CUSTODY AGREEMENTCustody Agreement • July 8th, 2019 • Amplify ETF Trust • New York
THIS AGREEMENT is made and entered into as of this 28th day of May, 2019, by and between AMPLIFY ETF TRUST, a Massachusetts business trust (the “Trust”), and COWEN EXECUTION SERVICES LLC, a Delaware limited liability company and a broker-dealer regulated under the Securities and Exchange Act of 1934, as amended (the “1934 Act”) (the “Custodian”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 11th, 2018 • Amplify ETF Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 14th day of March, 2017, by and between Amplify Investments, LLC, a Delaware limited liability company with its principal place of business at 310 S Hale Street, Wheaton, IL 60187 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
ETF DISTRIBUTION AGREEMENTDistribution Agreement • July 8th, 2019 • Amplify ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 201__, by and between ______________, a _______________ (the “Trust”) having its principal place of business at ________________________, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
DISTRIBUTION AGREEMENTDistribution Agreement • January 14th, 2016 • Amplify ETF Trust • New York
THIS DISTRIBUTION AGREEMENT (the “Agreement’) is made as of this 13th day of January, 2016 between Amplify ETF Trust (the “Trust”), a Massachusetts business trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Amplify Investments LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Article 5 only.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 14th, 2016 • Amplify ETF Trust • New York
THIS AGREEMENT is made and entered into as of this 13th day of January, 2016, by and between AMPLIFY ETF TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • January 14th, 2016 • Amplify ETF Trust • New York
THIS AGREEMENT is made as of this 13th day of January, 2016, by and between AMPLIFY ETF TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
SEYMOUR ASSET MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2024 • Amplify ETF Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of April 19, 2023, by and between Amplify Investments LLC, a Delaware limited liability company with its principal place of business at 3333 Warrenville Road, Suite 350, Lisle, Illinois 60532 (the “Adviser”), and Seymour Asset Management LLC, a registered investment advisor organized under the laws of the State of Delaware (the “Sub-Adviser”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • January 14th, 2016 • Amplify ETF Trust • New York
THIS AGREEMENT is made and entered into as of the 13th day of January, 2016, by and between AMPLIFY ETF TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTFund Accounting and Administration Service Agreement • July 8th, 2019 • Amplify ETF Trust • North Carolina
THIS AGREEMENT is made and entered into as of this ___ day of June, 2019, by and between AMPLIFY ETF TRUST, a Massachusetts business trust, having its principal office and place of business at 310 South Hale Street, Wheaton, Illinois 60187 (the “Trust”) and THE NOTTINGHAM COMPANY, a North Carolina business corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Administrator”).
Investment Management AgreementInvestment Management Agreement • July 8th, 2019 • Amplify ETF Trust • Illinois
Investment Management Agreement made this [__]th day of [_______], 2019 by and between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (the “Adviser”).
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • July 8th, 2019 • Amplify ETF Trust • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (the “Agreement”) is made and entered into as of the __ day of July, 2019, by and between AMPLIFY ETF TRUST, a Massachusetts business trust (the “Trust”), on behalf of the funds listed on Schedule 1 (the “Funds”) and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company (“Transfer Agent”).
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • October 21st, 2024 • Amplify ETF Trust • Illinois
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of December 1, 2023.
RE-STATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 21st, 2024 • Amplify ETF Trust • Illinois
This RE-STATED INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement’’) entered into as of May 14, 2024 by and between Amplify Investments LLC (the “Manager’’) and Capital Wealth Planning, LLC (the “Sub-Adviser’’).
Investment Sub‑Advisory AgreementInvestment Sub-Advisory Agreement • November 23rd, 2016 • Amplify ETF Trust • Illinois
Investment Sub-Advisory Agreement made as of this 24th day of October, 2016 by and among the Amplify ETF Trust, a Massachusetts business trust (the “Trust”), Amplify Investments LLC, a Delaware limited liability company (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (“SEC”), and Capital Wealth Planning, LLC, a registered investment adviser with the SEC (the “Sub‑Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 21st, 2024 • Amplify ETF Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as October 17, 2024, by and between Amplify Investments LLC, a registered investment advisor (the “Adviser”), and Curi RMB Capital, LLC, a registered investment advisor (the “Sub-Adviser”).
Amended Fee Waiver AgreementFee Waiver Agreement • February 28th, 2019 • Amplify ETF Trust • Illinois
This Amended Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of February 28, 2019.
