DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of November 12, 2020, between Flat Rock Core Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Flat Rock CORE INCOME Fund a Delaware Statutory TrustAgreement and Declaration • October 7th, 2020 • Flat Rock Core Income Fund
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 1st, 2023 • Flat Rock Core Income Fund • New York
This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made as of the 19th day of April, 2023, by and between Flat Rock Core Income Fund, a Delaware Statutory Trust (the “Fund”), and Flat Rock Global, LLC, a Wyoming limited liability company (the “Adviser” or “Flat Rock Global”).
CUSTODY AGREEMENT dated as of September 29, 2020 by and between FLAT ROCK CORE INCOME FUND (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • October 1st, 2020 • Flat Rock Core Income Fund • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of September 29, 2020 and is by and between Flat Rock Core Income Fund (and any successor or permitted assign), a corporation organized under the laws of the Delaware, and U.S. BANK NATIONAL ASSOCIATION (or any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association.
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • October 5th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of ____________, 2020, between Flat Rock Core Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 9th, 2023 • Flat Rock Core Income Fund • New York
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is dated as of October 12, 2018, among FRC FUNDING I, LLC, a Delaware limited liability company (“Borrower”), FLAT ROCK CORE INCOME FUND, a Delaware statutory trust (“Servicer”), the financial institutions party to this Agreement from time to time as lenders (collectively, “Lenders”), and CADENCE BANK, as successor-by-merger to State Bank and Trust Company and Cadence Bank, N.A., as agent for the Lenders (in such capacity, “Agent”).
MASTER SERVICES AGREEMENTMaster Services Agreement • July 22nd, 2024 • Flat Rock Core Income Fund • Ohio
This Master Services Agreement (this “Agreement”), dated July 12, 2024, is between Flat Rock Core Income Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
DISTRIBUTION AGREEMENTDistribution Agreement • July 22nd, 2024 • Flat Rock Core Income Fund • Ohio
This Distribution Agreement (this “Agreement”), dated July 12, 2024, is made by and among Flat Rock Core Income Fund, a Delaware statutory trust (the “Fund”), Flat Rock Global, LLC, a Wyoming limited liability company (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAnd Pricing Services Agreement • October 1st, 2020 • Flat Rock Core Income Fund • Colorado
THIS FORM OF AGREEMENT is made as of September __, 2020, between FLAT ROCK CORE INCOME FUND, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Subscription Agreement November 3, 2020Subscription Agreement • November 16th, 2020 • Flat Rock Core Income Fund • Delaware
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping and Pricing Services Agreement • November 19th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of November 13, 2020, between FLAT ROCK CORE INCOME FUND, organized as a Delaware statutory trust (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
Flat Rock Capital Corp.Flat Rock Core Income Fund • September 2nd, 2020
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 16th, 2020 • Flat Rock Core Income Fund
This Fourth Amendment to Loan and Security Agreement (this “Amendment”), dated as of November 18, 2020, is entered into by and among FRC FUNDING I, LLC, a Delaware limited liability company “Borrower”), FLAT ROCK CAPITAL CORP., a Maryland corporation (“Servicer”), the financial institutions party hereto (the “Lenders”), and CADENCE Bank, N.A., as successor-by-merger to State Bank and Trust Company, as agent for the Lenders (in such capacity, “Agent”).
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 1st, 2023 • Flat Rock Core Income Fund
This SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of June 2, 2022, FLAT ROCK CORE INCOME FUND, a Delaware statutory trust (the “Servicer”), FRC FUNDING I, LLC, a Delaware limited liability company (the “Borrower”), CADENCE BANK, as the successor-by-merger to State Bank and Trust Company and Cadence Bank, N.A., in its capacity as the Administrative Agent under the Loan Agreement for the Secured Parties (in such capacity, the “Agent”). Capitalized terms used herein and not defined herein shall have the meanings ascribed to such words in the Loan Agreement.
