SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • March 10th, 2021 • River Financial Corp • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of March 9, 2021, and is made by and among RIVER FINANCIAL CORPORATION, an Alabama corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
LOAN AND SECURITY AGREEMENT By and BetweenLoan and Security Agreement • November 9th, 2021 • River Financial Corp • State commercial banks • Alabama
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of August 9, 2021, by and between RIVER FINANCIAL CORPORATION, a corporation organized under the laws of the State of Alabama (“Borrower”), and SERVISFIRST BANK, an Alabama banking corporation (“Lender”).
RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENTChange in Control Agreement • July 31st, 2015 • River Financial Corp • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 11th day of May, 2011 (the “Effective Date”), by and between RIVER BANK & TRUST, a state chartered commercial bank with its principal place of business in Prattville, Alabama (the “Bank”) and JOEL K. WINSLETT (the “Executive”).
EXHIBIT A RIVER FINANCIAL CORPORATIONAgency and Registrar Agreement • March 10th, 2021 • River Financial Corp • State commercial banks • New York
THIS SUBORDINATED NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE PAYING AGENCY AND REGISTRAR AGREEMENT, DATED AS OF MARCH 9, 2021 (THE “PAYING AGENT AGREEMENT”), BETWEEN RIVER FINANCIAL CORPORATION (THE “COMPANY”) AND UMB BANK NATIONAL ASSOCIATION, AS PAYING AGENT AND REGISTRAR, AND IS REGISTERED IN THE NAME OF CEDE & CO AS NOMINEE OF THE DEPOSITORY TRUST COMPANY (“DTC”) OR A NOMINEE OF DTC. THIS SUBORDINATED NOTE IS EXCHANGEABLE FOR SUBORDINATED NOTES REGISTERED IN THE NAME OF A PERSON OTHER THAN DTC OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE PAYING AGENT AGREEMENT, AND NO TRANSFER OF THIS SUBORDINATED NOTE (OTHER THAN A TRANSFER OF THIS SUBORDINATED NOTE AS A WHOLE BY DTC TO A NOMINEE OF DTC OR BY A NOMINEE OF DTC TO DTC OR ANOTHER NOMINEE OF DTC) MAY BE REGISTERED EXCEPT IN LIMITED CIRCUMSTANCES SPECIFIED IN THE PAYING AGENT AGREEMENT.
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 2nd, 2018 • River Financial Corp • State commercial banks • Florida
THIS LOAN AND SECURITY AGREEMENT made as of this 31st day of October, 2018, by and between RIVER FINANCIAL CORPORATION, an Alabama corporation, having its principal place of business in 2611 Legends Dr., Prattville, AL 36066 (hereinafter referred to as the “Borrower”), and CENTERSTATE BANK, N.A., a national banking association, having its principal place of business in 1101 1st Street South, Winter Haven, Florida 33880 (hereinafter referred to as the “Lender”).
AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • June 5th, 2019 • River Financial Corp • State commercial banks • Alabama
THIS AGREEMENT AND PLAN OF MERGER is made and entered into as of this the 4th day of June, 2019, by and between TRINITY BANCORP, INC. (“Trinity”), an Alabama corporation, and RIVER FINANCIAL CORPORATION (“River Financial”), an Alabama corporation.
Loan AgreementLoan and Security Agreement • January 5th, 2016 • River Financial Corp • State commercial banks • Alabama
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of December 31, 2015, by and between RIVER FINANCIAL CORPORATION, an Alabama corporation (“Borrower”), and SOUTHPOINT BANK, an Alabama banking corporation (“Lender”).
RIVER FINANCIAL CORPORATION CHANGE IN CONTROL AGREEMENTChange in Control Agreement • July 31st, 2015 • River Financial Corp • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of (the “Effective Date”), by and between RIVER FINANCIAL CORPORATION, an Alabama corporation (the “Company”) and BOLES PEGUES (the “Executive”).
AGREEMENT AND PLAN OF MERGER by and among RIVER FINANCIAL CORPORATION RFC ACQUISITION CORPORATION and PSB BANCSHARES, INC. dated as of July 10, 2018Agreement and Plan of Merger • July 16th, 2018 • River Financial Corp • State commercial banks • Alabama
THIS AGREEMENT AND PLAN OF MERGER is made and entered into as of this the 10th day of July, 2018, by and between PSB BANCSHARES, INC. (“PSB”), a Delaware corporation, RFC Acquisition Corporation (“Newco”), an Alabama corporation and wholly owned subsidiary of River Financial, and RIVER FINANCIAL CORPORATION (“River Financial”), an Alabama corporation.
RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENTChange in Control Agreement • July 31st, 2015 • River Financial Corp • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 11th day of May, 2011 (the “Effective Date”), by and between RIVER BANK & TRUST, a state chartered commercial bank with its principal place of business in Prattville, Alabama (the “Bank”) and JIMMY STUBBS (the “Executive”).
RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENTTrust Change in Control Agreement • November 19th, 2021 • River Financial Corp • State commercial banks • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 1st day of January, 2022 (the “Effective Date”), by and between RIVER BANK & TRUST, an Alabama banking corporation (the “Bank”) and Jason B. Davis (the “Executive”).
WARRANT AGREEMENTWarrant Agreement • February 3rd, 2016 • River Financial Corp • State commercial banks • Alabama
This Warrant Agreement, dated as of , is entered into by and among Keystone Bank, an Alabama state bank (the “Company”), and the individual directors listed on the signature pages of this Agreement (the “Directors”).
RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT (FORM)Change in Control Agreement • August 21st, 2019 • River Financial Corp • State commercial banks • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of , (the “Effective Date”), by and between RIVER BANK & TRUST, an Alabama banking corporation (the “Bank”) and (the “Executive”).
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTRetirement Agreement • November 19th, 2021 • River Financial Corp • State commercial banks
This River Bank & Trust Supplemental Executive Retirement Agreement (“Agreement”) is made and entered into this 1st day of January, 2022, between River Bank & Trust (“Bank”), a bank located in Prattville, AL, and Jason B. Davis (“Executive”).
RIVER FINANCIAL CORPORATION CHANGE IN CONTROL AGREEMENTChange in Control Agreement • July 31st, 2015 • River Financial Corp • Alabama
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of , 2015 (the “Effective Date”), by and between RIVER FINANCIAL CORPORATION, an Alabama corporation with its principal place of business in Prattville, Alabama (the “Company”) and RAY SMITH (the “Executive”).
Form of WARRANT AGREEMENTWarrant Agreement • July 31st, 2015 • River Financial Corp • Alabama
This Warrant Agreement, dated as of March 8, 2006, is entered into by and among River Bank & Trust, an Alabama state bank (the “Company”), and the individual directors listed on the signature pages of this Agreement (the “Directors”).
