TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 17th, 2022 • Pgim Etf Trust • New York
THIS AGREEMENT is made as of the 24th day of March, 2022, by and between each Trust (hereinafter each a "Trust", and collectively the "Trusts" as applicable) listed on Appendix A hereto on behalf of it series listed on Appendix A (each a "PGIM ETF") (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the "Bank").
CUSTODIAN AGREEMENTCustodian Agreement • April 4th, 2018 • Pgim Etf Trust • New York
THIS AGREEMENT, dated as of April 2, 2018, between PGIM ETF Trust (the Fund), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940, as amended (the 1940 Act), on behalf of its series listed on Annex A attached hereto (each series, a Portfolio), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). All references herein to “Portfolio” are to each of the Portfolios listed on the attached Appendix A individually, as if this Agreement were between such individual Portfolio and the Custodian. Without limiting the generality of the foregoing, no Portfolio shall be liable for any obligations of any other Portfolio or series of the Fund, as applicable.
PGIM ETF TRUST PGIM AAA CLO ETF MANAGEMENT AGREEMENTManagement Agreement • July 19th, 2023 • Pgim Etf Trust
Agreement made the 1st day of July 2023, between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM AAA CLO ETF (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 26th, 2018 • Pgim Etf Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ____________________ (the “Participant”) and Prudential Investment Management Services LLC (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
PGIM ETF TRUST PGIM Ultra Short Bond ETF SUBADVISORY AGREEMENTSubadvisory Agreement • February 28th, 2018 • Pgim Etf Trust • New York
Agreement made as of this 1st day of February, 2018 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM or the Subadviser), a New Jersey corporation.
AMENDED AND RESTATED SUBADVISORY AGREEMENTSubadvisory Agreement • October 30th, 2024 • Pgim Etf Trust
Agreement amended and restated made as of this 8th day of March 2024 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, PGIM, Inc. (PGIM), a New Jersey corporation and PGIM Limited, a U.K. limited company, (PGIM Limited and together with PGIM, the Subadvisers).
Agreement and Declaration of Trust of PGIM ETF Trust a Delaware Statutory TrustAgreement and Declaration of Trust • January 8th, 2018 • Pgim Etf Trust • Delaware
MANAGEMENT AGREEMENTManagement Agreement • June 13th, 2024 • Pgim Etf Trust
Agreement made the 1st day of May 2024, between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Municipal Income Opportunities ETF (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).
PGIM ETF TRUST PGIM Portfolio Ballast ETF SUBADVISORY AGREEMENTSubadvisory Agreement • December 9th, 2022 • Pgim Etf Trust
Agreement made as of this 1st day of December, 2022 between PGIM Investments LLC (“PGIM Investments” or the “Manager”), a New York limited liability company, and PGIM Quantitative Solutions LLC, (the “Subadviser” or “PGIM Quantitative Solutions”), a New Jersey limited liability company.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 11th, 2023 • Pgim Etf Trust
Agreement made as of this 1st day of December, 2023 among PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey corporation and PGIM Limited, a U.K. limited company, (PGIM Limited, together with PGIM, referred to herein as the Subadvisers).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 13th, 2024 • Pgim Etf Trust
Agreement made as of this 1st day of May, 2024 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey corporation (the Subadviser).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 9th, 2022 • Pgim Etf Trust
AMENDMENT made as of December 1, 2022 (the "Effective Date") to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (each, a "Fund") and The Bank of New York Mellon (formerly, The Bank of New York) ("Custodian") (such Custody Agreement, as amended, hereinafter referred to as the "Custody Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
AMENDMENTFund Administration and Accounting Agreement • December 9th, 2022 • Pgim Etf Trust
AMENDMENT made as of December 1, 2022 to that certain Fund Administration and Accounting Agreement dated as of February 3, 2006, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (collectively, the "Funds") and The Bank of New York Mellon (formerly, The Bank of New York) ("BNY") (such Fund Administration and Accounting Agreement, as amended, hereinafter referred to as the "Accounting Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Accounting Agreement.
AMENDMENTFund Administration and Accounting Agreement • June 13th, 2024 • Pgim Etf Trust
AMENDMENT made as of June 3, 2024 to that certain Fund Administration and Accounting Agreement dated as of February 3, 2006, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (collectively, the "Funds") and The Bank of New York Mellon (formerly, The Bank of New York) ("BNY") (such Fund Administration and Accounting Agreement, as amended, hereinafter referred to as the "Accounting Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Accounting Agreement.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • October 30th, 2024 • Pgim Etf Trust
THIS AGREEMENT, dated as of August 24, 2022, is made between each Acquiring Fund listed and set out on Schedule A, as such schedule may be amended from time to time, severally and not jointly (each, an “Acquiring Fund”), and the Acquired Fund listed and set out on Schedule B, as such schedule may be amended from time to time (each, an “Acquired Fund,” and together with the Acquiring Funds, the “Funds”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • June 13th, 2024 • Pgim Etf Trust
AMENDMENT made as of June 3, 2024 (the "Effective Date") to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (each, a "Fund") and The Bank of New York Mellon (formerly, The Bank of New York) ("Custodian") (such Custody Agreement, as amended, hereinafter referred to as the "Custody Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 9th, 2022 • Pgim Etf Trust
Agreement made as of this 1st day of December, 2022 between PGIM Investments LLC (“PGIM Investments” or the “Manager”), a New York limited liability company, and Jennison Associates LLC, (the “Subadviser” or “Jennison”).
