MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • New York
This Agreement is made as of October 1, 2012 by and among each management investment company identified on Appendix A and Appendix B hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT NEXPOINT STRATEGIC INCOME FUNDExpense Limitation and Reimbursement Agreement • July 27th, 2018 • Nexpoint Strategic Income Fund • New York
THIS AGREEMENT is hereby made as of the [ ]th day of July, 2018 (this “Agreement”) between NexPoint Strategic Income Fund, a Delaware statutory trust (the “Trust”), and NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”).
FORM OF SELLING AGREEMENT FOR NEXPOINT OPPORTUNISTIC CREDIT FUNDSelling Agreement • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • New York
This Selling Agreement (“Agreement”) is made by and between [NAME OF INTERMEDIARY] (“Intermediary”) and Highland Capital Funds Distributor, Inc. (“Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.
MASTER SUB-ADMINISTRATION AGREEMENTMaster Sub-Administration Agreement • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • New York
This Master Sub-Administration Agreement (“Agreement”) dated and effective as of January 7, 2013, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and NexPoint Advisors, L.P., a Delaware Limited Partnership (the “Administrator”).
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTAnd Administrative Services Agreement • February 10th, 2017 • Nexpoint Opportunistic Credit Fund • Delaware
THIS INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT made as of December 16, 2016 (the “Agreement”), by and between NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”), and NexPoint Opportunistic Credit Fund, a Delaware statutory trust (the “Trust”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • New York
This Distribution Agreement (“Agreement”) is made by and between NexPoint Opportunistic Credit Fund (the “Fund”) and Highland Capital Funds Distributor, Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT NEXPOINT OPPORTUNISTIC CREDIT FUNDExpense Limitation and Reimbursement Agreement • February 10th, 2017 • Nexpoint Opportunistic Credit Fund • New York
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT is hereby made as of December 16, 2016 (this “Agreement”) between NexPoint Opportunistic Credit Fund, a Delaware statutory trust (the “Trust”), and NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”).
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Servicing Plan and Agreement • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • Texas
This plan constitutes the Shareholder Servicing Plan and Agreement (the “Plan”) for NexPoint Opportunistic Credit Fund (the “Fund”). The Plan relates solely to the Fund, may be amended from time to time, and supersedes and replaces any prior shareholder services plan with respect to the Fund.
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENTInvestment Advisory • December 21st, 2016 • Nexpoint Opportunistic Credit Fund • Delaware
THIS INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT made as of December 16, 2016 (the “Agreement”), by and between NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”), and NexPoint Opportunistic Credit Fund, a Delaware statutory trust (the “Trust”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of NexPoint Distressed Strategies Fund a Delaware Statutory TrustAgreement and Declaration • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • Delaware
WHEREAS, this Trust is a Delaware statutory trust formed pursuant to a Certificate of Trust filed with the Secretary of the State of Delaware on March 2, 2016 and the entering into of a Declaration of Trust, dated as of March 2, 2016 (which Declaration of Trust is hereby amended and restated in its entirety);
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of NexPoint Distressed Strategies Fund a Delaware Statutory TrustAgreement and Declaration of Trust • October 31st, 2016 • Nexpoint Opportunistic Credit Fund • Delaware
WHEREAS, this Trust is a Delaware statutory trust formed pursuant to a Certificate of Trust filed with the Secretary of the State of Delaware on March 2, 2016 and the entering into of a Declaration of Trust, dated as of March 2, 2016 (which Declaration of Trust is hereby amended and restated in its entirety);
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • December 21st, 2016 • Nexpoint Opportunistic Credit Fund • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of December 19, 2016, is by and among Highland Funds I (the “Target Company”) on behalf of its series Highland Opportunistic Credit Fund (the “ Target Fund”), NexPoint Opportunistic Credit Fund (the “Acquiring Fund”), and, for purposes of paragraphs 4.1, 7.3 and 10.2 of this Agreement only, Highland Capital Management Fund Advisors, L.P. (“Highland”).
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • November 1st, 2016 • Nexpoint Opportunistic Credit Fund • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [ ], is by and among Highland Funds I (the “Target Company”) on behalf of its series Highland Opportunistic Credit Fund (the “ Target Fund”), NexPoint Opportunistic Credit Fund (the “Acquiring Fund”), and, for purposes of paragraphs 4.1, 7.3 and 10.2 of this Agreement only, Highland Capital Management Fund Advisors, L.P. (“Highland”).
