Form of Appendix A to Operating Expenses Agreement Effective February , 2017
Exhibit (h)(9)
Form of Appendix A to Operating Expenses Agreement
Effective February , 2017
| Fund |
Class N Operating Expense Limit(1) |
Class I Operating Expense Limit |
||||||
| TCW/Gargoyle Hedged Value Fund |
1.50 | % | 1.25 | % | ||||
| TCW/Gargoyle Dynamic 500 Fund |
1.25 | % | 1.00 | % | ||||
| TCW/Gargoyle Systematic Value Fund |
1.15 | % | 0.90 | % | ||||
| TCW/Gargoyle Dynamic 500 Collar Fund |
1.25 | % | 1.00 | % | ||||
| TCW/Gargoyle Dynamic 500 Market-Neutral Fund |
1.25 | % | 1.00 | % | ||||
| TCW High Dividend Equities Long/Short Fund |
1.55 | % | 1.30 | % | ||||
| TCW Long/Short Fundamental Value Fund |
2.25 | % | 2.00 | % | ||||
| (1) | Includes Rule 12b-1 fees paid by Class N shares of the Fund. There are no Rule 12b-1 fees assessable for Class I shares of the Fund. |
| TCW INVESTMENT MANAGEMENT COMPANY | ||||
|
By: |
By: | |||
| Name: Xxxxxxx X. Xxxxxx |
Name: Xxxxx X. XxXxxx | |||
| Title: Vice President and Assistant Secretary |
Title: Executive Vice President and Chief Operating Officer | |||
