PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 29th, 2019 • Procure ETF Trust II • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of September 2018, by and between ProcureAM, LLC, a Delaware limited liability company with its principal place of business at 16 Firebush Road, Levittown, PA 19056 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2019 • Procure ETF Trust II • New York
This Investment Advisory Agreement (“Agreement”) is made and entered into as of September 1, 2018, by and between Procure ETF Trust II, a Delaware trust (“Trust”), on behalf of the funds listed on Appendix A, each a series of shares of the Trust (each, a “Fund” and, collectively, “Funds”), and ProcureAM, LLC, a Delaware limited liability company (“Advisor”).
SECURITIES LENDING AGREEMENTSecurities Lending Agreement • February 25th, 2021 • Procure ETF Trust II • Minnesota
THIS SECURITIES LENDING AGREEMENT ("Agreement") is made and entered into effective as of November 3, 2020, by and between U.S. BANK NATIONAL ASSOCIATION ("Bank") and PROCURE ETF TRUST II, on behalf of each respective series identified in Exhibit A attached hereto and made a part hereof (each such series hereinafter referred to as a separate "Customer").
FORM OF PROCURE ETF TRUST II PURCHASING FUND AGREEMENTPurchasing Fund Agreement • January 29th, 2019 • Procure ETF Trust II
This Purchasing Fund Agreement (the “Agreement”) is made as of the date set forth below between Procure ETF Trust II (“Trust”) and _________________________ (the “Purchasing Fund”).
EXPENSE LIMITATION AGREEMENT PROCURE ETF TRUST IIExpense Limitation Agreement • February 14th, 2024 • Procure ETF Trust II
This Agreement is made and entered into effective as of February 12, 2024, by and between the funds listed on Schedule A (the "Funds"), each a series of shares of Procure ETF Trust II, a Delaware statutory trust (the "Trust") and ProcureAM, LLC, a Delaware limited liability company (the "Advisor").
TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 15th, 2023 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin
FORM OF PROCURE ETF TRUST II PARTICIPANT AGREEMENTParticipant Agreement • January 29th, 2019 • Procure ETF Trust II
FIRST AMENDMENTCustody Agreement • February 15th, 2023 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Custody Agreement (the “Agreement”) dated as of September 5, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FORM OF FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 20th, 2022 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
ALERIANMaster Proprietary Index Calculator Agreement • May 20th, 2022 • Procure ETF Trust II • New York
This ZERO FEE INDEX METHODOLOGY LICENSE, MASTER PROPRIETARY INDEX MAINTENANCE AND CALCULATOR AGREEMENT and INDEX LICENSE (collectively , the "Agreement") is entered into as of the Effective Date (as set forth below), by and between GKD Index Partners LLC d/b/a Alerian ("Alerian"), with a principal place of business located at 3625 North Hall Street, Suite 1200 Dallas, TX 75219, and
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 15th, 2023 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 20th, 2022 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin
Amendment No. 1 to Investment Advisory AgreementAdvisory Agreement • May 20th, 2022 • Procure ETF Trust II
This Amendment (“Amendment”) dated as of May 16, 2022 (“Effective Date”) to the Investment Advisory Agreement (“Agreement”) dated September 1, 2018 by and between Procure ETF Trust II, a Delaware statutory trust organized on December 19, 2017 (“Trust”), and ProcureAM LLC, a Limited Liability Corporation (“Advisor”). The Agreement is incorporated herein by reference.
AMENDMENT TO DISTRIBUTION AGREEMENTSDistribution Agreements • February 15th, 2023 • Procure ETF Trust II
This amendment (this “Amendment") is effective as of May 3. 2022 (the "Effective Date''), is made between Quasar Distributors. LLC and Procure ETF Trust II (together, the “Parties”), and amends the distribution agreement between the Parties dated September 30. 2021 (the ”Agreement”):
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • January 29th, 2019 • Procure ETF Trust II
THIS INITIAL CAPITAL AGREEMENT is entered into as of October 11, 2018 by and between ProcureAM LLC with its principal office at 16 Firebush Road, Levittown, Pennsylvania 19506 (“Purchaser”) and Procure ETF Trust II, a Delaware statutory trust, with its principal office at 16 Firebush Road, Levittown, Pennsylvania 19506 (the “Trust”).
AMENDMENT NO. 1 TO PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 20th, 2022 • Procure ETF Trust II
This Amendment to the Sub-advisory Agreement is made as of the 16th day of May, 2022, by and between ProcureAM LLC, a Delaware limited liability company (the “Advisor”) and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
Distribution AgreementDistribution Agreement • February 15th, 2023 • Procure ETF Trust II
THIS DISTRIBUTION AGREEMENT ("Agreement"), effective as of the closing of the Transaction (as defined below) (the "Closing Date"), is by and between Quasar Distributors, LLC (the "Distributor") and Procure ETF Trust II (''Fund Company") and ProcureAM, LLC ("Adviser").
FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 15th, 2023 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • February 27th, 2020 • Procure ETF Trust II
AGREEMENT dated as of February 1, 2020 (the “Effective Date”) by and between Procure ETF Trust II (the “Trust”), a Delaware statutory trust, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
FORM OF FIRST AMENDMENTCustody Agreement • May 20th, 2022 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Custody Agreement (the “Agreement”) dated as of September 5, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
EXPENSE LIMITATION AGREEMENT PROCURE ETF TRUST IIExpense Limitation Agreement • February 25th, 2021 • Procure ETF Trust II
This Agreement is made and entered into effective as of February 3, 2021, by and between the fund listed on Schedule A (the “Fund”), a series of shares of Procure ETF Trust II, a Delaware statutory trust (the “Trust”) and ProcureAM, LLC, a Delaware limited liability company (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 25th, 2021 • Procure ETF Trust II
THIS DISTRIBUTION AGREEMENT ("Agreement") is by and between Quasar Distributors, LLC (the "Distributor"), Procure ETF Trust II ("Fund Company") and ProcureAM, LLC ("Adviser").
LICENSE AGREEMENTLicense Agreement • January 29th, 2019 • Procure ETF Trust II • New York
THIS LICENSE AGREEMENT (“Agreement”), is made and entered into as of October 24, 2017 (the "Commencement Date") by and between S-NETWORK GLOBAL INDEXES, INC., ("S-NET") a Delaware corporation, having an office at 267 Fifth Avenue, 5th Floor, New York, New York 10016, and ProcureAM, LLC, ("Licensee"), a Delaware limited liability company, having an office at 16 Firebush Road, Levittown, PA 19056.
FORM OF AMENDMENT TO DISTRIBUTION AGREEMENTSDistribution Agreements • May 20th, 2022 • Procure ETF Trust II
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreements as of May 20, 2022 (the “Effective Date”):
FORM OF FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 20th, 2022 • Procure ETF Trust II
THIS AMENDMENT effective as of the last date on the signature block, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 13, 2018, as amended, is entered into by and between PROCURE ETF TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
