AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Flat Rock CORE INCOME Fund a Delaware Statutory TrustAgreement and Declaration of Trust • October 7th, 2020 • Flat Rock Core Income Fund
DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of November 12, 2020, between Flat Rock Core Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 22nd, 2024 • Flat Rock Core Income Fund • Ohio
This Distribution Agreement (this “Agreement”), dated July 12, 2024, is made by and among Flat Rock Core Income Fund, a Delaware statutory trust (the “Fund”), Flat Rock Global, LLC, a Wyoming limited liability company (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 1st, 2023 • Flat Rock Core Income Fund • New York
This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made as of the 19th day of April, 2023, by and between Flat Rock Core Income Fund, a Delaware Statutory Trust (the “Fund”), and Flat Rock Global, LLC, a Wyoming limited liability company (the “Adviser” or “Flat Rock Global”).
CUSTODY AGREEMENT dated as of September 29, 2020 by and between FLAT ROCK CORE INCOME FUND (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • October 1st, 2020 • Flat Rock Core Income Fund • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of September 29, 2020 and is by and between Flat Rock Core Income Fund (and any successor or permitted assign), a corporation organized under the laws of the Delaware, and U.S. BANK NATIONAL ASSOCIATION (or any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association.
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 9th, 2023 • Flat Rock Core Income Fund • New York
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is dated as of October 12, 2018, among FRC FUNDING I, LLC, a Delaware limited liability company (“Borrower”), FLAT ROCK CORE INCOME FUND, a Delaware statutory trust (“Servicer”), the financial institutions party to this Agreement from time to time as lenders (collectively, “Lenders”), and CADENCE BANK, as successor-by-merger to State Bank and Trust Company and Cadence Bank, N.A., as agent for the Lenders (in such capacity, “Agent”).
MASTER SERVICES AGREEMENTMaster Services Agreement • July 22nd, 2024 • Flat Rock Core Income Fund • Ohio
This Master Services Agreement (this “Agreement”), dated July 12, 2024, is between Flat Rock Core Income Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • November 19th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of November 13, 2020, between FLAT ROCK CORE INCOME FUND, organized as a Delaware statutory trust (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
FORM OF AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Flat Rock Capital CREDIT Fund a Delaware Statutory TrustAmended and Restated Agreement and Declaration of Trust • July 23rd, 2020 • Flat Rock Capital Credit Fund
WHEREAS, this Trust is a Delaware statutory trust formed pursuant to a Certificate of Trust filed with the Secretary of the State of Delaware on June __, 2020 and the entering into of a Declaration of Trust, dated as of June __, 2020 (which Declaration of Trust is hereby amended and restated in its entirety);
Subscription Agreement November 3, 2020Subscription Agreement • November 16th, 2020 • Flat Rock Core Income Fund • Delaware
Flat Rock Capital Corp.Tax Opinion • September 2nd, 2020 • Flat Rock Core Income Fund
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 16th, 2020 • Flat Rock Core Income Fund
This Fourth Amendment to Loan and Security Agreement (this “Amendment”), dated as of November 18, 2020, is entered into by and among FRC FUNDING I, LLC, a Delaware limited liability company “Borrower”), FLAT ROCK CAPITAL CORP., a Maryland corporation (“Servicer”), the financial institutions party hereto (the “Lenders”), and CADENCE Bank, N.A., as successor-by-merger to State Bank and Trust Company, as agent for the Lenders (in such capacity, “Agent”).
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 1st, 2023 • Flat Rock Core Income Fund
This SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of June 2, 2022, FLAT ROCK CORE INCOME FUND, a Delaware statutory trust (the “Servicer”), FRC FUNDING I, LLC, a Delaware limited liability company (the “Borrower”), CADENCE BANK, as the successor-by-merger to State Bank and Trust Company and Cadence Bank, N.A., in its capacity as the Administrative Agent under the Loan Agreement for the Secured Parties (in such capacity, the “Agent”). Capitalized terms used herein and not defined herein shall have the meanings ascribed to such words in the Loan Agreement.
