16th Day of June, 2014 (“Agreement”), by and between RICHARD CHIANG, with an address at 75 Broadway Street, Suite 202, San Francisco, CA 94111, ("Seller"), and RICHIE BATTAGLINI, with an address at 934 W Coronado Road, Phoenix, AZ 85007, and/or his assigns ("Purchaser").
NOTE PURCHASE AGREEMENTNote Purchase Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Delaware
This Note Purchase Agreement (this “Agreement”), dated as of __Jan 30___, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto.
AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENTUnsecured Convertible Note and Note Purchase Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Delaware
THIS AMENDMENT AGREEMENT (this “Agreement”) dated _August 1__, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and _Kent Wilson__ (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder may each be referred to herein as a “Party” and collectively as the “Parties.”
Re: Finder’s Fee AgreementFinder’s Fee Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
As you know, Alpine 4 Holdings Inc. (the “Issuer”), has expressed an interest in obtaining private equity or debt capital for various purposes. This letter agreement (“Agreement”) sets forth the terms and conditions upon which J.H. Darbie & Co., Inc. (“Darbie”), will introduce the Issuer to third-party investors (each, an “Introduced Party”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • October 25th, 2021 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Arizona
This Stock Purchase Agreement (this “Agreement”) is made as of this 20th day of October, 2021, among A4 Aerospace Inc., a Delaware corporation (“Buyer”), Alpine 4 Holdings, Inc a Delaware corporation (“Parent”), Identified Technologies Corporation, a Delaware corporation with foreign registration in Pennsylvania (the “Company”), and shareholders of Company:
LICENSING AGREEMENTLicensing Agreement • August 8th, 2014 • Alpine 4 Automotive Technologies Ltd. • Blank checks • Arizona
THIS LICENSING AGREEMENT, dated and effective as of August 5th, 2014 (“Effective Date”), (“Agreement”) is made by Alpine 4 Automotive Technologies Ltd., a Delaware corporation, (“Licensee”) and AutoTek Incorporated, an Arizona corporation (“Licensor”). Licensee and Licensor may hereinafter also be referred to individually as a “Party” and collectively as the “Parties.”
STOCK PURCHASE AGREEMENT among Alpine 4 Technologies, Ltd. and Mr. Andrew Galbach and Mr. Clarence Carl Davis Jr Shareholders of American Precision Fabricators, Inc. Dated as of 04/05/2018Stock Purchase Agreement • April 9th, 2018 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Arkansas
ContractExecutive Employment Agreement • August 4th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Arizona
THIS EXECUTIVE EMPLOYMENT AGREEMENT ("Agreement") is made and entered effective as of the 11th day of February 2021, by and between Alpine 4 Technologies, Ltd.., a Delaware Corporation (the "Company") and Kent B. Wilson (the "Executive") and supersedes and replaces any prior employment agreement or employment letter between the Parties.
ContractGuarantee and Security Agreement • February 24th, 2020 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Idaho
MERGER AGREEMENTMerger Agreement • January 4th, 2021 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Delaware
This Merger Agreement (“Agreement”) is entered into as of December 30, 2020 (“Execution Date”), by and among Alpine 4 Technologies Ltd., a Delaware corporation (“ALPP”), ALPP Acquisition Corporation 2, Inc. a Delaware corporation and a newly-created wholly-owned subsidiary of ALPP (“Merger Sub”), and Vayu (U.S.), Inc., a Delaware corporation (“Company”) (each a “Party” and collectively the “Parties”).
SECURITIES PURCHASE AGREEMENT among Alpine 4 Technologies, Ltd. and Alan Martin Member of Horizon Well Testing, L.L.C.Securities Purchase Agreement • December 8th, 2016 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Arizona
This Securities Purchase Agreement (this "Agreement") is entered into as of November 30, 2016, by and among Alpine 4 Technologies, Ltd., a Delaware corporation (the "Buyer"), Horizon Well Testing, L.L.C., an Oklahoma limited liability company (collectively, the "Company"), Alan Martin (the "Seller"). The Buyer, the Seller, and the Company may each be referred to herein as a "Party" and collectively as the "Parties."
