Defined Outcome Trust: Large Cap Buffer 20 Portfolio, December 2021 AMENDMENT NO. 1 TO THE REFERENCE TRUST AGREEMENTReference Trust Agreement • December 19th, 2019 • Guggenheim Defined Portfolios, Series 1972
This Amendment no. 1 to the Reference Trust Agreement dated as of December 19, 2019, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Portfolio Support and License AgreementLicense Agreement • December 19th, 2019 • Guggenheim Defined Portfolios, Series 1972 • Illinois
This Agreement, dated as of December 18, 2019, is made by and between Milliman Financial Risk Management LLC, a Delaware limited liability company (“Consultant/Licensor”), and Guggenheim Funds Distributor, LLC., (“GFD” or “Licensee”) as sponsor to, Defined Outcome Trust: Large-Cap Buffer 20 Portfolio, December 2021 (the “Trust”).
