NEW BUFFALO SAVINGS BANK EMPLOYMENT AGREEMENTEmployment Agreement • November 3rd, 2015 • New Bancorp, Inc. • Savings institution, federally chartered • Michigan
Contract Type FiledNovember 3rd, 2015 Company Industry JurisdictionThis Agreement (this “Agreement”) is made effective as of the 29th day of October, 2015 (the “Effective Date”), by and between New Buffalo Savings Bank (the “Bank”), a federally-chartered institution with its principal offices at 45 North Whittaker Street, New Buffalo, Michigan 49117, and Richard C. Sauerman (“Executive”). When used in this Agreement any reference to the “Company” shall refer to New Bancorp.
FORM OFIncentive Stock Option Agreement • July 6th, 2017 • New Bancorp, Inc. • Savings institution, federally chartered
Contract Type FiledJuly 6th, 2017 Company IndustryThis incentive stock option agreement ("Option" or "Agreement") is and will be subject in every respect to the provisions of the 2017 Equity Incentive Plan (the "Plan") of New Bancorp, Inc. (the "Company") which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the "Participant") hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the "Committee") will be final, binding and conclusive upon the Participant and the Participant's heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term "Company" will include the parent and all present and future
FORM OFNon-Qualified Stock Option Agreement • July 6th, 2017 • New Bancorp, Inc. • Savings institution, federally chartered
Contract Type FiledJuly 6th, 2017 Company IndustryThis non-qualified stock option agreement ("Option" or "Agreement") is and will be subject in every respect to the provisions of the 2017 Equity Incentive Plan (the "Plan") of New Bancorp, Inc. (the "Company") which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the "Participant") hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the "Committee") will be final, binding and conclusive upon the Participant and the Participant's heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term "Company" will include the parent and all present and fut
FORM OF TIME-BASED RESTRICTED STOCK AWARDRestricted Stock Award Agreement • July 6th, 2017 • New Bancorp, Inc. • Savings institution, federally chartered
Contract Type FiledJuly 6th, 2017 Company IndustryThis time-based restricted stock award agreement ("Restricted Stock Award" or "Agreement") is and will be subject in every respect to the provisions of the 2017 Equity Incentive Plan (the "Plan") of New Bancorp, Inc. (the "Company") which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the "Participant") hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the "Committee") will be final, binding and conclusive upon the Participant and the Participant's heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, t
NEW BANCORP, INC. (a Maryland corporation) Up to 805,000 Shares (Subject to Increase to 925,750 Shares) COMMON STOCK (Par Value $0.01 Per Share) Subscription Price $10.00 Per Share AGENCY AGREEMENTAgency Agreement • July 24th, 2015 • New Bancorp, Inc. • Savings institution, federally chartered • New York
Contract Type FiledJuly 24th, 2015 Company Industry Jurisdiction
NEW BUFFALO SAVINGS BANK CHANGE IN CONTROL AGREEMENTChange in Control Agreement • November 3rd, 2015 • New Bancorp, Inc. • Savings institution, federally chartered • Michigan
Contract Type FiledNovember 3rd, 2015 Company Industry JurisdictionThis AGREEMENT (“Agreement”) is hereby entered into as of the 29th day of October, 2015, (the “Effective Date”), by and between NEW BUFFALO SAVINGS BANK (the “Bank”) and RUSSELL DAHL (“Executive”). When used in this Agreement, any reference to “Company” shall refer to NEW BANCORP, INC.
FORM OF NEW BUFFALO SAVINGS BANK CHANGE IN CONTROL AGREEMENTChange in Control Agreement • June 9th, 2015 • New Bancorp, Inc. • Michigan
Contract Type FiledJune 9th, 2015 Company JurisdictionThis AGREEMENT (“Agreement”) is hereby entered into as of [date] (the “Effective Date”), by and between NEW BUFFALO SAVINGS BANK (the “Bank”) and RUSSELL DAHL (“Executive”). When used in this Agreement, any reference to “Company” shall refer to NEW BANCORP, INC.
KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTSConversion Valuation Agreement • June 9th, 2015 • New Bancorp, Inc.
Contract Type FiledJune 9th, 2015 CompanyKeller & Company, Inc. (hereinafter referred to as KELLER) hereby proposes to prepare an independent conversion appraisal of New Buffalo Savings Bank (hereinafter referred to as “New Buffalo Savings”), relating to the mutual to stock conversion of New Buffalo Savings and related stock offering (“the “Stock Offering”) of New Buffalo Savings’ holding company. KELLER will provide a pro forma valuation of the market value of the shares of New Buffalo Savings’ holding company to be sold in connection with the conversion.
NEW BUFFALO SAVINGS BANK SALARY CONTINUATION AGREEMENT FOR RICHARD C. SAUERMANSalary Continuation Agreement • July 24th, 2015 • New Bancorp, Inc. • Savings institution, federally chartered
Contract Type FiledJuly 24th, 2015 Company IndustryTHIS SALARY CONTINUATION PLAN FOR RICHARD C. SAUERMAN (the “Plan”) is effective as of May 28, 2015, and is entered into by New Buffalo Savings Bank (the “Bank”) and Richard C. Sauerman (“Executive”).
NEW BUFFALO SAVINGS BANK SALARY CONTINUATION AGREEMENT FOR RICHARD C. SAUERMANSalary Continuation Agreement • June 9th, 2015 • New Bancorp, Inc.
Contract Type FiledJune 9th, 2015 CompanyTHIS SALARY CONTINUATION PLAN FOR RICHARD C. SAUERMAN (the “Plan”) is effective as of May 28, 2015, and is entered into by New Buffalo Savings Bank (the “Bank”) and Richard C. Sauerman (“Executive”).