Exclusive Placement Agency Agreement Sample Contracts

AMENDED AND RESTATED EXCLUSIVE PLACEMENT AGENCY AGREEMENT
Exclusive Placement Agency Agreement • February 9th, 2021 • Seismic Capital Co • Blank checks • New York

This Amended and Restated Placement Agency Agreement (this “Agreement”) is made as January 26, 2021 between Seismic Capital Company, a Delaware corporation (the “Company”), and C2M Securities, LLC, a Virginia limited liability company (the “Placement Agent”).

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EXCLUSIVE PLACEMENT AGENCY AGREEMENT
Exclusive Placement Agency Agreement • June 21st, 2022 • Virtuoso Surgical, Inc. • Surgical & medical instruments & apparatus • New York

This Placement Agency Agreement (this “Agreement”) is made as of May 16th, 2022, between Virtuoso Surgical, Inc., a Tennessee corporation (the “Company”), and C2M Securities, LLC, a Virginia limited liability company (the “Placement Agent”). The Placement Agent and the Company agree:

AMENDMENT TO EXCLUSIVE PLACEMENT AGENCY AGREEMENT
Exclusive Placement Agency Agreement • June 24th, 2019 • TerraCycle US Inc. • Refuse systems

Amendment dated June 20, 2019 (the “Amendment”) to Placement Agency Agreement made as of August 14, 2017 (the “Agreement”), between TerraCycle US Inc., a Delaware corporation (the “Company”), and Strategic Capital Investments, LLC, a Michigan limited liability company (the “Placement Agent”).

C2M Securities, LLC
Exclusive Placement Agency Agreement • April 16th, 2021 • Grass Qozf, Inc. • Airports, flying fields & airport terminal services

This is to confirm that in order to comply with the compensation rules of Rule 5110 of the Financial Regulatory Authority ("FINRA"), Section 11(b) of the Placement Agency Agreement is amended in its entirety to read as follows:

C2M Securities, LLC
Exclusive Placement Agency Agreement • March 17th, 2021 • Seismic Capital Co • Blank checks

This is to confirm that in order to comply with the compensation rules of Rule 5110 of the Financial Regulatory Authority (“FINRA”), Section 11(b) of the Placement Agency Agreement is amended in its entirety to read as follows:

C2M Securities, LLC
Exclusive Placement Agency Agreement • April 16th, 2021 • Grass Qozf, Inc. • Airports, flying fields & airport terminal services

This is to confirm that in order to comply with the compensation rules of Rule 5110 of the Financial Regulatory Authority ("FINRA"), Sections 3 and 11 of the Placement Agency Agreement are amended in their entirety to read as follows:

EXCLUSIVE PLACEMENT AGENCY AGREEMENT
Exclusive Placement Agency Agreement • August 29th, 2017 • TerraCycle US Inc. • New York

This Placement Agency Agreement (this “Agreement”) is made as of August 14, 2017, between TerraCycle US Inc., a Delaware corporation (the “Company”) Strategic Capital Investments, LLC (the “Placement Agent”) and C2M Securities, LLC a division of Strategic Capital Investments, LLC. The Placement Agent and the Company agree:

C2M Securities, LLC
Exclusive Placement Agency Agreement • April 16th, 2021 • Grass Qozf, Inc. • Airports, flying fields & airport terminal services

This is to confirm that in order to comply with the compensation rules of Rule 5110 of the Financial Regulatory Authority ("FINRA"), Section l l(b) of the Placement Agency Agreement is amended in its entirety to read as follows:

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