TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 23rd, 2019 • Impact Shares Trust I • New York
THIS AGREEMENT is made as of the 5th day of April 2018, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENTCustody Agreement • August 23rd, 2019 • Impact Shares Trust I • New York
AGREEMENT, dated as of April 5, 2018 between Impact Shares Funds I Trust, having its principal office and place of business at 2189 Broken Bend, Frisco, Texas 75034 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
ADMINISTRATION AGREEMENTAdministration Agreement • August 23rd, 2019 • Impact Shares Trust I • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 1st day of March, 2018 (the “Effective Date”), by and between Impact Shares Trust (the “Trust”), Impact Shares Corp (the “Adviser”), solely in respect of the rights and obligations set forth in Section 8 and applicable provisions of Section 9 of this Agreement) and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 10th, 2023 • Quaker Investment Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this ___ day of June, 2023, by and between Quaker Shares Trust, organized under the laws of [_____] (the “Company”), and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
IMPACT SHARES TRUST I AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST January 31, 2018Agreement and Declaration of Trust • March 20th, 2018 • Impact Shares Trust I • Delaware
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of this 31st day of January 2018, by the Trustees hereunder, and amends and restates that certain Agreement and Declaration of Trust, dated May 19, 2016 (the “Original Declaration”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 29th, 2021 • Impact Shares Trust I • New York
AGREEMENT made as of [ ] by and between Impact Shares, Corp., a Texas nonprofit corporation (the “Adviser”), and Impact Shares Trust I, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and collectively, the “Funds”).
SUBLICENSE AGREEMENTSublicense Agreement • August 23rd, 2019 • Impact Shares Trust I • Texas
This Sublicense Agreement (the “AGREEMENT”) is entered into as of July 17, 2018, by and between Impact Shares, Corp., a Texas non-profit corporation (“Impact Shares”) with offices at 2189 Broken Bend, Frisco, Texas 75034 (the “ADVISER”), and Impact Shares Trust I (the “LICENSEE”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • August 23rd, 2019 • Impact Shares Trust I • Pennsylvania
THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made as of this 1st day of March, 2018 (“Effective Date”) by and between Impact Shares Corp (“Advisor”), and SEI Investments Distribution Co., a corporation organized under the laws of the Commonwealth of Pennsylvania (“SIDCO”).
QUAKER INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENTQuaker Investment Trust • August 10th, 2023 • Quaker Investment Trust • Delaware
THIS AGREEMENT is made as of [__________], 2023, by and between Community Capital Management, LLC, a Delaware limited liability company (the “Adviser”), and Quaker Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and collectively, the “Funds”).
COMPANY NAME] AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of (the “Company”), and is subject to acceptance by (the “Transfer Agent”) in its capacity as transfer agent of the Company. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2023 • Impact Shares Trust I • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of September 1, 2023, by and between Impact Shares Trust I, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
LETTER AGREEMENTLetter Agreement • October 20th, 2022 • Impact Shares Trust I • Delaware
Sublicense AgreementSublicense Agreement • August 31st, 2018 • Impact Shares Trust I • New York
This SUBLICENSE AGREEMENT (“Agreement”), dated as of __, 2018 (the “Effective Date”), is entered into by and between Impact Shares, Corp., a Texas non-profit corporation (“Impact Shares”), and Impact Shares Trust I, an open-end management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of the Impact Shares Sustainable Development Goals Global Equity ETF (the “Fund”).
