TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 16th, 2018 • Causeway ETMF Trust • New York
THIS AGREEMENT is made as of the 20th day of December, 2017, by and between CAUSEWAY ETMF TRUST (the “Trust”) on behalf of each series of the Trust listed on Appendix A hereto, as updated from time to time (each, a “Fund,” and collectively, the “Funds”), and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENTCustody Agreement • February 16th, 2018 • Causeway ETMF Trust • New York
AGREEMENT, dated as of December 20, 2017 between Causeway ETMF Trust, a statutory trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at 11111 Santa Monica Blvd, 15th Floor, Los Angeles, California 90025 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
Causeway Capital Management LLC Letterhead]Expense Limit Agreement • January 25th, 2019 • Causeway ETMF Trust
Causeway Global Value NextShares (the “Fund”) is a series of Causeway ETMF Trust, a Delaware statutory trust (the “Trust”). The Trust, on behalf of the Fund, has entered into an agreement with Causeway Capital Management LLC (“Causeway”) whereby Causeway provides investment advisory services to the Fund (the “Investment Advisory Agreement”).
CAUSEWAY ETMF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • February 16th, 2018 • Causeway ETMF Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of Causeway ETMF Trust (the “Company”), and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”) in its capacity as transfer agent of the Company. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
Causeway ETMF Trust Letterhead] SUPPLEMENT TO THE CUSTODY AGREEMENT HONG KONG - CHINA – STOCK CONNECT SERVICECustody Agreement • January 25th, 2019 • Causeway ETMF Trust
This Letter relates to the Hong Kong - China – Stock Connect Service (as the same is defined in the Rules of the Stock Exchange of Hong Kong and as hereafter referred to in this Letter, the China Connect Service or Connect). Connect is a trading and clearing service between Shanghai Stock Exchange, Shenzhen Stock Exchange, China Securities Depository and Clearing Corporation Limited (China Connect Clearing House), the Stock Exchange of Hong Kong (SEHK) and the Hong Kong Stock Exchange’s clearing and nominee company, Hong Kong Securities Clearing Company Ltd. (HKSCC). The service applies to securities (China Connect Securities) listed and traded on a China Connect Market via the China Connect Service.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Agreement made as of January 8, 2018, between CAUSEWAY ETMF TRUST, a Delaware business trust (“Trust”), and CAUSEWAY CAPITAL MANAGEMENT LLC (“Causeway”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended,
Addendum No. 1 to Agreement Among Jointly Insured PartiesAgreement Among Jointly Insured Parties • April 19th, 2018 • Causeway ETMF Trust
This Addendum No. 1 dated April 12, 2018 to the Agreement Among Jointly Insured Parties (the “Agreement”) dated August 19, 2017 by and among SEI Asset Allocation Trust, SEI Daily Income Trust, SEI Institutional International Trust, SEI Institutional Investments Trust, SEI Institutional Managed Trust, SEI Tax Exempt Trust, Adviser Managed Trust, New Covenant Funds, SEI Structured Credit Fund, L.P., SEI Insurance Products Trust, SEI Catholic Values Trust, The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II, The Advisors’ Inner Circle Fund III, Bishop Street Funds, The KP Funds, Gallery Trust, Causeway Capital Management Trust, Winton Diversified Opportunities Fund, Schroder Series Trust, Schroder Global Series Trust (each a “Fund”, and collectively, the “Funds”), SEI Investments Management Corp., SEI Investments Distribution Co., SEI Global Services, Inc., SEI Investments Global Funds Services and SEI Institutional Transfer Agent, Inc. (each as an “SEI Service Entity” and
January 8, 2018Expense Limit Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Causeway International Value NextShares (the “Fund”) is a series of Causeway ETMF Trust, a Delaware statutory trust (the “Trust”). The Trust, on behalf of the Fund, has entered into an agreement with Causeway Capital Management LLC (“Causeway”) whereby Causeway provides investment advisory services to the Fund (the “Investment Advisory Agreement”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 16th, 2018 • Causeway ETMF Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 28 day of December, 2017 by and between Causeway ETMF Trust (the “Company”), a Delaware statutory trust, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
ADMINISTRATION AGREEMENTAdministration Agreement • February 16th, 2018 • Causeway ETMF Trust • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 28 day of December, 2017 (the “Effective Date”), by and between Causeway ETMF Trust, a statutory trust formed under the laws of the State of Delaware (the “Company”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
January 8, 2018Expense Limit Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Causeway Global Value NextShares (the “Fund”) is a series of Causeway ETMF Trust, a Delaware statutory trust (the “Trust”). The Trust, on behalf of the Fund, has entered into an agreement with Causeway Capital Management LLC (“Causeway”) whereby Causeway provides investment advisory services to the Fund (the “Investment Advisory Agreement”).
