STONE RIDGE TRUST III DISTRIBUTION AGREEMENTDistribution Agreement • February 17th, 2015 • Stone Ridge Trust III • Wisconsin
THIS AGREEMENT is made and entered into as of this 28th day of January, 2015, by and between STONE RIDGE TRUST III, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND,, (the "Fund"), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). STONE RIDGE ASSET MANAGEMENT LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
Agreement and Declaration of Trust of Stone Ridge Trust III a Delaware Statutory Trust Principal Place of Business: 405 Lexington Avenue, 55th Floor New York, NY 10147Trust Agreement • December 24th, 2014 • Stone Ridge Trust III • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of December 17, 2014 for the purpose of forming the Delaware statutory trust in accordance with the provisions hereinafter set forth.
SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • February 27th, 2019 • Stone Ridge Trust III • Delaware
THIS SECOND AMENDED AND RESTATED AGREEMENT is made and entered into as of this 15th day of October, 2018, by and between STONE RIDGE TRUST III, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND, (the “Fund”) and, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 2017 • Stone Ridge Trust III • Colorado
THIS AGREEMENT is made as of August 14, 2017, by and between Stone Ridge Trust III, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST On behalf of its series Stone Ridge All Asset Variance Risk Premium FundInvestment Management Agreement • August 13th, 2020 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of August 12, 2020 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 20th, 2017 • Stone Ridge Trust III • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST III, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 20th, 2017 • Stone Ridge Trust III • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST III, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 20th, 2017 • Stone Ridge Trust III • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST III, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND AMENDED AND RESTATED SERVICES AGREEMENTServices Agreement • February 27th, 2019 • Stone Ridge Trust III • Delaware
This SERVICES AGREEMENT (the “Agreement”), originally dated the 28th day of January, 2015, is amended and restated this 1st day of March, 2018, by and between Stone Ridge Trust III, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund, a Delaware statutory trust (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
INVESTMENT MANAGEMENT AGREEMENT Stone Ridge All Asset Variance Risk Premium Sub Fund LtdInvestment Management Agreement • August 13th, 2020 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of August 12, 2020 (the “Agreement”), is by and between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”) and Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd (“All Asset Variance Risk Premium Sub Fund” or the “Fund”), a Cayman Islands exempted company and a wholly-owned subsidiary of Stone Ridge All Asset Variance Risk Premium Fund (“All Asset Variance Risk Premium Fund”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and a series of Stone Ridge Trust, a Delaware statutory trust (the “Trust”). The purpose of All Asset Variance Risk Premium Sub Fund is to facilitate the implementation of All Asset Variance Risk Premium Fund’s investment strategies. The All Asset Variance Risk Premium Sub Fund is a “qualified eligible person” as defined in Commodity Futures Trading Commission (“CFT
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2019 • Stone Ridge Trust III • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Stone Ridge Trust III, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge All Asset Variance Risk Premium Fund, (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDMENT 1Distribution Agreement • February 28th, 2020 • Stone Ridge Trust III
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
INVESTMENT MANAGEMENT AGREEMENT Stone Ridge All Asset Variance Risk Premium Sub Fund LtdInvestment Management Agreement • February 26th, 2016 • Stone Ridge Trust III • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of March 23, 2015 (the “Agreement”), is by and between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”) and Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd (“All Asset VRP Sub Fund” or the “Fund”), a Cayman Islands exempted company and a wholly-owned subsidiary of Stone Ridge All Asset Variance Risk Premium Fund (“All Asset VRP Fund”), a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the Investment Company Act”), and a series of Stone Ridge Trust III, a Delaware statutory trust. The purpose of All Asset VRP Sub Fund is to facilitate the implementation of All Asset VRP Fund’s investment strategies.
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • August 13th, 2020 • Stone Ridge Trust
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on the 12th day of August, 2020, we hereby notify you as follows:
STONE RIDGE ALL ASSET VARIANCE RISK PREMIUM FUND SERVICES AGREEMENTServices Agreement • February 17th, 2015 • Stone Ridge Trust III • Delaware
This SERVICES AGREEMENT (the “Agreement”), dated the 28th day of January 2015 by and between Stone Ridge All Asset Variance Risk Premium Fund, a Delaware statutory trust (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
INVESTMENT MANAGEMENT AGREEMENT Stone Ridge All Asset Variance Risk Premium Sub Fund LtdInvestment Management Agreement • December 20th, 2017 • Stone Ridge Trust III • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of April 20, 2017 (the “Agreement”), is by and between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”) and Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd (“All Asset VRP Sub Fund” or the “Fund”), a Cayman Islands exempted company and a wholly-owned subsidiary of Stone Ridge All Asset Variance Risk Premium Fund (“All Asset VRP Fund”), a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the Investment Company Act”), and a series of Stone Ridge Trust III, a Delaware statutory trust. The purpose of All Asset VRP Sub Fund is to facilitate the implementation of All Asset VRP Fund’s investment strategies.
Stone Ridge Trust III ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 27th, 2019 • Stone Ridge Trust III
This Addendum to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 (the “Agreement”) is entered into by and between Stone Ridge Trust III (the “Trust”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 28th, 2018 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on the 23rd day of March, 2015, we hereby notify you as follows:
STONE RIDGE TRUST III SUBSCRIPTION AGREEMENT FOR SEED CAPITALSubscription Agreement • March 20th, 2015 • Stone Ridge Trust III
This Subscription Agreement for Seed Capital (the “Agreement”) is made as of the 11th day of March, 2015 between Stone Ridge Asset Management LLC, a Delaware limited liability company (“Stone Ridge”), and Stone Ridge Trust III (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”).
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 17th, 2015 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”) on this 28th day of January, 2015, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 27th, 2019 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on the 23rd day of March, 2015, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 26th, 2016 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on this 22nd day of January, 2016, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 28th, 2020 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on the 23rd day of March, 2015, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 28th, 2017 • Stone Ridge Trust III
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust III (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on this 24th day of January, 2017, we hereby notify you as follows:
