TRANSFER AGENT AGREEMENTTransfer Agent Agreement • November 4th, 2014 • Avondale Funds • Ohio
THIS AGREEMENT is made and entered into this 8th day of October, 2014, by and between the Avondale Funds (the “Trust”), an Ohio (state) business trust having its principal place of business at 2001 Santa Monica Blvd., Suite 1165w, Santa Monica, CA 90404 (address), and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
CUSTODY AGREEMENTCustody Agreement • November 4th, 2014 • Avondale Funds • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of October 7, 2014, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and FUNDS, a business trust formed under the laws of the State of Ohio (“Trust”).
AVONDALE FUNDSManagement Services Agreement • November 4th, 2014 • Avondale Funds • Ohio
The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • November 4th, 2014 • Avondale Funds • Ohio
THIS AGREEMENT is made and entered into this 8th day of October, 2014, by and between the Avondale Funds (the “Trust”), an Ohio (state) business trust having its principal place of business at 2001 Santa Monica Blvd., Suite 1165w., Santa Monica, CA 90404 (address), and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • February 28th, 2018 • Avondale Funds • Ohio
This CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT is made and entered into as of this 28th day of April, 2017 by and between Avondale Funds Series Trust, a Ohio business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
BY-LAWS OFBy-Laws • August 22nd, 2014 • Avondale Funds
DISTRIBUTION AGREEMENTDistribution Agreement • November 4th, 2014 • Avondale Funds • California
THIS AGREEMENT is made as of October 8, 2014, between Avondale Funds (the “Trust”), an Ohio statutory trust, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
LETTER AGREEMENT February 9, 2017Management Services Agreement • February 28th, 2017 • Avondale Funds
LETTER AGREEMENT February 15, 2018Management Services Agreement • February 28th, 2018 • Avondale Funds
AVONDALE FUNDS OPERATING EXPENSES LIMITATION AGREEMENT AVONDALE CORE INVESTMENT FUNDOperating Expenses Limitation Agreement • November 4th, 2014 • Avondale Funds • California
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of October, 2014, by and between Avondale Funds (the “Trust”), on behalf of the Avondale Core Investment Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Avondale Investment Company, LLC (the “Adviser”).