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 22nd, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 17, 2023 (the “Signing Date”), by and between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the undersigned signatory hereto (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement, dated the date hereof, by and between the Company and the Buyer (the “Purchase Agreement”).
EMPLOYMENT AGREEMENTEmployment Agreement • December 3rd, 2021 • Alpine 4 Holdings, Inc. • Communications equipment, nec • Arizona
This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into on November 29, 2021 by and between ElecJet, Inc., a Delaware corporation (“Company”), and Samuel Gong (“Employee”). Alpine 4 Holdings, Inc., a Delaware corporation (“ALPP”) is a party hereto for certain limited purposes under the Agreement.
ContractPlacement Agent Agreement • September 21st, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec • New York
Subject to the terms and conditions of this letter agreement (the “Agreement”) between A.G.P./Alliance Global Partners, as the sole placement agent (“A.G.P.”) (A.G.P. is also referred to herein as the “Placement Agent”), and Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), the parties hereby agree that the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities of the Company, consisting of: (i) shares of Class A common stock, par value $0.0001 per share (“Common Stock”), (ii) pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), and (iii) warrants to purchase Common Stock (the “Common Warrants” and collectively with the Pre-Funded Warrants, the “Warrants”). The Common Stock and Warrants actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The Placement Agent Securities an
EMPLOYMENT AGREEMENTEmployment Agreement • January 4th, 2021 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Michigan
This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into on December 30, 2020 by and between Vayu (U.S.), Inc, a Delaware corporation (“Company”), and Daniel Pepper (“EMPLOYEE”). Alpine 4 Technologies, Ltd., a Delaware corporation (“ALPP”) is a party hereto for certain limited purposes under the Agreement.
MASTER SERVICES COMMISSION AGREEMENTCommission Agreement • December 8th, 2016 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Arizona
THIS MASTER SERVICES COMMISSION AGREEMENT (this "Agreement") is entered into as of November 30, 2016, by and among Alpine 4 Technologies, Ltd., a Delaware corporation (the "Buyer"), Horizon Well Testing, Inc.., an Oklahoma corporation (collectively, the "Company"), Alan Martin (the "Seller"), and Horizon Pipeline, LLC ("Horizon Pipeline"). The Buyer, the Seller, and the Company may each be referred to herein as a "Party" and collectively as the "Parties."
ContractConsulting Services Agreement • November 12th, 2019 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Indiana
ContractMember Unit Purchase Agreement • February 24th, 2020 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Idaho
At-Will Employment AgreementAt-Will Employment Agreement • June 5th, 2023 • Alpine 4 Holdings, Inc. • Communications equipment, nec
This employment agreement is entered into May 26, 2023, by and between Alpine 4 Holdings, Inc. (A4 or Company), and Chris Meinerz, effective May 30, 2023. The position offered is Chief Financial Officer.
ALPINE 4 TECHNOLOGIES LTD. WARRANT TO PURCHASE 75,000 SHARES OF CLASS A COMMON STOCKSecurities Agreement • December 8th, 2016 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Arizona
This Warrant is issued by the Company in connection with that certain Securities Purchase Agreement (the "SPA") between the Company, Horizon Well Testing, Inc. ("Horizon"), and the Warrant Holder of even date herewith relating to purchase by the Company of all of the Warrant Holder's interests in Horizon.
GUARANTEE AND SECURITY AGREEMENTSecurity Agreement • April 9th, 2018 • Alpine 4 Technologies Ltd. • Communications equipment, nec • Arkansas
This Security Agreement (this "Security Agreement") is entered into effective as of April 1, 2018 (the "Effective Date"), by and among Andy Galbach and Clarence Carl David Jr. individuals residing in Fort Smith Arkansas (each a "Secured Party" and collectively, the "Secured Parties"), Alpine 4 Technologies Ltd., a Delaware corporation ("Alpine 4"), and American Precision Fabricators, Inc., a Arkansas corporation (the "Company"). The Secured Parties and the Company are sometimes referred to hereafter individually as a "Party" and collectively as the "Parties."