BY-LAWS OF PGIM ETF TRUSTBy-Laws • January 8th, 2018 • Pgim Etf Trust
PGIM ETF TRUST PGIM Ultra Short Bond ETF MANAGEMENT AGREEMENTManagement Agreement • February 28th, 2018 • Pgim Etf Trust • New York
Agreement made the 1st day of February, 2018, between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Ultra Short Bond ETF (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 11th, 2023 • Pgim Etf Trust
AMENDMENT made as of December 11, 2023 (the "Effective Date") to that certain Transfer Agency and Service Agreement dated as of March 24, 2022, as amended from time to time, between each Trust (hereinafter each a "Trust", and collectively the "Trusts" as applicable) listed on Appendix A thereto on behalf of it series listed on Appendix A (each a "PGIM ETF") (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the "Bank") (such Transfer Agency and Service Agreement, as amended, hereinafter referred to as the "Transfer Agency and Service Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
SUBADVISORY AGREEMENTSubadvisory Agreement • April 12th, 2021 • Pgim Etf Trust • New York
Agreement made as of this 1st day of April, 2021 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey corporation (the Subadviser).
DISTRIBUTION AGREEMENTDistribution Agreement • June 13th, 2024 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of May 1, 2024 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the "Fund") and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • September 24th, 2018 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of September 1, 2018 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the “Fund”) and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • September 24th, 2018 • Pgim Etf Trust
THIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator” or “TA”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
CUSTODIAN AGREEMENTCustodian Agreement • April 12th, 2021 • Pgim Etf Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this "Amendment") is made as of April 7, 2021 by and between PGIM ETF TRUST (the Fund, including on behalf of each of its separate series listed on Exhibit A hereto, the Portfolios), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York ("BBH").
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 9th, 2022 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of December 1, 2022 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the “Fund”) and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
PGIM ETF TRUST PGIM QMA Strategic Alpha International Equity ETF PGIM QMA Strategic Alpha Large-Cap Core ETF PGIM QMA Strategic Alpha Small-Cap Growth ETF PGIM QMA Strategic Alpha Small-Cap Value ETF SUBADVISORY AGREEMENTSubadvisory Agreement • October 17th, 2018 • Pgim Etf Trust • New York
Agreement made as of this 1st day of September, 2018 between PGIM Investments LLC (“PGIM Investments” or the “Manager”), a New York limited liability company, and Quantitative Management Associates LLC, (the “Subadviser” or “QMA”), a New Jersey limited liability company.
DISTRIBUTION AGREEMENTDistribution Agreement • December 11th, 2023 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of December 1, 2023 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the "Fund") and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
CUSTODIAN AGREEMENTCustodian Agreement • December 2nd, 2021 • Pgim Etf Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this "Amendment") is made as of November 15, 2021 by and between PGIM ETF TRUST (the Fund, including on behalf of each of its separate series listed on Exhibit A hereto, the Portfolios), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York ("BBH").
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • July 19th, 2023 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of July 1, 2023 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the “Fund”) and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 19th, 2023 • Pgim Etf Trust
AMENDMENT made as of July 1, 2023 (the "Effective Date") to that certain Transfer Agency and Service Agreement dated as of March 24, 2022, as amended from time to time, between each Trust (hereinafter each a "Trust", and collectively the "Trusts" as applicable) listed on Appendix A thereto on behalf of it series listed on Appendix A (each a "PGIM ETF") (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the "Bank") (such Transfer Agency and Service Agreement, as amended, hereinafter referred to as the "Transfer Agency and Service Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 24th, 2018 • Pgim Etf Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or the “Custodian”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Annex A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
AMENDMENTFund Administration and Accounting Agreement • July 19th, 2023 • Pgim Etf Trust
AMENDMENT made as of July 1, 2023 to that certain Fund Administration and Accounting Agreement dated as of February 3, 2006, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (collectively, the "Funds") and The Bank of New York Mellon (formerly, The Bank of New York) ("BNY") (such Fund Administration and Accounting Agreement, as amended, hereinafter referred to as the "Accounting Agreement"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Accounting Agreement.
AMENDMENT TO MANAGEMENT AGREEMENTManagement Agreement • October 30th, 2024 • Pgim Etf Trust
Amendment to Management Agreement made this 8th day of March, 2024 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Active High Yield Bond ETF (the Fund), and PGIM Investments LLC (the Manager).
DISTRIBUTION AGREEMENTDistribution Agreement • April 12th, 2021 • Pgim Etf Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of April 1, 2021 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the "Fund") and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
