WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of June 5, 2014, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accept
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [⚫], 2017 (the “Underwriting Agreement”), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the “Fund”), The Dreyfus Corporation (the “Investment Manager”), Alcentra NY, LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
DREYFUS ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC. __________ Common Shares of Beneficial Interest $10.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc., a Maryland corporation (the "Fund"), The Dreyfus Corporation, a New York corporation (the "Adviser"), and Alcentra NY, LLC, a Delaware limited liability company (a "Subadviser" or "Alcentra NY"), confirm their respective agreements with Wells Fargo Securities, LLC ("Wells Fargo") and each of the other Underwriters named in Exhibit A hereto (collectively, the "Underwriters," which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo, [and] [●] are acting as representatives (in such capacity, the "Representatives"), with respect to the issue and sale by the Fund of a total of [●] common shares of beneficial interest, par value $0.001 per share (the "Initial Securities"), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC.Sub-Investment Advisory Agreement • November 3rd, 2023 • BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
As you are aware, BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser as of the date set forth above (the "Effective Date").
MANAGEMENT AGREEMENT DREYFUS ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC. 200 Park Avenue New York, New York 10166Management Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund desires to employ you to act as its investment manager.
STRUCTURING FEE AGREEMENTFee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
This agreement is between The Dreyfus Corporation (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the “Fund”).
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATION 200 Park Avenue New York, New York 10166Sub-Investment Advisory Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
As you are aware, Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs The Dreyfus Corporation (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser.
CUSTODY AGREEMENT by and between THE FUNDS LISTED ON SCHEDULE 1 HERETO and THE BANK OF NEW YORK MELLONCustody Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
CUSTODY AGREEMENT, dated as of January 1, 2011 (“Agreement”) between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to this Agreement in accordance with Section 10.12 below, the “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO EACH OF THE DREYFUS CLOSED-END FUNDS LISTED ON EXHIBIT A ATTACHED HERETOService Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated __________ 2017 (the “Underwriting Agreement”), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the “Fund”), The Dreyfus Corporation (the “Company”), Alcentra NY, LLC and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale of the Fund’s shares of common stock, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF SALES INCENTIVE FEE AGREEMENTSales Contracts • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated __________, 2017 (the "Underwriting Agreement"), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund"), The Dreyfus Corporation (the "Company"), Alcentra NY, LLC and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale (the "Offering") of the Fund's shares of common stock, $0.001 par value per share (the "Common Shares"), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SECOND AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
This Amendment to the Custody Agreement (defined below) is made as of December 22, 2016 by and between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to the Custody Agreement in accordance with Section 10.12 thereof, the "Fund"), and The Bank of New York Mellon (the "Custodian"). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custody Agreement.
AMENDMENT TO SERVICE AGREEMENT FOR TRANSFER AGENT SERVICESService Agreement for Transfer Agent Services • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.
THIS FIRST AMENDMENT (the “Amendment”), effective as of May 2, 2016 (“Effective Date”), is to the Service Agreement for Transfer Agent Services (this “Agreement”) made as of December 1, 2013, between Computershare Inc. (“Agent” or “Computershare”), and each of the Dreyfus closed-end investment companies listed on Exhibit A (each such investment company, a “Fund”). Capitalized terms used herein, but not otherwise defined herein, shall have the meanings set forth in the Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated __________, 2017 (the “Underwriting Agreement”), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the “Fund”), The Dreyfus Corporation (the “Adviser”), Alcentra NY, LLC, Stifel, Nicolaus & Company, Incorporated (“Stifel”) and each of the other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT TO SERVICE AGREEMENT FOR TRANSFER AGENT SERVICESService Agreement for Transfer Agent Services • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.
THIS FIRST AMENDMENT (the “Amendment”), effective as of May 2, 2016 (“Effective Date”), is to the Service Agreement for Transfer Agent Services (this “Agreement”) made as of December 1, 2013, between Computershare Inc. (“Agent” or “Computershare”), and each of the Dreyfus closed-end investment companies listed on Exhibit A (each such investment company, a “Fund”). Capitalized terms used herein, but not otherwise defined herein, shall have the meanings set forth in the Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
This agreement (the “Agreement”) is between The Dreyfus Corporation (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated _________, 2017, between the Fund, the Company, Alcentra NY, LLC and the underwriters named in Exhibit A thereto (the “Underwriting Agreement”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
AGREEMENT made this 26th day of September, 2017, by and between MBSC Securities Corporation ("MBSC"), a corporation organized under the laws of the State of New York with its principal place of business at 200 Park Avenue, New York, New York 10166, and The Dreyfus Corporation ("Manager"), a corporation organized under the laws of the State of New York with its principal place of business at 200 Park Avenue, New York, New York 10166 (each a "Party" and together, "Parties").
SALES INCENTIVE FEE AGREEMENTSales Incentive Fee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated __________, 2017 (the "Underwriting Agreement"), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund"), The Dreyfus Corporation (the "Company"), Alcentra NY, LLC and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale (the "Offering") of the Fund's shares of common stock, $0.001 par value per share (the "Common Shares"), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT Registered Sec Offerings And Exempt Offerings (Other Than Offerings Of Municipal Securities)Master Selected Dealers Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of ____, __, is by and between Wells Fargo Securities, LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated __________, 2017 (the "Underwriting Agreement"), by and among Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund"), The Dreyfus Corporation (the "Adviser"), Alcentra NY, LLC and each of the Underwriters named therein (the "Underwriters"), severally, with respect to the issue and sale of the Fund's shares of common stock, par value $0.001 (the "Common Shares"), as described therein (the "Offering"). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • September 27th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. • New York
AGREEMENT made this __th day of October, 2017, by and between Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc., a Maryland corporation (the "Fund"), and The Dreyfus Corporation, a New York corporation ("Dreyfus").
Re: Custody Agreement – Additional FundCustody Agreement • October 25th, 2017 • Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.
Pursuant to Section 10.12 and/or 10.13 of the Custody Agreement dated as of January 1, 2011 between each investment company listed on Schedule 1 thereto and The Bank of New York Mellon (the “Custodian”), please be advised that the following investment company desires to have the Custodian render services under the terms of the Agreement as custodian as of the effective date indicated:
