CION Ares Diversified Credit Fund Sample Contracts

Form Of Master Custodian Agreement
Master Custodian Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Massachusetts

This Agreement is made as of , 2016 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).

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FORM OF DISTRIBUTION AGREEMENT
Distribution Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

THIS AGREEMENT is made as of ____________, 2016, between the CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

FORM OF BROKER DEALER SELLING AGREEMENT
Broker Dealer Selling Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Colorado

THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).

THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN CION ARES DIVERSIFIED CREDIT FUND AND CION ARES MANAGEMENT, LLC
Investment Advisory Agreement • May 1st, 2023 • CION Ares Diversified Credit Fund • New York

This Third Amended and Restated Investment Advisory Agreement (the “Agreement”) is entered into as of May 22, 2020, by and between CION ARES DIVERSIFIED CREDIT FUND (the “Fund”), a statutory trust duly organized and existing under the laws of the State of Delaware, and CION ARES MANAGEMENT, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Advisor”).

FORM OF ADMINISTRATION AGREEMENT
Administration Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Massachusetts

This Administration Agreement (“Agreement”) dated and effective as of _____, 2016 is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each management investment company identified on Schedule A hereto (each, a “Fund”).

FORM OF TRADEMARK LICENSE AGREEMENT
Trademark License Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [ ], 2016 (the “Effective Date”) by and between Ares Management LLC, a Delaware limited liability company (the “Licensor”), CION Ares Management, LLC (“CAM”) and CION Ares Diversified Credit Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund” and collectively with CAM, the “Licensees”) (each a “party,” and collectively, the “parties”).

FORM OF INVESTMENT SUB-ADVISORY AGREEMENT BY AND BETWEEN
Investment Sub-Advisory Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

THIS INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) made this [ ] day of October, 2016, by and among CION ARES MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”), ARES CAPITAL MANAGEMENT II llc, a Delaware limited liability company (the “Sub-Advisor”), and CION ARES DIVERSIFIED CREDIT FUND, a Delaware statutory trust (the “Fund”), solely as a party with respect to Sections 8 and 11(a) hereof.

FORM OF THIRD AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT
Expense Support and Conditional Reimbursement Agreement • October 15th, 2020 • CION Ares Diversified Credit Fund • Delaware

THIS AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT (the "Agreement") is made the 31st day of July, 2020 between CION Ares Diversified Credit Fund, a Delaware statutory trust (the "Company"), and CION Ares Management, LLC, a Delaware limited liability company ("CAM").

FORM OF WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

THIS AGREEMENT is entered into effective as of the day of ,2016, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), and CION Securities, LLC, a Delaware limited liability company (“CION”).

FORM OF FIRST AMENDMENT TO AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT
Expense Support and Conditional Reimbursement Agreement • February 25th, 2019 • CION Ares Diversified Credit Fund

This first amendment to the Amended and Restated Expense Support and Conditional Reimbursement Agreement (the “Agreement”) is made this __ day of February, 2019, by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Company”), and CION Ares Management, LLC, a Delaware limited liability company (“CAM”).

CION ARES DIVERSIFIED CREDIT FUND FORM OF INCENTIVE FEE WAIVER AGREEMENT
Incentive Fee Waiver Agreement • February 27th, 2018 • CION Ares Diversified Credit Fund • New York

THIS INCENTIVE FEE WAIVER AGREEMENT (the “Agreement”) is effective as of the 12th day of December, 2017 by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”) and CION Ares Management, LLC (the “Adviser”).

FORM OF AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT
Expense Support and Conditional Reimbursement Agreement • July 10th, 2017 • CION Ares Diversified Credit Fund • Delaware

THIS AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT (the "Agreement") is made the 11th day of July, 2017 between CION Ares Diversified Credit Fund, a Delaware statutory trust (the "Company"), and CION Ares Management, LLC, a Delaware limited liability company ("CAM").

FORM OF INDEMNIFICATION AGREEMENT
Indemnification Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Delaware

THIS INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the ____ day of ___________, 2016, by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and ____________ (“Indemnitee”).

FORM OF DEALER MANAGER AGREEMENT
Dealer Manager Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

The undersigned, CION Ares Diversified Credit Fund (the "Fund"), a Delaware statutory trust, is conducting a continuous offering (the "Offering") of its shares of beneficial interest (collectively, the "Shares"). The Fund desires for you, CION Securities, LLC, a Delaware limited liability company (the "Dealer Manager" or "you"), to act as its Dealer Manager in connection with the offer and sales of the Shares to the public in the Offering. In connection with the sales of Shares, the Fund hereby confirms its agreement with you, as Dealer Manager, as follows:

CION ARES DIVERSIFIED CREDIT FUND FORM OF SUBSCRIPTION AGREEMENT
Subscription Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund

This Subscription Agreement is entered into this ____ day of _____________, 2016 by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and CION Ares Management, LLC (the “Subscriber”);

FORM OF ADMINISTRATION AGREEMENT
Administration Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

AGREEMENT (this “Agreement”) made as of _____, 2016 by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (hereinafter referred to as the “Fund”), and CION Ares Management, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).

Services Agreement
Services Agreement • October 15th, 2020 • CION Ares Diversified Credit Fund • New York
FORM OF EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT
Expense Support and Conditional Reimbursement Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Delaware

THIS EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT (the "Agreement") is made the [ ] day of [ ], 2016 between CION Ares Diversified Credit Fund, a Delaware statutory trust (the "Company"), and CION Ares Management, LLC, a Delaware limited liability company ("CAM").

FORM OF BROKER-DEALER SELLING AGREEMENT
Broker-Dealer Selling Agreement • October 15th, 2020 • CION Ares Diversified Credit Fund • Colorado

THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).

AGENCY AGREEMENT
Agency Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Missouri

THIS AGREEMENT (this “Agreement”) made the 6th day of April 2011 (the “Execution Date”) and effective as of November 13, 2010 (the “Effective Date”), by and between, ICON CAPITAL CORP., a corporation organized under the laws of the State of Delaware, with offices at 100 Fifth Avenue, 4th Floor, New York, NY 10011 (the “Company”), acting as manager/investment manager of the limited partnership and limited liability companies set forth on Exhibit B, attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST"):

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