CUSTODY AGREEMENTCustody Agreement • February 28th, 2022 • Axonic Alternative Income Fund • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between AXONIC ALTERNATIVE INCOME FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 17th, 2018 • Axonic Alternative Income Fund • New York
THIS AGREEMENT is made as of December 12, 2018, between Axonic Alternative Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 20th, 2018 • Axonic Alternative Income Fund • New York
THIS AGREEMENT is made as of December 12, 2018, between AXONIC ALTERNATIVE INCOME FUND, organized as a Delaware statutory trust (the “Fund”), and ALPS FUND SERVICES, INC., a Colorado corporation (“ALPS”).
Services AgreementServices Agreement • December 20th, 2018 • Axonic Alternative Income Fund • New York
AXONIC ALTERNATIVE INCOME FUND INVESTMENT ADVISORY AGREEMENT with AXONIC CAPITAL LLCInvestment Advisory Agreement • December 17th, 2018 • Axonic Alternative Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 13th day of December, 2018, by and between Axonic Alternative Income Fund, a Delaware statutory trust (hereinafter called the “Fund”) and Axonic Capital LLC, a Delaware limited liability company (hereinafter called the “Adviser”).
AXONIC ALTERNATIVE INCOME FUND AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • August 24th, 2023 • Axonic Alternative Income Fund • Delaware
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT, dated as of August 9, 2023, is made and entered into by and between the Axonic Alternative Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), and Axonic Capital LLC (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 20th, 2018 • Axonic Alternative Income Fund
The undersigned hereby subscribes for and agrees to purchase 4,000 common shares of beneficial interest having no par value (the "Shares"), of Axonic Alternative Income Fund, a Delaware statutory trust (the "Trust"), at a price of $25.00 per Share, and hereby agrees to contribute cash to the Trust on the date hereof as consideration for the Shares in the amount of $100,000.00 with a trade date of 11/30/2018 (the "Consideration").
OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • December 20th, 2018 • Axonic Alternative Income Fund • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of December 13, 2018, is made and entered into by and between the Axonic Alternative Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), and Axonic Capital LLC (the “Adviser”).
BUSINESS MANAGEMENT AGREEMENTBusiness Management Agreement • December 20th, 2018 • Axonic Alternative Income Fund • Delaware
THIS BUSINESS MANAGEMENT AGREEMENT is made as of the 19th day of December, 2018, by and between Axonic Alternative Income Fund (the “Trust” or the “Fund”) and Axonic Capital LLC (“Axonic”).
AMENDMENT NO. 1Administration, Bookkeeping and Pricing Services Agreement • March 2nd, 2021 • Axonic Alternative Income Fund
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
FORM OF CUSTODY AGREEMENTCustody Agreement • December 20th, 2018 • Axonic Alternative Income Fund • New York
CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between [FUND], a _______________ organized under the laws of _______________ (the “Trust”) for and on behalf of each fund listed on Appendix A (each a “Customer” and collectively the “Customers”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