INDEX PRODUCT LICENSE AGREEMENTIndex Product License Agreement • March 20th, 2018 • Impact Shares Trust I
This Index Product License Agreement (“PLA”), dated as of this March 1, 2018 (“PLA Effective Date”), is executed pursuant to, and incorporated by reference into, that certain March 1, 2018 Morningstar Master License Agreement (“Master Agreement”) by and between Morningstar, Inc. (“Licensor”) and Impact Shares Corp (“Licensee”), to form the “Agreement” between Licensor and Licensee with respect to the Product(s), Morningstar Marks and Intellectual Property denominated below. All capitalized terms not defined herein shall have the meanings ascribed to them in the Master Agreement.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 16th, 2024 • Tidal Trust III • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 11th day of July, 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Unity Wealth Partners LLC, a Delaware limited liability corporation, with its principal place of business at 4050 W. Metropolitan Dr., Suite 150, Orange, CA 92868 (the “Sub-Adviser”), with respect to each series of Tidal Trust III (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
CUSTODY AGREEMENTCustody Agreement • July 16th, 2024 • Tidal Trust III • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TIDAL TRUST III, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 16th, 2024 • Tidal Trust III • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FORM OF LETTER AGREEMENTForm of Letter Agreement • October 29th, 2021 • Impact Shares Trust I • Delaware
LETTER AGREEMENTLetter Agreement • July 19th, 2021 • Impact Shares Trust I • Delaware
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • July 16th, 2024 • Tidal Trust III
THIS FIRST AMENDMENT effective as of July 11, 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III (formerly, Impact Shares Trust I), a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (formerly, Toroso Investments, LLC) (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
License AgreementLicense Agreement • May 8th, 2018 • Impact Shares Trust I • New York
This LICENSE AGREEMENT (“Agreement”), dated as of May (the “Effective Date”), is entered into by and between the National Association for the Advancement of Colored People, a Maryland non-profit organization, having its principal place of business at 4805 Mt. Hope Drive, Baltimore, Maryland 21215 (“NAACP”), and Impact Shares, Corp., a Texas non-profit corporation, located at 2189 Broken Bend, Frisco, Texas 75034 (“Impact Shares” and each a “Party”, and collectively, the “Parties”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 16th, 2024 • Tidal Trust III • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 16th, 2024 • Tidal Trust III • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement dated as of July 11, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of July 11, 2024 (the “Effective Date”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 10th, 2024 • Tidal Trust III • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
LETTER AGREEMENTLetter Agreement • October 20th, 2020 • Impact Shares Trust I • Delaware
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2023 • Impact Shares Trust I • New York
AGREEMENT made as of July 16, 2021 by and between Impact Shares, Corp., a Texas nonprofit corporation (the “Adviser”), and Impact Shares Trust I, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and collectively, the “Funds”).
SUBLICENSE AGREEMENTSublicense Agreement • October 29th, 2021 • Impact Shares Trust I • Texas
This Sublicense Agreement (the “AGREEMENT”) is entered into as of October 29, 2021, by and between Impact Shares, Corp., a Texas non-profit corporation (“Impact Shares”) with offices at 2189 Broken Bend, Frisco, Texas 75034 (the “ADVISER”), and Impact Shares Trust I (the “LICENSEE”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • July 19th, 2021 • Impact Shares Trust I • New York
This Amendment (“Amendment”) is made as of the __th day of June, 2021, by and between IMPACT SHARES TRUST I (formerly, Impact Shares Funds I Trust) (the “Trust”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 16th, 2024 • Tidal Trust III • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of July 11, 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC (formerly, Toroso Investments, LLC), a Delaware limited liability company (the “Adviser”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 27th, 2023 • Impact Shares Trust I
This Amendment (“Amendment”) is made as of the 22nd day of July, 2021, by and between IMPACT SHARES TRUST I (formerly, Impact Shares Funds I Trust) (the “Trust”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
Sublicense AgreementSublicense Agreement • July 10th, 2018 • Impact Shares Trust I • New York
This SUBLICENSE AGREEMENT (“Agreement”), dated as of , 2018 (the “Effective Date”), is entered into by and between Impact Shares, Corp., a Texas non-profit corporation (“Impact Shares”), and Impact Shares Trust I, an open-end management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of the Impact Shares NAACP Minority Empowerment ETF (the “Fund”).
MORNINGSTAR MASTER INDEX LICENSE AGREEMENTMorningstar Master Index License Agreement • March 20th, 2018 • Impact Shares Trust I • Illinois
This Morningstar Master Index License Agreement (“Agreement”) is made as of March 1, 2018 (the “Effective Date”), by and between Morningstar, Inc., an Illinois corporation, with its principal offices at 22 W. Washington Street, Chicago, Illinois 60602 (“Licensor”), and Impact Shares Corp, a 501(c)(3) organization, with its principal office at 2189 Broken Bend, Frisco, Tx 75034 (“Licensee”). Licensor and Licensee agree that the following terms and conditions shall apply to Licensee’s access to, and use of, the below-referenced Products.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 2nd, 2024 • Tidal Trust III • Delaware
This Distribution Agreement (the “Agreement”) is effective as of June 18, 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”) having its principal place of business at 234 West Florida Street, Suite 203, Milwaukee, WI 53204, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made as of this day of , 20 (“Effective Date”) by and between (“Advisor”), a [type of entity] organized under the laws of the state of [state of incorporation], and SEI Investments Distribution Co., a corporation organized under the laws of the Commonwealth of Pennsylvania (“SIDCO”).
SCHEDULE I OF ADMINISTRATION AGREEMENT As of [ ], 2018 FundsAdministration Agreement • August 31st, 2018 • Impact Shares Trust I
