Administrative and Transfer Agency Agreement Sample Contracts

AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT
Administrative and Transfer Agency Agreement • September 24th, 2018 • Pgim Etf Trust

THIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator” or “TA”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.

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AMENDMENT NO. 2 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT
Administrative and Transfer Agency Agreement • April 12th, 2021 • Pgim Etf Trust

THIS AMENDMENT NO. 2 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this "Amendment No. 2") is made as of April 7, 2021 by and between Brown Brothers Harriman & Co., a New York Limited Partnership (the "Administrator" or "TA"), and PGIM ETF TRUST, a Delaware statutory trust (the "Fund"), on behalf of each of its series listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a "Portfolio" and collectively, the "Portfolios"), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.

AMENDMENT NO. 3 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT
Administrative and Transfer Agency Agreement • December 2nd, 2021 • Pgim Etf Trust

THIS AMEMDMENT NO. 3 TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this "Amendment No. 3") is made as of November 15, 2021 by and between Brown Brothers Harriman & Co., a New York Limited Partnership (the "Administrator" or "TA"), and PGIM ETF TRUST, a Delaware statutory trust (the "Fund"), on behalf of each of the portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a "Portfolio" and collectively, the "Portfolios"), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.

AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT
Administrative and Transfer Agency Agreement • December 29th, 2023 • TCW ETF Trust

THIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made on November __, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“Accounting Agent”), and TCW ETF TRUST (formerly, Engine No. 1 ETF Trust), a Delaware statutory trust (the “Trust”), on behalf of each portfolio listed on Appendix A to the Agreement (each, a “Portfolio”).

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