AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • September 24th, 2018 • Pgim Etf Trust
Contract Type FiledSeptember 24th, 2018 CompanyTHIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator” or “TA”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
AMENDMENT NO. 2 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • April 12th, 2021 • Pgim Etf Trust
Contract Type FiledApril 12th, 2021 CompanyTHIS AMENDMENT NO. 2 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this "Amendment No. 2") is made as of April 7, 2021 by and between Brown Brothers Harriman & Co., a New York Limited Partnership (the "Administrator" or "TA"), and PGIM ETF TRUST, a Delaware statutory trust (the "Fund"), on behalf of each of its series listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a "Portfolio" and collectively, the "Portfolios"), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
AMENDMENT NO. 3 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • December 2nd, 2021 • Pgim Etf Trust
Contract Type FiledDecember 2nd, 2021 CompanyTHIS AMEMDMENT NO. 3 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this "Amendment No. 3") is made as of November 15, 2021 by and between Brown Brothers Harriman & Co., a New York Limited Partnership (the "Administrator" or "TA"), and PGIM ETF TRUST, a Delaware statutory trust (the "Fund"), on behalf of each of the portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a "Portfolio" and collectively, the "Portfolios"), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • December 29th, 2023 • TCW ETF Trust
Contract Type FiledDecember 29th, 2023 CompanyTHIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made on November __, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“Accounting Agent”), and TCW ETF TRUST (formerly, Engine No. 1 ETF Trust), a Delaware statutory trust (the “Trust”), on behalf of each portfolio listed on Appendix A to the Agreement (each, a “Portfolio”).