Gabelli Innovations Trust Sample Contracts

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • March 21st, 2019 • Gabelli Innovations Trust • New York

THIS INVESTMENT ADVISORY AGREEMENT, dated February 20, 2019, is by and between The Gabelli Innovations Trust, a Delaware statutory trust, on behalf of Gabelli Food of All Nations Fund (the “Trust” and the “Fund”, respectively), and Gabelli Funds, LLC (the “Adviser”), a New York limited liability company. This Agreement shall be effective as of the day the Fund commences its investment operations (the “Launch Date”).

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Gabelli innovations Trust Gabelli RBI fund OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • March 21st, 2019 • Gabelli Innovations Trust • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is by and between Gabelli Innovations Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Gabelli RBI Fund (the “Fund”), and the investment adviser, Gabelli Funds, LLC (the “Adviser”). This Agreement shall be effective as of the day the Fund commences its investment operations (the “Launch Date”).

gabelli INNOVATIONS trust AMENDED AND RESTATED agreement and DECLARATION of trust
Declaration of Trust • March 21st, 2019 • Gabelli Innovations Trust

AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Gabelli Innovations Trust, a Delaware statutory trust, made as of February 20, 2019, by the undersigned Trustees.

TRANSFER AGENCY AND SERVICE AGREEMENT between THE WESTWOOD FUNDS and STATE STREET BANK AND TRUST COMPANY
Transfer Agency and Service Agreement • March 21st, 2019 • Gabelli Innovations Trust • Massachusetts

AGREEMENT made as of the 12 day of October, 1994, by and between The Westwood Funds, a Massachusetts business trust, having its principal office and place of business at One Corporate Center. Rye. New York. 10580-1442 (the "Fund"). and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 225 Franklin Street. Boston, Massachusetts 02110 (the "Bank").

Appendix A
Appendix A • March 21st, 2019 • Gabelli Innovations Trust

THIS APPENDIX A, amended and restated as of March 11, 2019, is the Appendix A to that certain Custody Agreement between GAMCO INVESTORS, INC. and THE BANK OF NEW YORK MELLON dated June 10, 2008, as amended.

INITIAL SUBSCRIPTION AGREEMENT
Initial Subscription Agreement • March 21st, 2019 • Gabelli Innovations Trust

The Gabelli Innovations Trust (the “Trust”), a Delaware statutory trust, and Gabelli Funds, LLC (the “Purchaser”), a New York limited liability company, hereby agree as follows:

DISTRIBUTION AGREEMENT FOR THE GABELLI INNOVATIONS TRUST
Distribution Agreement • March 19th, 2019 • Gabelli Innovations Trust • New York

This Distribution Agreement (the “Agreement”), dated February 20, 2019, between the Gabelli Innovations Trust, a Delaware statutory trust (the “Trust”), and G.distributors, LLC, a Delaware limited liability company (the “Distributor”).

To Transfer Agency and Service Agreements Between Gabelli Funds
Gabelli Innovations Trust • March 19th, 2019

This Amendment is made as of this 11th day of March, 2019, between each of the investment companies set forth below (individually the “Fund”), and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). The Transfer Agent and each Fund are parties to a Transfer Agency and Service Agreement (each an “Agreement” and collectively the “Agreements”). In accordance with the terms of each Agreement, the parties desire to amend the Agreements as set forth herein.

CUSTODY AGREEMENT by and among GAMCO INVESTORS, INC., for and on behalf of each of the entities listed on Appendix A and in its individual capacity and MELLON TRUST OF NEW ENGLAND, N.A.
Custody Agreement • March 21st, 2019 • Gabelli Innovations Trust • New York

THIS CUSTODY AGREEMENT, effective as of the 10th day of June, 2008 (“Agreement”) by and among GAMCO INVESTORS, INC. (the “Client”), a corporation organized under the laws of New York, for and on behalf of each of the entities listed on Appendix A attached hereto (each individually the “Account’, and in its individual capacity, and MELLON TRUST OF NEW ENGLAND, N.A., a national banking association (the “Custodian”).

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