INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 18th, 2022 • Venture Lending & Leasing IX, Inc. • Maryland
Contract Type FiledOctober 18th, 2022 Company JurisdictionTHIS INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made as of October 13, 2022, between VENTURE LENDING & LEASING IX, INC., a Maryland corporation (the “Fund”), and WESTECH INVESTMENT ADVISORS LLC, a California limited liability company (“Westech Advisors”). Westech Advisors is sometimes referred to herein as the “Manager”.
CUSTODIAL AGREEMENTCustodial Agreement • March 16th, 2020 • Venture Lending & Leasing IX, Inc. • New York
Contract Type FiledMarch 16th, 2020 Company JurisdictionTHIS CUSTODIAL AGREEMENT (this “Agreement”) dated as of December 11, 2019, is entered into between VENTURE LENDING & LEASING IX, INC. (the “Owner”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, as custodian (in such capacity, the “Custodian”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • October 18th, 2017 • Venture Lending & Leasing Fund IX, Inc.
Contract Type FiledOctober 18th, 2017 CompanyThis Stock Purchase Agreement (this “Agreement”), is made effective as of June 28, 2017, between Venture Lending & Leasing IX, Inc., a Maryland corporation (“Seller”), and Venture Lending & Leasing IX, LLC, a Delaware limited liability company (“Buyer”).
Custodian may (i) maintain possession of all or any portion of the Securities, including possession in a foreign branch or other office of Custodian; or (ii) retain, in accordance with this Paragraph 5 and Paragraph 6 of this Agreement one or more...Global Custody Agreement • March 14th, 2022 • Venture Lending & Leasing IX, Inc.
Contract Type FiledMarch 14th, 2022 Company
GDSVF&H\3074285.8 INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made as of December 15, 2017, between VENTURE LENDING & LEASING IX, INC., a Maryland corporation (the “Fund”), and WESTECH INVESTMENT ADVISORS...Management Agreement • March 14th, 2022 • Venture Lending & Leasing IX, Inc. • Maryland
Contract Type FiledMarch 14th, 2022 Company Jurisdiction