INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 16th, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund • Illinois
AGREEMENT effective as of this 13th day of January 2020 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (“Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 16th, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund • Illinois
AGREEMENT made this 13th day of January, 2020, by and between NUVEEN MUNICIPAL HIGH YIELD & SPECIAL SITUATIONS FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC a Delaware limited liability company (the “Adviser”).
RULE 12d1-4 INVESTMENT AGREEMENTInvestment Agreement • July 29th, 2022 • Nuveen Enhanced High Yield Municipal Bond Fund • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • June 22nd, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund
This AMENDMENT (the “Amendment”) is entered into as of the May 28, 2021 and effective as of the May 28, 2021 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective September 23, 2019)Nuveen Municipal High Yield & Special Situations Fund • December 19th, 2019 • Illinois
AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • July 29th, 2022 • Nuveen Enhanced High Yield Municipal Bond Fund
This AMENDMENT (the “Amendment”) is entered into as of the 7th of October, 2021 and effective as of the 7th of October, 2021 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • June 22nd, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund • Illinois
AGREEMENT made this 15th day of June 2021, by and between NUVEEN ENHANCED HIGH YIELD MUNICIPAL BOND FUND f/k/a NUVEEN MUNICIPAL HIGH YIELD & SPECIAL SITUATIONS FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
JOINT FILING AGREEMENTJoint Filing Agreement • September 29th, 2022 • Nuveen Enhanced High Yield Municipal Bond Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • April 24th, 2023 • Nuveen Enhanced High Yield Municipal Bond Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • July 24th, 2023 • Nuveen Enhanced High Yield Municipal Bond Fund • Commercial banks, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
AMENDMENT To Amended and Restated Agency Agreement Between Each of the Nuveen Investment Products Listed on Attachment II to the Agreement And DST Systems, Inc.Nuveen Enhanced High Yield Municipal Bond Fund • July 28th, 2023
This Amendment is made as of this 1st day of June, 2021, to the Amended and Restated Agency Agreement dated November 30, 2017, as amended (the “Agreement”) between each of the Nuveen Investment Products Listed on Attachment II to the Agreement (collectively, the “Funds”) and DST Systems, Inc. ( “DST”). The parties desire to amend the Agreement as set forth herein.
JOINT FILING AGREEMENTJoint Filing Agreement • September 9th, 2024 • Nuveen Enhanced High Yield Municipal Bond Fund • Commercial banks, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • March 16th, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund • Missouri
THIS AGREEMENT made the 21st day of October, 2019, by and between, NUVEEN SERVICES, LLC (“Nuveen”), a corporation organized under the laws of the State of New York, with offices at 730 Third Avenue, 3rd Floor, New York, NY 10017, and the Nuveen investment products that execute an Adoption Agreement, provided herein as Attachment I, and as listed herein on Attachment II, (individually each such investment product hereinafter is referred to as “Fund” and collectively, as the “Funds”); and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
DISTRIBUTION AGREEMENTDistribution Agreement • June 22nd, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund • Illinois
THIS AGREEMENT is made as of this of 2021 between the undersigned closed-end investment companies that operate as interval funds listed on EXHIBIT A attached hereto (each a “Fund”), and Nuveen Securities, LLC, a Delaware limited liability company (the “Underwriter”).
NUVEEN MUNICIPAL HIGH YIELD & SPECIAL SITUATIONS FUND Subscription AgreementSubscription Agreement • June 22nd, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund
This Agreement made this January 6, 2020 by and between Nuveen Municipal High Yield & Special Situations Fund, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC (the “Subscriber”);
JOINT FILING AGREEMENTJoint Filing Agreement • November 8th, 2024 • Nuveen Enhanced High Yield Municipal Bond Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • December 11th, 2023 • Nuveen Enhanced High Yield Municipal Bond Fund • Commercial banks, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
AMENDMENT OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 22nd, 2021 • Nuveen Enhanced High Yield Municipal Bond Fund
WHEREAS, the parties hereto are the contracting parties under that certain Investment Management Agreement dated as of January 13, 2020 (the “Agreement”) pursuant to which the Adviser furnishes investment management and other services to the Fund; and
AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • July 28th, 2023 • Nuveen Enhanced High Yield Municipal Bond Fund
This AMENDMENT (the “Amendment”) is entered into as of the 8th of September, 2022 and effective as of the 8th of September, 2022 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
