SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 15th, 2023 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • Nevada
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 9, 2023, by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation, with headquarters located at 4460 Old Dixie Highway, Grant-Valkaria, FL 32949 (the “Company”), and AJB CAPITAL INVESTMENTS, LLC, a Delaware limited liability company, with its address at 4700 Sheridan Street, Suite J, Hollywood, FL 33021 (the “Buyer”).
KAIVAL BRANDS INNOVATIONS GROUP, INC. and VSTOCK TRANSFER, LLC, as Warrant AgentWarrant Agency Agreement • October 4th, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • California
WARRANT AGENCY AGREEMENT, dated as of September 29, 2021 (“Agreement”), between Kaival Brands Innovations Group, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Vstock Transfer, LLC, a limited liability company organized under the laws of California (the “Warrant Agent”).
COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Common Stock Purchase • October 4th, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20261 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kaival Brands Innovations Group, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), up to [___] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole reg
KAIVAL BRANDS INNOVATIONS GROUP, INC AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENTBoard of Directors Agreement • April 25th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
The Company and Indemnitee agree that it would not be just and equitable if contribution pursuant to this Section 1(c) were determined by pro rata or per capita allocation or by any other method of allocation which does not take account of the equitable considerations referred to in the immediately preceding paragraph. In connection with losses, claims, damages, expenses or liabilities resulting from the registration of the Company’s securities, in no event shall Indemnitee be required to contribute any amount under this Section 1(c) in excess of the lesser of (i) that proportion of the total of such losses,
KAIVAL BRANDS INNOVATIONS GROUP, INC., ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIESKaival Brands Innovations Group, Inc. • July 30th, 2021 • Blank checks • New York
INDENTURE, dated as of [●], 20[●], among Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and [TRUSTEE], as trustee (the “Trustee”):
PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Kaival Brands Innovations Group, Inc. • May 20th, 2024 • Retail-nonstore retailers
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), up to _______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The Warrant shall initially be issued and maintained in the form of a security held in book entry form at the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a H
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 13th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June [___], 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Kaival Brands Innovations Group, Inc. • June 20th, 2024 • Retail-nonstore retailers
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), up to _______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The Warrant shall initially be issued and maintained in the form of a security held in book entry form at the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a H
AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENTIndependent Director Agreement • July 23rd, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • Delaware
THIS AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Agreement”) is entered into on March 29, 2021, and effective on March 17, 2021 (the “Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Paul Reuter (the “Director”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 29th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May [___], 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Kaival Brands Innovations Group, Inc. • June 25th, 2024 • Retail-nonstore retailers
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), up to _______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The Warrant shall initially be issued and maintained in the form of a security held in book entry form at the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a H
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 20th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of [*], between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
4,700,000 Shares of Common Stock and Warrants to Purchase 3,525,000 Shares of Common Stock KAIVAL BRANDS INNOVATIONS GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 4th, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • New York
Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein, (this “Agreement”), to sell to you, Maxim Group LLC (“Maxim” or the “Underwriter”), an aggregate of 4,700,000 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”) and warrants to purchase 3,525,000 shares of Common Stock at an exercise price of $1.90 per share (the “Firm Warrants” and together with the Firm Shares, the “Firm Securities”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to an additional 705,000 shares of Common Stock (the “Option Shares”) and/or up to an additional warrants to purchase an additional 528,750 shares of Common Stock the “Option Warrants” and together with the Option Shares, the “Option Securities”) from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Securities. The Firm Securit
AMENDED AND RESTATED NON-EXCLUSIVE SUB-DISTRIBUTION AGREEMENTNon-Exclusive Sub-Distribution Agreement • May 27th, 2020 • Kaival Brands Innovations Group, Inc. • Blank checks • Florida
THIS AMENDED AND RESTATED NON-EXCLUSIVE SUB-DISTRIBUTION AGREEMENT (this “Agreement”) is entered into as of the 21ST of May, 2020, and is effective as of the 3RD day of April, 2020 (the “Effective Date”) by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (“Distributor”), and FAVS BUSINESS, LLC, a Georgia limited liability company (“Sub-Distributor”). Distributor and Sub-Distributor are each referred to herein as a “Party” and collectively, the “Parties.”
SECOND AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENTExclusive Distribution Agreement • April 21st, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • Florida
THIS SECOND AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENT (this “Agreement”) is entered into as of April 20, 2021 (the “Effective Date”) by and between BIDI VAPOR, LLC, a Florida limited liability company (“Manufacturer”), and KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (“Distributor”). Manufacturer and Distributor are each referred to herein as a “Party” and collectively, the “Parties.”
