INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2023 • Tactical Investment Series Trust • Delaware
AGREEMENT (the “Agreement”), made as of July 9, 2021 between TACTICAL INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Tactical Fund Advisors, LLC, a limited liability company organized and existing under the laws of the Ohio (the “Adviser”) located at 11726 Seven Gables Road, Cincinnati, Ohio 45249.
CUSTODY AGREEMENTCustody Agreement • August 27th, 2021 • Tactical Investment Series Trust • Delaware
THIS AGREEMENT is made and entered into as July 9, 2021, by and between TACTICAL INVESTMENT SERIES TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
AGREEMENT AND DECLARATION OF TRUST of Tactical Investment Series Trust a Delaware Statutory Trust AGREEMENT AND DECLARATION OF TRUST OF TACTICAL INVESTMENT SERIES TRUSTAgreement and Declaration of Trust • April 22nd, 2021 • Tactical Investment Series Trust • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of the 22nd day of February 2021, by the Trustee(s) hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided. This Agreement and Declaration of Trust shall be effective upon the filing of the Certificate of Trust in the office of the Secretary of State of the State of Delaware.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 17th, 2021 • Tactical Investment Series Trust • Ohio
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of August 23, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Preston Wealth Advisors, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a limited liability company, registered under the Investment Advisers Act of 1940 (the “Advisers Act”), with respect to the TFA Multidimensional Tactical Fund (each a “Fund” and collectively, the “Funds”), each a series of the Tactical Investment Series Trust, a Delaware statutory trust (the “Trust”).
ADDENDUM TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2023 • Tactical Investment Series Trust
This Addendum to the Sub-Advisory Agreement dated August 23, 2021 (the “Agreement”) is made and entered into as of January 3, 2022, by and between Tactical Fund Advisors, LLC (the “Adviser”), and Howard Capital Management, Inc. (the “Sub-Adviser”).
AMENDED SCHEDULE A to the EXPENSE LIMITATION AGREEMENT (this “Agreement”) between Tactical Investment Series Trust (the “Trust”) and Tactical Fund Advisors, LLCExpense Limitation Agreement • April 28th, 2023 • Tactical Investment Series Trust
IN WITNESS, WHEREOF, the parties hereto have caused this Amended Schedule A to the Expense Limitation Agreement between the Trust and the Adviser, to be executed on their behalf by their duly authorized officers as of May 1, 2023.
FUND ADMINISTRATION AGREEMENTFund Administration Agreement • August 27th, 2021 • Tactical Investment Series Trust • Ohio
THIS AGREEMENT is made as of July 9, 2021, by and between Tactical Investment Series Trust, a Delaware statutory trust (the “Trust”), and Tactical Fund Services, LLC (the “Administrator”), an Ohio limited liability company.
ADDENDUM TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2023 • Tactical Investment Series Trust
This Addendum to the Sub-Advisory Agreement dated August 23, 2021 (the “Agreement”) is made and entered into as of January 3, 2022, by and between Tactical Fund Advisors, LLC (the “Adviser”), and Heritage Capital Advisors. (the “Sub-Adviser”).
FUND ACCOUNTING AND TRANSFER AGENT AGREEMENTFund Accounting and Transfer Agent Agreement • August 27th, 2021 • Tactical Investment Series Trust • Ohio
This Fund Accounting and Transfer Agent Agreement (this “Agreement”), dated July 9, 2021, is between Tactical Investment Series Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
Form OF SUB-ADVISORY AGREEMENTForm of Sub-Advisory Agreement • April 22nd, 2021 • Tactical Investment Series Trust • Ohio
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of July 9, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and [ ] (the “Sub-Adviser” and together with the Adviser the “Parties”), a [ ] [limited liability company], registered under the Investment Advisers Act of 1940 (the “Advisers Act”), with respect to the [ ] Fund ([each a/the] “Fund”[ and collectively, the “Funds”]), [each] a series of the Tactical Investment Series Trust, a Delaware statutory trust (the “Trust”).
AMENDED SCHEDULE A to the EXPENSE LIMITATION AGREEMENT (this “Agreement”) between Tactical Investment Series Trust (the “Trust”) and Tactical Fund Advisors, LLCExpense Limitation Agreement • April 29th, 2024 • Tactical Investment Series Trust
IN WITNESS, THEREOF, the parties hereto have caused this Amended Schedule A to the Expense Limitation Agreement between the Trust and the Adviser, to be executed on their behalf by their duly authorized officers as of May 1, 2023.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 28th, 2023 • Tactical Investment Series Trust
This Expense Limitation Agreement is made by and between Tactical Fund Advisors, LLC (the “Adviser”) and Tactical Investment Series Trust (the “Trust”) (this “Agreement”), on behalf of the series of the Trust set forth in the set of schedules to this Agreement identified as “Schedule A” attached hereto (each a “Fund,” and collectively, the “Funds”) as of the “Effective Date” noted on Schedule A with respect to each Fund.
