CUSTODY AGREEMENTCustody Agreement • April 28th, 2021 • Alternative Credit Income Fund • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between ALTERNATIVE CREDIT INCOME FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 13th, 2015 • Resource Credit Income Fund • New York
THIS AGREEMENT is made as of March 31, 2015, between Resource Credit Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Amended and Restated By-Laws of ALTERNATIVE CREDIT INCOME FUNDBy-Laws • January 27th, 2023 • Alternative Credit Income Fund
ContractCustodian Agreement • April 13th, 2015 • Resource Credit Income Fund • California
This Custodian Agreement (“Agreement”) is made as of February 13, 2015 by and between RESOURCE CREDIT INCOME FUND (“Principal”) and MUFG Union Bank, N.A. (“Custodian”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • December 16th, 2020 • Alternative Credit Income Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
ContractGlobal Custody Agreement • January 15th, 2020 • Resource Credit Income Fund • New York
This Amended and Restated Global Custody Agreement (“Amended and Restated Agreement”) is made as of, September 26, 2019 by and between Resource Credit Income Fund ("Principal") and MUFG Union Bank, N.A. ("Custodian"), and hereby supersedes that certain Custody Agreement dated as of February 12, 2015, the Addendum to Custody Agreement for Special Assets, and other supplements thereto (collectively, the “Custody Agreement”), by and between Custodian and Principal, and any amendments thereof.
MANAGEMENT AGREEMENTManagement Agreement • December 16th, 2020 • Alternative Credit Income Fund • New York
The Trust has been organized to engage in the business of a closed-end management investment company that is operated as an interval fund.
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 13th, 2015 • Resource Credit Income Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2019 • Resource Credit Income Fund • New York
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Resource Credit Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDMENT 1Distribution Agreement • January 15th, 2020 • Resource Credit Income Fund
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
PROPOSED MANAGEMENT AGREEMENT MANAGEMENT AGREEMENTManagement Agreement • July 22nd, 2020 • Resource Credit Income Fund
The Trust has been organized to engage in the business of a closed-end management investment company that is operated as an interval fund.
Expense Limitation AgreementExpense Limitation Agreement • January 27th, 2023 • Alternative Credit Income Fund
Effective as of the date hereof, we agree, at least until October 31, 2023 to waive our management fees (excluding any incentive fee) and to pay or absorb the ordinary annual operating expenses of the Fund (excluding interest, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), to the extent that our management fees plus the Fund’s ordinary annual operating expenses exceed 2.59%, 3.34%, 2.59%, 2.34% and 2.84% per annum of the Fund's average daily net assets attributable to Class A, Class C, Class W, Class I and Class L shares, respectively.
RESTATED AGREEMENT AND DECLARATION OF TRUST of Resource Credit Income Fund a Delaware Statutory TrustRestated Agreement and Declaration of Trust • April 13th, 2015 • Resource Credit Income Fund • Delaware
RESTATED AGREEMENT AND DECLARATION OF TRUST made as of the 10th day of March 2015, by the Trustees hereunder, and by the holders of Shares issued hereunder, if any, as hereinafter provided.
MANAGEMENT AGREEMENTManagement Agreement • December 14th, 2021 • Alternative Credit Income Fund • New York
The Trust has been organized to engage in the business of a closed-end management investment company that is operated as an interval fund.
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • May 30th, 2017 • Resource Credit Income Fund
This Transfer and Assumption Agreement is made as of this 11th day of April, 2017 by and among Resource Financial Fund Management, Inc. a Delaware corporation (“RFFM”), Resource Alternative Advisor, LLC, a Delaware limited liability company (“RAA”), each of which is currently a registered adviser under the Investment Advisers Act of 1940, as amended, (the “Investment Advisers Act”), and Resource Credit Income Fund (the “Fund”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”).
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • January 15th, 2020 • Resource Credit Income Fund
Effective as of the date hereof, we agree, at least until January 31, 2021, to waive our management fees (excluding any incentive fee) and to pay or absorb the ordinary annual operating expenses of the Fund (excluding interest, dividend expense, amortization/accretion on securities sold short, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), to the extent that our management fees plus the Fund’s ordinary annual operating expenses exceed 2.59%, 3.34%, 2.59%, 2.34% and 2.84% per annum of the Fund's average daily net assets attributable to Class A, Class C, Class W, Class I and Class L shares, respectively.
Expense Limitation AgreementExpense Limitation Agreement • January 28th, 2016 • Resource Credit Income Fund
aMENDMENT NO. 2 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 28th, 2019 • Resource Credit Income Fund
This Amendment No. 2 to the Administration, Bookkeeping and Pricing Services Agreement dated as of August 22, 2018 (the "Amendment #2"), by and between Resource Credit Income Fund (the "Fund"), organized as a Delaware statutory trust, and ALPS Fund Services, Inc. ("ALPS"), a Colorado corporation.
Expense Limitation AgreementExpense Limitation Agreement • July 18th, 2017 • Resource Credit Income Fund
Item 77Q(1)(e) – New or Amended Investment Advisory ContractsTransfer and Assumption Agreement • May 30th, 2017 • Resource Credit Income Fund
A Transfer And Assumption Agreement dated April 11, 2017 by and among the Registrant, Resource Financial Fund Management, Inc., and Resource Alternative Advisor, LLC is filed herewith.