Amplify ETF Trust Subscription AgreementSubscription Agreement • January 14th, 2016 • Amplify ETF Trust
This Subscription Agreement (the “Agreement”) made this [ ] day of [ ] by and between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), on behalf of its series, Amplify Online Retail ETF (the “Fund”), and Amplify Holding Company LLC, a Delaware limited liability company (the “Subscriber”).
SUBLICENSE AGREEMENTSublicense Agreement • June 23rd, 2021 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of April 15, 2021, is made by and among Amplify ETF Trust (the “Sublicensee”), Tematica Research, LLC (“Licensor”), and Amplify Investments LLC (“Licensee” or “Sublicensor”).
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • February 28th, 2024 • Amplify ETF Trust • Illinois
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of December 1, 2023.
APPENDIX A FUNDS TO BE SERVICED FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTFund Accounting and Administration Service Agreement • July 8th, 2019 • Amplify ETF Trust
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • May 21st, 2018 • Amplify ETF Trust • Illinois
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of May 21, 2018.
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • January 16th, 2018 • Amplify ETF Trust • Illinois
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of January 16, 2018.
AMPLIFY INVESTMENTS – PRIME INDEXES INDEX LICENSE AGREEMENTIndex License Agreement • August 25th, 2017 • Amplify ETF Trust
This Index License Agreement, is made and entered into as of this 3rd day of August, 2017, (the “Effective Date”), by and between Level ETF Ventures LLC, a New York limited liability company (“LEVEL” or “Licensor”), having an office at 250 E 54th St, Suite 27B New York, NY, and Amplify Investments LLC a Delaware limited liability company having an office at 310 S Hale Street, Wheaton, IL (“Licensee”).
CERITY PARTNERS LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2024 • Amplify ETF Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of March 31, 2023, by and between Amplify Investments LLC, a Delaware limited liability company with its principal place of business at 3333 Warrenville Road, Suite 350, Lisle, Illinois 60532 (the “Adviser”), and Cerity Partners LLC, a registered investment advisor organized under the laws of the State of Delaware with its principal place of business at 335 Madison Avenue, 23rd Floor, New York, NY 10017 (the “Sub-Adviser”).
SUBLICENSE AGREEMENTSublicense Agreement • May 6th, 2019 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of January 7, 2019, is made by and among Amplify ETF Trust (the “Sublicensee”), CrowdBureau Corporation (“Licensor”), and Amplify Investments LLC (“Licensee” or “Sublicensor”).
SUBLICENSE AGREEMENTSublicense Agreement • July 19th, 2021 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of April 15, 2021, is made by and among Amplify ETF Trust (the “Sublicensee”), ETF Action, Inc. (“Licensor”), and Licensee (“Licensee” or “Sublicensor”).
SUBLICENSE AGREEMENTSublicense Agreement • September 20th, 2021 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of September 15, 2021, is made by and among Amplify ETF Trust (the “Sublicensee”) and Amplify Investments LLC (“Licensee” or “Sublicensor”).
SUBLICENSE AGREEMENTSublicense Agreement • November 1st, 2018 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of ______________, _____, is made by and among _________________________ (the “Sublicensee”), S-Network Global Indexes, Inc., a New York corporation, having an office at 267 Fifth Avenue, Suite 508, New York, NY 10016 (“SNGI”), and Licensee (“Licensee” or “Sublicensor”).
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • July 8th, 2019 • Amplify ETF Trust • Illinois
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Amplify ETF Trust, a Massachusetts business trust (the “Trust”), and Amplify Investments LLC, a Delaware limited liability company (“Amplify Investments”), as of July 8, 2019.
SUBLICENSE AGREEMENTSublicense Agreement • February 9th, 2022 • Amplify ETF Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of December 8, 2021, is made by and among Amplify ETF Trust (the “Sublicensee”), EQM Indexes LLC (“Licensor”), and Licensee (“Licensee” or “Sublicensor”).
SUBLICENSE AGREEMENTSublicense Agreement • August 22nd, 2022 • Amplify ETF Trust
This Sublicense Agreement (the "Sublicense Agreement"), dated as of August 4, 2022, is made by and among Amplify ETF Trust (the "Sublicensee"), EQM Indexes, LLC ("Licensor"), and Amplify Investments LLC ("Licensee" or "Sublicensor").
