FUTU HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement March 7, 2019Deposit Agreement • September 12th, 2019 • Futu Holdings LTD • Security brokers, dealers & flotation companies • New York
DEPOSIT AGREEMENT dated as of ______________, 2019 among FUTU HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
INDEMNIFICATION AGREEMENTIndemnification Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of , 2018 by and between Futu Holdings Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”), and (Passport/PRC ID Card No.: ) (the “Indemnitee”).
EMPLOYMENT AGREEMENTEmployment Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies • New York
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of , 2018 by and between Futu Holdings Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”) and (Passport/PRC ID Card No.: ) (the “Executive”).
SUBSCRIPTION AGREEMENTSubscription Agreement • March 5th, 2019 • Futu Holdings LTD • Security brokers, dealers & flotation companies • New York
The Company, on the one hand, and the Purchaser, on the other hand, are each referred to herein as a “Party” and collectively as the “Parties.”
Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • April 19th, 2021 • Futu Holdings LTD • Security brokers, dealers & flotation companies • New York
Exclusive Business Cooperation AgreementExclusive Business Cooperation Agreement • April 24th, 2023 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Exclusive Business Cooperation Agreement (the “Agreement”) is made and entered into on September 30, 2021 in the People’s Republic of China (the “PRC”, for the purposes of this Agreement, excluding the Hong Kong Special Administrative Region, the Macao Special Administrative Region and Taiwan of the PRC) by and between the following parties.
Exclusive Option AgreementExclusive Option Agreement • April 24th, 2023 • Futu Holdings LTD • Security brokers, dealers & flotation companies
The total purchase price of all equity interests held by the Existing Shareholders in the Domestic Company purchased by the Foreign-invested Enterprise by exercising the Equity Interest Purchase Option shall be the actual amount of capital contribution paid by the Existing Shareholders for the Purchased Equity Interests; if the Foreign-invested Enterprise exercises the Equity Interest Purchase Option to purchase part of the equity interests held by the Existing Shareholders in the Domestic Company, the purchase price shall be calculated on a pro-rata basis. If the PRC laws require a minimum price higher than the price mentioned above when the Foreign-invested Enterprise exercises the Equity Interest Purchase Option, the minimum price regulated by the PRC laws, regulations, and relevant rules shall be the transfer price (collectively, the “Equity Interest Purchase Price”).
SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENTShareholder Agreements • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies • Hong Kong
THIS SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT (this “Agreement”) is entered into on May 22, 2017 (the “Effective Date”), by and among
SHARE PURCHASE AGREEMENTShare Purchase Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies • Hong Kong
Each of the parties listed above is referred to herein individually as a “Party” and collectively as the “Parties”. Tencent, Matrix and Sequoia are collectively referred to as the “Investors” and each an “Investor”.
Equity Interest Pledge AgreementEquity Interest Pledge Agreement • April 24th, 2023 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Equity Interest Pledge Agreement (this “Agreement”) is made and entered into on September 30, 2021 in the People’s Republic of China (“China” or the “PRC”, for the purpose of this Agreement, excluding the Hong Kong Special Administrative Region, the Macau Special Administrative Region and Taiwan of the PRC) by and among the following parties:
Second Amended and Restated Exclusive Technology Consulting and Services AgreementExclusive Technology Consulting and Services Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Second Amended and Restated Exclusive Technology Consulting and Services Agreement (this “Agreement”) is made and entered into by and between the following parties in Beijing, China on September 28, 2018:
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 26th, 2021 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 14, 2020 by and among Futu Holdings Limited, a company incorporated in the Cayman Islands (the “Company”), [*****], an exempted limited partnership organized under the laws of the Cayman Islands and [*****], an exempted limited partnership organized under the laws of the Cayman Islands (together with [*****], the “Purchasers” and each, a “Purchaser”).
Second Amended and Restated Exclusive Option AgreementExclusive Option Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Second Amended and Restated Exclusive Option Agreement (“Agreement”) is made and entered into in Beijing, China on September 28, 2018 by and among the following Parties:
Second Amended and Restated Business Operation AgreementBusiness Operation Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Second Amended and Restated Business Operation Agreement (“Agreement”) is made and entered into in Shenzhen, China on September 28, 2017 by and among the following parties (“Parties”):
PURCHASE AGREEMENTPurchase Agreement • March 26th, 2021 • Futu Holdings LTD • Security brokers, dealers & flotation companies • New York
The Company, on the one hand, and the Purchasers, on the other hand, are sometimes each referred to herein as a “Party” and collectively as the “Parties.”
Second Amended and Restated Equity Interest Pledge AgreementEquity Interest Pledge Agreement • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Second Amended and Restated Equity Interest Pledge Agreement (“Agreement”) is made on [Date] in [Name of City], China by and among the following Parties:
Second Amended and Restated Shareholders’ Voting Rights Proxy AgreementShareholder Agreements • December 28th, 2018 • Futu Holdings LTD • Security brokers, dealers & flotation companies
This Second Amended and Restated Shareholders’ Voting Rights Proxy Agreement (the “Agreement”) is made on September 28, 2018 in Beijing, China by and among the following Parties:
