CUSTODY AGREEMENTCustody Agreement • December 28th, 2018 • Active Weighting Funds ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 23rd day of March, 2018, by and between Active Weighting Funds ETF Trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with WEALTH BUILDER FUNDS, LLCInvestment Sub-Advisory Agreement • April 24th, 2024 • Listed Funds Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 6th day of March, 2024 by and between TrueMark Investments, LLC, a Delaware limited liability company with its principal place of business at 433 West Van Buren Street, 1150-E Chicago, Illinois 60607 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Wealth Builder Funds, LLC, an Illinois limited liability company with its principal place of business located at 117 West Main Street, Cary, Illinois 60013 (the “Sub-Adviser”).
amended and restated INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS, LLCInvestment Advisory Agreement • April 13th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2022, to the Advisory Agreement dated December 30, 2021 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a limited liability company (the “Advisor”).
LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENT with CLOUGH CAPITAL PARTNERS, L.P.Investment Advisory Agreement • February 28th, 2024 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 11th day of January, 2024 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and CLOUGH CAPITAL PARTNERS, L.P. (the “Adviser”), a Delaware limited partnership with its principal place of business at 53 State Street, 27th Floor, Boston, Massachusetts 02109.
ETF DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2023 • Listed Funds Trust • Delaware
This Distribution Agreement (the “Agreement”) is made as of this 1st day of September, 2022, by and between Listed Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, Wisconsin 53202, and Vigilant Distributors, LLC, a Pennsylvania limited liability company (the “Distributor”) having its principal place of business at Gateway Corporate Center, Suite 216, 223 Wilmington West Chester Pike, Chadds Ford, Pennsylvania 19317.
SUB-ADVISORY AGREEMENT (Research Services)Sub-Advisory Agreement • June 26th, 2023 • Tidal Trust II • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 17th day of July, 2023 by and between Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Cambria Investment Management, L.P., a Delaware limited partnership, with its principal place of business at 2321 Rosecrans Avenue, Suite 3225, El Segundo, California 90245 (the “Sub-Adviser”), with respect to each series of Tidal Trust II (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 26th, 2023 • Tidal Trust II • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of July 17, 2023, by and between Tidal Trust II, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 14th, 2020 • Listed Funds Trust • New York
THIS DISTRIBUTION AGREEMENT (the “Agreement’) is made as of the last date written on the signature block by and between Listed Funds Trust (the “Trust”), a Delaware statutory trust, Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company, and Alternative Access Funds, LLC (the “Adviser”), a Delaware limited liability company and the investment advisor to the Trust.
SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND ALTERNATIVE ACCESS FUNDS, LLCSub-Advisory Agreement • April 13th, 2022 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2022, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Alternative Access Funds, LLC, a [Delaware limited liability company] with its principal office and place of business at 840 Apollo Street, Suite 100, El Segundo, CA 90245 (the “Sub-advisor”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • New York
THIS AGREEMENT is made as of the 23rd day of August, 2017, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made as of September 13, 2017, by and between Active Weighting Funds ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 200 Vesey Street, 24th Floor, New York, NY 10281, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT [TRUST NAME]Authorized Participant Agreement • April 13th, 2022 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by [Name of Trust Trust] (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
CUSTODY AGREEMENTCustody Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • New York
AGREEMENT, dated as of August 10, 2017 between Active Weighting Funds ETF Trust, a Delaware statutory trust, having its principal office and place of business at 200 Vesey Street, 24th floor, New York, NY 10281 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 28th, 2018 • Active Weighting Funds ETF Trust • Wisconsin
THIS AGREEMENT is made as of this 23rd day of March, 2018 by and between Active Weighting Funds ETF Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Fund Services”).