Expense Limitation AgreementExpense Limitation Agreement • December 16th, 2020 • Alternative Credit Income Fund
Effective as of the date hereof, we agree, at least until October 31, 2022 to waive our management fees (excluding any incentive fee) and to pay or absorb the ordinary annual operating expenses of the Fund (excluding interest, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), to the extent that our management fees plus the Fund’s ordinary annual operating expenses exceed 2.59%, 3.34%, 2.59%, 2.34% and 2.84% per annum of the Fund's average daily net assets attributable to Class A, Class C, Class W, Class I and Class L shares, respectively.
aMENDMENT NO. 1 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 29th, 2018 • Resource Credit Income Fund
This Amendment No. 1 to the Administration, Bookkeeping and Pricing Services Agreement dated as of November --13, 2017 (the "Amendment"), by and between Resource Credit Income Fund (the "Fund"), organized as a Delaware statutory trust, and ALPS Fund Services, Inc. ("ALPS"), a Colorado corporation.
CREDIT AGREEMENT DATED AS OF OCTOBER 4, 2023 BETWEEN ALTERNATIVE CREDIT INCOME FUND AND U.S. BANK NATIONAL ASSOCIATIONCredit Agreement • January 26th, 2024 • Alternative Credit Income Fund • New York
This Credit Agreement, dated as of October 4, 2023, is between Alternative Credit Income Fund, a Delaware statutory trust registered as a closed-end management investment company operating as an interval fund under the Investment Company Act (the “Borrower”), and U.S. Bank National Association, a national banking association (the “Lender”). The parties hereto agree as follows:
RESOURCE CREDIT INCOME FUND RESOURCE SECURITIES, INC. DEALER MANAGER AGREEMENTDealer Manager Agreement • April 13th, 2015 • Resource Credit Income Fund • Pennsylvania
The undersigned, Resource Credit Income Fund (the “Fund”), a Delaware statutory trust corporation, is conducting a continuous offering (the “Offering”) of its Class A, Class C, Class W, Class U, Class T and Class D shares of beneficial interest (collectively, the “Shares”). The Fund desires for you, Resource Securities, Inc. (the “Dealer Manager” or “you”), to act as its Dealer Manager in connection with the offer and sales of the Shares to the public in the Offering. In connection with the sales of Shares, the Fund hereby confirms its agreement with you, as Dealer Manager, as follows:
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • January 29th, 2018 • Resource Credit Income Fund
Expense Limitation AgreementExpense Limitation Agreement • April 13th, 2015 • Resource Credit Income Fund
Expense Limitation AgreementExpense Limitation Agreement • December 14th, 2021 • Alternative Credit Income Fund
Effective as of the date hereof, we agree, at least until October 31, 2022 to waive our management fees (excluding any incentive fee) and to pay or absorb the ordinary annual operating expenses of the Fund (excluding interest, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), to the extent that our management fees plus the Fund’s ordinary annual operating expenses exceed 2.59%, 3.34%, 2.59%, 2.34%, and 2.84% per annum of the Fund's average daily net assets attributable to Class A, Class C, Class W, Class I and Class L shares, respectively.
Item 77Q(1)(e) – New or Amended Investment Advisory ContractsManagement Agreement • November 29th, 2016 • Resource Credit Income Fund
Management Agreement dated September 9, 2016 by and between Registrant and Resource Financial Fund Management, Inc. is filed herewith.
AMENDMENT 3Administration, Bookkeeping and Pricing Services Agreement • January 27th, 2023 • Alternative Credit Income Fund
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of June 17, 2022 (“Effective Date”):
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • April 13th, 2015 • Resource Credit Income Fund • New York
THIS AGREEMENT is made as of March 31, 2015, between Resource Credit Income Fund, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT NO. 1 TO RESOURCE SECURITIES, INC. DEALER MANAGER AGREEMENTDealer Manager Agreement • July 18th, 2017 • Resource Credit Income Fund
Amendment No. 1 (this "Amendment") to the Dealer Manager Agreement, dated July 17, 2017, between Resource Credit Income Fund, a Delaware statutory trust (the "Fund"), and Resource Securities, Inc., a Delaware corporation (together with the Fund, the "Parties," and each, a "Party").
Dear Mr. Feldman, Alaric Compliance Services LLC (“Alaric”) is pleased to offer Resource Credit Income Fund (hereinafter referred to as the “Firm”, “Company”, “Fund”, “you” or “your”) the services described in this proposed letter agreement (the...Independent Chief Compliance Officer Services Agreement • December 16th, 2020 • Alternative Credit Income Fund • New York
This Agreement incorporates information from our discussions with you regarding the project scope, plan, and terms. We have identified our team and are ready to start on the project once we receive your approval.
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • January 28th, 2019 • Resource Credit Income Fund
MANAGEMENT AGREEMENT TO: Resource Financial Fund Management, Inc. 712 Fifth Avenue 12th Floor New York, NY 10019Management Agreement • November 29th, 2016 • Resource Credit Income Fund • New York
The Trust has been organized to engage in the business of a closed-end management investment company that is operated as an interval fund.
AMENDMENT 2Distribution Agreement • December 16th, 2020 • Alternative Credit Income Fund
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
