AGREEMENT AND DECLARATION OF TRUST OF EMLES TRUST a Delaware Statutory TrustAgreement and Declaration of Trust • September 4th, 2020 • Emles Trust • Delaware
ETF DISTRIBUTION AGREEMENTDistribution Agreement • September 4th, 2020 • Emles Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 5th day of August 2020, by and between Emles Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 5323 Anita Street, Dallas, TX 75206, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
MANAGEMENT AGREEMENTManagement Agreement • March 8th, 2021 • Emles Trust
Emles Trust (the “Trust”) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
SERVICES AGREEMENT Emles Trust and Citi Fund Services Ohio, Inc. and Citibank, N.A.Services Agreement • October 1st, 2020 • Emles Trust • New York
THIS SERVICES AGREEMENT is made on July 15, 2020, by and among Emles Trust, the entity set forth on the signature page hereto (the “Client”), Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” or “Citi” and, with the Client, the “Parties”). Emles Advisors LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Article 8 and clause 5.2.2 only. If more than one Client has signed this Agreement, this Agreement shall be considered a separate agreement between the Service Provider and each Client, and no Client shall be (i) liable for the obligations of any other Client or (ii) entitled to the benefits conferred under this Agreement on any other Client.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT EMLES TRUSTAuthorized Participant Agreement • September 4th, 2020 • Emles Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Financial Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Citibank, N.A. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Emles Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AMENDMENT NO.1 TO SERVICES AGREEMENTServices Agreement • October 1st, 2020 • Emles Trust
This AMENDMENT No.1 (“Amendment”) is made as of September 15, 2020, by and among Emles Trust (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” and, with the Client, the “Parties”), to that certain Services Agreement dated July 15, 2020, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT NO.2 TO SERVICES AGREEMENTServices Agreement • March 8th, 2021 • Emles Trust
This AMENDMENT No.2 (“Amendment”) is made as of February 26, 2021, by and among Emles Trust (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” and, with the Client, the “Parties”), to that certain Services Agreement dated July 15, 2020, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FORM OF AGREEMENT ON INDEX CALCULATION (the “Agreement”) dated 30 September 2020 by and between Solactive AG Platz der Einheit 1 60327 Frankfurt am Main Germany - hereinafter referred to as "Solactive" - and Emles Trust Dallas, Texas 75206 -...Index Calculation Agreement • October 1st, 2020 • Emles Trust
MANAGEMENT AGREEMENTManagement Agreement • September 4th, 2020 • Emles Trust
Emles Trust (the “Trust”) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 1st, 2020 • Emles Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of August 5, 2020 by and between Emles Trust (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of September 9, 2020 (the “Effective Date”).
GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENT EMLES TRUSTCustodial and Agency Services Agreement • October 1st, 2020 • Emles Trust
THIS GLOBAL CUSTODIAL and AGENCY SERVICES AGREEMENT is made on July 15, 2020, individually, by and between Emles Trust, located at 5323 Anita Street Dallas, TX 75206 (the “Client”), and Citibank, N.A. acting through its offices in New York (the “Custodian”). Emles Advisors LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Article 8 and 18 only.
AMENDMENT NO.2 TO GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENTGlobal Custodial and Agency Services Agreement • March 8th, 2021 • Emles Trust
This AMENDMENT No.2 (“Amendment”) is made as of February 26, 2021, by and between Emles Trust (“Client”) and Citibank, N.A. (“Custodian”, together with the Client, the “Parties”), to that certain Global Custodial and Agency Services Agreement dated July 15, 2020, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT NO.1 TO GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENTGlobal Custodial and Agency Services Agreement • October 1st, 2020 • Emles Trust
This AMENDMENT No.1 (“Amendment”) is made as of September 15, 2020, by and between Emles Trust (“Client”) and Citibank, N.A. (“Custodian”, together with the Client, the “Parties”), to that certain Global Custodial and Agency Services Agreement dated July 15, 2020, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 8th, 2021 • Emles Trust • Delaware
This second amendment (the “Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of August 5, 2020 by and between Emles Trust (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of February 26, 2021 (the “Effective Date”).