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004-2541 www.morganlewis.comAgreement and Plan of Reorganization • April 3rd, 2023 • Listed Funds Trust
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • New York
THIS AGREEMENT is made as of August 4th, 2017 by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ACTIVE WEIGHTING FUNDS ETF TRUSTAuthorized Participant Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”), and is further subject to acknowledgement and agreement by the Active Weighting Funds ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • January 25th, 2023 • Listed Funds Trust
THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), as amended, is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
FUND SERVICING AGREEMENTFund Servicing Agreement • April 26th, 2019 • Listed Funds Trust • Wisconsin
THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the 9th day of April 2019, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 28th, 2018 • Active Weighting Funds ETF Trust • Wisconsin
THIS AGREEMENT is made as of this 23rd day of March, 2018 by and between Active Weighting Funds ETF Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Fund Services”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust • New York
This Investment Advisory Agreement (this “Agreement”) is made and entered into on September 13, 2017, to be effective upon the commencement of operations of the portfolios of the Trust listed on Schedule A attached hereto, by and between Active Weighting Funds ETF Trust, a Delaware statutory trust organized on August 26, 2016 (“Trust”), and Active Weighting Advisors, LLC, a Delaware limited liability company (“Advisor”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 28th, 2018 • Active Weighting Funds ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the 23rd day of March 2018, by and between Active Weighting Funds ETF Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Fund Services”).
INVESTMENT ADVISORY AGREEMENT Relating to KORN CaymanInvestment Advisory Agreement • December 11th, 2024 • Listed Funds Trust • Delaware
LISTED FUNDS TRUST Fee Waiver Agreement December 4, 2024Fee Waiver Agreement • December 11th, 2024 • Listed Funds Trust • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between Listed Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Teucrium 2x Daily Wheat ETF (the “Fund”), a series of the Trust, and Teucrium Investment Advisors, LLC (“Adviser”), the Fund’s investment adviser.
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • October 19th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
CUSTODY AGREEMENTCustody Agreement • April 26th, 2019 • Listed Funds Trust • Minnesota
THIS CUSTODY AGREEMENT (the “Agreement”) is made and entered into as of the 9th day of April, 2019, by and between LISTED FUNDS TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FORM OF ACTIVE WEIGHTING FUNDS ETF TRUST PURCHASING FUND AGREEMENTPurchasing Fund Agreement • October 2nd, 2017 • Active Weighting Funds ETF Trust
This Purchasing Fund Agreement (the “Agreement”) is made as of the date set forth below between the Active Weighting Funds ETF Trust (the “Trust”) and _________________________ (the “Purchasing Fund”).
LISTED FUNDS TRUST Fee Waiver Agreement December 14, 2022Fee Waiver Agreement • August 28th, 2023 • Listed Funds Trust • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between Listed Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Teucrium AiLA Long-Short Base Metals Strategy ETF (the “Fund”), a series of the Trust, and Teucrium Investment Advisors, LLC (“Adviser”), the Fund’s investment adviser.
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • April 24th, 2024 • Listed Funds Trust
THIS AMENDMENT effective as of the last date on the signature block (the “Effective Date”) to the Custody Agreement dated as of April 9, 2019, as amended (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 28th, 2024 • Listed Funds Trust • Delaware
This ETF Distribution Agreement (the “Agreement”) is effective this 3rd day of July 2024, and made by and between Listed Funds Trust, a Delaware statutory trust (the “Client”) having its principal place of business at 777 East Wisconsin Avenue, 10th Floor Milwaukee, Wisconsin 53202 and PINE Distributors LLC, a Delaware limited liability company (the “Distributor”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • December 13th, 2019 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AUTHORIZED PARTICIPANT AGREEMENT QUASAR DISTRIBUTORS, LLC MILWAUKEE, WI 53202Authorized Participant Agreement • May 23rd, 2019 • Listed Funds Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant” and, together with the Distributor, the “Parties”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”) as index receipt agent for Listed Funds Trust (the “Trust”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • June 12th, 2023 • Listed Funds Trust
THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), as amended, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • December 23rd, 2019 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block.
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 23rd, 2019 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.
