STONE RIDGE TRUST IV DISTRIBUTION AGREEMENTDistribution Agreement • October 21st, 2016 • Stone Ridge Trust IV • Wisconsin
THIS AGREEMENT is made and entered into as of this 5th day of February, 2016, by and between STONE RIDGE TRUST IV, a Delaware statutory trust (the “Trust”) on behalf of its series, the STONE RIDGE POST-EVENT REINSURANCE FUND, (the “Fund”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). STONE RIDGE ASSET MANAGEMENT LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • December 26th, 2017 • Stone Ridge Trust IV • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST IV, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE POST-EVENT REINSURANCE FUND, (the “Fund”) and, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 26th, 2017 • Stone Ridge Trust IV • Colorado
THIS AGREEMENT is made as of August 14, 2017, by and between Stone Ridge Trust IV, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge Post-Event Reinsurance Fund (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Amended and Restated Agreement and Declaration of TrustAmended and Restated Agreement and Declaration of Trust • October 20th, 2015 • Stone Ridge Trust IV • Delaware
INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST IV On behalf of its series Stone Ridge Post-Event Reinsurance FundInvestment Management Agreement • October 21st, 2016 • Stone Ridge Trust IV • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of January 22, 2016 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust IV, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge Post-Event Reinsurance Fund (the “Fund”).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 26th, 2017 • Stone Ridge Trust IV • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST IV, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE POST-EVENT REINSURANCE FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 26th, 2017 • Stone Ridge Trust IV • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST IV, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE POST-EVENT REINSURANCE FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 26th, 2017 • Stone Ridge Trust IV • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST IV, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE POST-EVENT REINSURANCE FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
STONE RIDGE POST-EVENT REINSURANCE FUND AMENDED AND RESTATED SERVICES AGREEMENTServices Agreement • February 28th, 2018 • Stone Ridge Trust IV • Delaware
This SERVICES AGREEMENT (the “Agreement”), originally dated the 8th day of March, 2016, is amended and restated this 31st day of January, 2018, by and between Stone Ridge Trust IV (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Post-Event Reinsurance Fund (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
AMENDMENT 1Distribution Agreement • February 28th, 2020 • Stone Ridge Trust IV
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
STONE RIDGE POST-EVENT REINSURANCE FUND SERVICES AGREEMENTServices Agreement • September 6th, 2016 • Stone Ridge Trust IV • Delaware
This SERVICES AGREEMENT (the “Agreement”), dated as of the 8th day of March 2016 by and between Stone Ridge Trust IV (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Post-Event Reinsurance Fund (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2019 • Stone Ridge Trust IV • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Stone Ridge Trust IV, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge Post Event Reinsurance Fund, (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Stone Ridge Trust IV ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 27th, 2019 • Stone Ridge Trust IV
This Addendum to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 (the “Agreement”) is entered into by and between Stone Ridge Trust IV (the “Trust”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
STONE RIDGE TRUST IV ADDENDUM TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 24th, 2023 • Stone Ridge Trust IV
This Addendum (the “Addendum”) to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 by and between Stone Ridge Trust IV (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. Bancorp Fund Services, LLC, d/b/a U.S. Bank Global Fund Services (“USBGFS”), as amended (the “Agreement”), is entered into as of the last date in the signature block (the “Effective Date”).
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • September 6th, 2016 • Stone Ridge Trust IV
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust IV (the “Trust”), on behalf of its series Stone Ridge Post-Event Reinsurance Fund (the “Fund”) on this 22nd day of January, 2016, we hereby notify you as follows:
STONE RIDGE TRUST IV SUBSCRIPTION AGREEMENT FOR SEED CAPITALSubscription Agreement • September 6th, 2016 • Stone Ridge Trust IV
This Subscription Agreement for Seed Capital (the “Agreement”) is made as of the 8th day of March, 2016 between Stone Ridge Asset Management LLC, a Delaware limited liability company (“Stone Ridge”), and Stone Ridge Trust IV (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Post-Event Reinsurance Fund (the “Fund”).
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 24th, 2021 • Stone Ridge Trust IV
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust IV (the “Trust”), on behalf of its series Stone Ridge Post-Event Reinsurance Fund (the “Fund”) on the 22nd day of January, 2016, we hereby notify you as follows:
