TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 22nd, 2022 • X-Square Series Trust
THIS AGREEMENT is made as of the 4th day of April, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and X-Square Series Trust, a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”). This Agreement shall be effective with respect to each Portfolio identified on Schedule A hereto as of the effective date identified on such Schedule A.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2022 • X-Square Series Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT is made as of December 9, 2022, between X-Square Series Trust (the “Trust”), a Delaware statutory trust, and X-Square Capital, LLC, a Puerto Rico limited liability company located at Centro Internacional de Mercadeo II, 90 Carr 165, Ste 803, Guaynabo, PR 00968 (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 22nd, 2022 • X-Square Series Trust • New York
THIS AGREEMENT is made as of March 21, 2022, between X-Square Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Master Custodian AgreementMaster Custodian Agreement • December 22nd, 2022 • X-Square Series Trust
This Agreement is made as of April 4, 2022 between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). This Agreement shall be effective with respect to each Portfolio identified on Appendix A hereto as of the effective date identified on such Appendix A.
Services AgreementServices Agreement • December 22nd, 2022 • X-Square Series Trust • New York
X-SQUARE SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 22nd, 2022 • X-Square Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between X-SQUARE SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of X-SQUARE MUNICIPAL INCOME TAX FREE ETF, (the “Fund”) a series of the Trust, and the advisor of the Fund, X-SQUARE CAPITAL, LLC (the “Advisor”).
AGREEMENT AND DECLARATION OF TRUST OF X-SQUARE SERIES TRUST (a Delaware Statutory Trust) Principal Place of Business: 208 Ponce De Leon Ave, Suite 1111 San Juan, Puerto Rico 00918 Dated as of February 11, 2022Agreement and Declaration of Trust • December 22nd, 2022 • X-Square Series Trust • Delaware
WHEREAS, this Trust is authorized to issue an unlimited number of its shares of beneficial interest all in accordance with the provisions hereinafter set forth; and
X-Square series TRUST X-Square Municipal Income Tax Free ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENTPrivate Offering Agreement • December 22nd, 2022 • X-Square Series Trust
This Private Offering (Seed Money) Agreement (the “Agreement”) made this 19th day of April, 2022, by and between X-Square Series Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), on behalf of the X-Square Municipal Income Tax Free ETF (the “Fund”), and X-Square Capital, LLC (the “Subscriber”).
