SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2024 • Hartford Schroders Private Opportunities Fund
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of July 26, 2023 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 12th, 2024 • Hartford Schroders Private Opportunities Fund • Delaware
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and the Hartford Schroders Private Opportunities Fund, a Delaware statutory trust (the “Fund”), on its own behalf.
FORM OF AMENDMENT NUMBER [ ] TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
This Amendment Number [ ] (the “Amendment”) to that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC and the Registrants listed on Schedule A with respect to each series thereof (the “Agreement”) is made as of this [ ]th day of [ ] [ ].
FORM OF SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund • New York
THIS AGREEMENT is made as of this [ ] day of [ ], 2022, among SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC., (“SIMNA”) a corporation organized under the laws of the State of Delaware with its principal place of business at 7 Bryant Park, 19th Floor, New York, New York 10018, and SCHRODERS CAPITAL MANAGEMENT (US) INC. (“Schroders Capital”), a corporation organized under the laws of the State of [Delaware] with its principal place of business at 7 Bryant Park, 19th Floor, New York, New York 10018.
FIRST AMENDMENT TO THE EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 26th, 2024 • Hartford Schroders Private Opportunities Fund
This FIRST AMENDMENT dated May 10, 2024, amends the Expense Limitation Agreement between Hartford Schroders Private Opportunities Fund (the “Fund”) and Hartford Funds Management Company, LLC (“HFMC”), dated July 26, 2023 (the “Agreement”).
FORM OF MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
THIS AGREEMENT, dated as of [ ], between Hartford Schroders Private Opportunities Fund (the “Fund”), and Hartford Funds Management Company, LLC (“HFMC”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
THIS EXPENSE LIMITATION AGREEMENT, dated [ ], is between Hartford Schroders Private Opportunities Fund (the “Fund”) and Hartford Funds Management Company, LLC (the “HFMC”).
FORM OF AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
This AMENDMENT NUMBER [ ] (this “Amendment”), dated [ ], [ ] amends that certain Amended and Restated Transfer Agency Agreement (the “Agreement”), dated February 28, 2020, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, (the “Registrants”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
This Amendment (the “Amendment”) to the Custodian Agreement is made as of the 29th day of November, 2022, and amends that certain Custodian Agreement (the “Agreement”), made as of December 31, 2014, and effective as of January 1, 2015, as amended, modified, or supplemented from time to time by and among each registered investment company party thereto (the “Hartford Parties,” each referred to herein as a “Client”) and State Street Bank and Trust Company (“Custodian”).
FORM OF AMENDMENT NUMBER [ ] TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 10th, 2023 • Hartford Schroders Private Opportunities Fund
This Amendment Number [ ] (the “Amendment”) to the Principal Underwriting Agreement is made as of this [ ]th day of [ ] [ ], by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each fund listed on Schedule A.
