New Age Alpha Trust Sample Contracts
New Age Alpha Trust INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 15th, 2020 • New Age Alpha Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 3rd day in December, 2020 by and between NEW AGE ALPHA ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 555 Theodore Fremd Avenue, Suite A-101, Rye, NY 10580 (the “Adviser”), New Age Alpha Trust, Delaware statutory trust (the “Trust”), and VIDENT INVESTMENT ADVISORY, LLC, a Delaware limited liability company, with its principal place of business located at 1125 Sanctuary Pkwy. Suite 515 Alpharetta, GA 30009 (the “Sub-Adviser”).
Standard Contracts
New Age Alpha Trust INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 15th, 2020 • New Age Alpha Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 3rd day of December, 2020 by and between New Age Alpha Trust (the “Trust”), a Delaware statutory trust, and NEW AGE ALPHA ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 555 Theodore Fremd Avenue, Suite A-101, Rye, NY 10580 (the “Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 15th, 2020 • New Age Alpha Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 1st day of December, 2020, between New Age Alpha Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 15th, 2020 • New Age Alpha Trust • New York
THIS AGREEMENT (this Agreement), dated as of November 24, 2020, between NEW AGE ALPHA TRUST (the Fund, executing this Agreement on behalf of itself, and, if applicable, on behalf and for the benefit of those separate series set forth on Schedule V, the Portfolios), an open-end management investment company organized as a statutory trust under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires and the terms of this Agreement shall apply separately and respectively to the Fund in respect of each Portfolio individually
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF NEW AGE Alpha TrustAgreement and Declaration of Trust • August 2nd, 2019 • New Age Alpha Trust
WHEREAS, THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the sole initial Trustee named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth, to be effective upon the filing of the executed Certificate of Trust with the state of Delaware. This Amended and Restated Agreement and Declaration of Trust amends and restates the Agreement and Declaration of Trust dated December 6, 2018.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 15th, 2020 • New Age Alpha Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of ________ __, 2020, is between Northern Lights Distributors, LLC (“Distributor”) and [Participant], (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for New Age Alpha Trust (the “Trust”).
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • December 15th, 2020 • New Age Alpha Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated December 1, 2020, is between New Age Alpha Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
AMENDED AND RESTATED BY-LAWS OF New Age Alpha TrustBy-Laws • August 2nd, 2019 • New Age Alpha Trust
Expense Limitation Agreement between New Age Alpha Trust and New Age Alpha Advisors, LLC Amended Appendix A January 19, 2022Expense Limitation Agreement • February 9th, 2022 • New Age Alpha Trust
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • December 15th, 2020 • New Age Alpha Trust
Fee ScheduleEtf Distribution Agreement • February 9th, 2022 • New Age Alpha Trust
This Schedule B is part of the ETF Distribution Agreement effective December 1, 2020 (the “Agreement”) by and between New Age Alpha Trust (the “Trust”) and Northern Lights Distributors, LLC (“NLD”).
AMENDED SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated December 3, 2020, between NEW AGE ALPHA ADVISORS, LLC and Vident investment advisory, llc and New Age ALpha TrustInvestment Sub-Advisory Agreement • February 9th, 2022 • New Age Alpha Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate based on the greater of (1) the minimum fee or (2) the daily net assets of the respective Fund in accordance with the following fee schedule:
AMENDMENT TO CUSTODIAN and Transfer agent AGREEMENTCustodian and Transfer Agent Agreement • February 9th, 2022 • New Age Alpha Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment ”) is made as of January 19, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and New Age Alpha trust (the “Fund”), an open-end management investment company organized as a statutory trust under the laws of the State of Delaware. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
NEW AGE ALPHA TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 15th, 2020 • New Age Alpha Trust
THIS AGREEMENT is made and entered into as of December 3rd, 2020, by and between New Age Alpha Trust (the “Trust”), a Delaware statutory trust, on behalf of its series portfolios as set forth on Appendix A (each a “Fund”), and NEW AGE ALPHA ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 555 Theodore Fremd Avenue, Suite A-101, Rye, NY 10580 (the “Adviser”).