KAIVAL BRANDS INNOVATIONS GROUP, INC. Restricted Stock Unit AgreementRestricted Stock Unit Agreement • June 3rd, 2020 • Kaival Brands Innovations Group, Inc. • Blank checks • Delaware
This RESTRICTED STOCK UNIT AGREEMENT is entered into as of the Grant Date specified on Exhibit A by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the “Company”), and the UNDERSIGNED EMPLOYEE (“Employee”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • February 14th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • Florida
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Barry Michael Hopkins (“Executive”) (each a “Party” and collectively the “Parties”) executed as of February 8, 2024 but effective as of November 9, 2023 (“Effective Date”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 25th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 21, 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 29th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of May __, 2024 (the “Issuance Date”) between Kaival Brands Innovations Group, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and vStock Transfer LLC. (the “Warrant Agent”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • February 25th, 2019 • Quick Start Holdings, Inc. • Blank checks • Florida
This Share Purchase Agreement is made and entered into as of the 6th day of February, 2019 (this “Agreement”), by and between GMRZ Holdings, LLC, a Nevada limited liability company (the “Seller” or “GMRZ”), Kaival Brands Innovations Group, LLC, a Delaware limited liability company (the “Purchaser”), and Quick Start Holdings, Inc., a Delaware corporation (“QSHI”).
SECOND AMENDMENT TO SERVICE AGREEMENTService Agreement • June 21st, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • Florida
This Second Amendment to Service Agreement (this “Second Amendment”), effective as of March 16, 2021 (“Second Amendment Effective Date”), is by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the “Client”), and QUIKFILLRX LLC, a Florida limited liability company (the “Contractor”).
COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Common Stock Purchase Warrant • May 29th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ___________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May __, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from KAIVAL BRANDS INNOVATIONS GROUP, Inc., a Delaware corporation (the “Company”), up to ____________ shares of Common Stock. (as subject to adjustment hereunder, the “Warrant Shares”) The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The Warrant shall initially be issued and maintained in the form of a security held in book entry form at the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant,
AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENTIndependent Director Agreement • July 23rd, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks
THIS AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Amendment”) is entered into on July 19, 2021 (the “Amendment Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Roger Brooks (the “Director”).
Kaival Brands Innovations Group, Inc.Kaival Brands Innovations Group, Inc. • May 20th, 2024 • Retail-nonstore retailers • New York
SERVICE AGREEMENTService Agreement • April 1st, 2020 • Kaival Brands Innovations Group, Inc. • Blank checks • Florida
WHEREAS, the Client desires to engage the Contractor to provide the Services (as defined herein) to the Client and the Contractor is willing to provide the Services to the Client on the terms and subject to the conditions set forth in this Agreement.
OFFICE / WAREHOUSE / EQUIPMENT LEASEKaival Brands Innovations Group, Inc. • June 21st, 2022 • Retail-nonstore retailers • Florida
THIS OFFICE / WAREHOUSE / EQUIPMENT LEASE (the “Lease”) is made and entered into as of June 10, 2022 (the “Effective Date”), by and between JUST PICK, LLC, a Florida limited liability company (“Landlord”), as landlord, and KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (“Tenant”), as tenant.
CONSULTING AGREEMENTConsulting Agreement • June 21st, 2021 • Kaival Brands Innovations Group, Inc. • Blank checks • Florida
This Consulting Agreement (this “Agreement”) is made and entered into as of March 16, 2021, by and between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and Russell Quick (“Consultant”).
LOCK-UP AGREEMENTLock-Up Agreement • September 27th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers • New York
This LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of September 23, 2024 by and among (i) Delta Corp Holdings Limited, a company incorporated in England and Wales (together with its successors and assigns, “Delta”), (ii) Delta Corp Holdings Limited, a Cayman Islands exempted company (“Pubco”), (iii) Kaival Brands Innovations Group, Inc., a Delaware corporation (“KAVL”), and (iv) the undersigned holder of KAVL securities (“Holder”). Any capitalized term used but not defined in this Agreement shall have the meaning ascribed to such term in the Transaction Agreement (as defined below).
COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC.Common Stock Purchase • May 20th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ___________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May __, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from KAIVAL BRANDS INNOVATIONS GROUP, Inc., a Delaware corporation (the “Company”), up to ____________ shares of Common Stock. (as subject to adjustment hereunder, the “Warrant Shares”) The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The Warrant shall initially be issued and maintained in the form of a security held in book entry form at the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant,
Kaival Brands Innovations Group, Inc.Kaival Brands Innovations Group, Inc. • June 25th, 2024 • Retail-nonstore retailers • New York
Kaival Brands Innovations Group, Inc.Kaival Brands Innovations Group, Inc. • May 29th, 2024 • Retail-nonstore retailers • New York
DEED OF LICENSING AGREEMENTKaival Brands Innovations Group, Inc. • June 21st, 2022 • Retail-nonstore retailers • England and Wales
PATENT CONTRIBUTION AGREEMENTPatent Contribution Agreement • September 28th, 2020 • Kaival Brands Innovations Group, Inc. • Blank checks • Delaware
This PATENT COntribution agreement (this “Agreement”) is made and entered as of this 28th day of September, 2020 (the “Effective Date”) and is between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (“KAVL”), KAIVAL LABS, Inc., a Delaware corporation (“Kaival Labs”), and NEXT GENERATION LABS, LLC, a California limited liability company (“NGL”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 20th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of May __, 2024 (the “Issuance Date”) between Kaival Brands Innovations Group, Inc. .., a company incorporated under the laws of the State of Delaware (the “Company”), and vStock Transfer LLC. (the “Warrant Agent”).
AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENTBoard of Directors Agreement • April 25th, 2024 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
NOW, THEREFORE, in consideration of the premises and the covenants contained herein, the Company and Indemnitee hereby agree as follows:
