FIRST COBALT CORP, THE GUARANTORS PARTY HERETO, AND GLAS TRUST COMPANY LLC, as Trustee and Collateral Agent INDENTURE Dated as of September 2, 2021 6.95% Convertible Senior Secured Notes due 2026Indenture • April 14th, 2022 • Electra Battery Materials Corp • New York
Contract Type FiledApril 14th, 2022 Company JurisdictionTHIS INDENTURE, dated as of September 2, 2021, between First Cobalt Corp., a Canadian corporation, as issuer (the “Company,” or the “Issuer,” as more fully set forth in Section 1.01), the Guarantors party hereto (as defined herein) and GLAS Trust Company LLC, a New Hampshire limited liability company, as trustee (the “Trustee,” as more fully set forth in Section 1.01) and collateral agent (the “Collateral Agent,” as more fully set forth in Section 1.01).
ELECTRA BATTERY MATERIALS CORPORATION, THE GUARANTORS PARTY HERETO, AND GLAS TRUST COMPANY LLC, as Trustee and Collateral Trustee INDENTURE Dated as of February 13, 2023 Convertible Senior Secured Notes due 2028Indenture • February 14th, 2023 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledFebruary 14th, 2023 Company Industry JurisdictionTHIS INDENTURE, dated as of February 13, 2023, between Electra Battery Materials Corporation, a Canadian corporation, as issuer (the “Company,” or the “Issuer,” as more fully set forth in Section 1.01), the Guarantors party hereto (as defined herein) and GLAS Trust Company LLC, a New Hampshire limited liability company, as trustee (the “Trustee,” as more fully set forth in Section 1.01) and collateral trustee (the “Collateral Trustee,” as more fully set forth in Section 1.01).
First Cobalt Corp. Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 14th, 2022 • Electra Battery Materials Corp • Ontario
Contract Type FiledApril 14th, 2022 Company JurisdictionFirst Cobalt Corp., a company continued under the Canada Business Corporations Act ("First Cobalt" or the "Company"), confirms its agreement (this "Agreement") with Cantor Fitzgerald Canada Corporation (the "Agent") to issue and sell common shares of the Company upon and subject to the terms and conditions contained herein. Capitalized terms used herein have the meanings given to them in Section 23 hereof.
Electra Battery Materials Corporation Common Shares AMENDED & RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 17th, 2022 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • Ontario
Contract Type FiledMay 17th, 2022 Company Industry JurisdictionElectra Battery Materials Corporation (formerly First Cobalt Corp.), a company continued under the Canada Business Corporations Act (“Electra” or the “Company”), confirms its agreement (this “Agreement”) with CIBC World Markets Inc. (the “Canadian Agent”) and CIBC World Markets Corp. (the “U.S. Agent” and together with the Canadian Agent, the “Agents”) to issue and sell common shares of the Company upon and subject to the terms and conditions contained herein. This Agreement amends and restates in its entirety that certain equity distribution agreement, dated as of January 13, 2022, between the Company and the Canadian Agent. Capitalized terms used herein have the meanings given to them in Section 23 hereof.
ELECTRA BATTERY MATERIALS CORPORATION, THE GUARANTORS PARTY HERETO, AND GLAS TRUST COMPANY LLC, as Trustee and Collateral Trustee INDENTURE Dated as of November 27, 2024 12.00% Convertible Senior Secured Notes due 2027Indenture • November 27th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 27th, 2024 Company Industry JurisdictionTHIS INDENTURE, dated as of November 27, 2024, between Electra Battery Materials Corporation, a Canadian corporation, as issuer (the “Company,” or the “Issuer,” as more fully set forth in Section 1.01), the Guarantors party hereto (as defined herein) and GLAS Trust Company LLC, a limited liability company organized and existing under the laws of the State of New Hampshire, as trustee (the “Trustee,” as more fully set forth in Section 1.01) and collateral trustee (the “Collateral Trustee,” as more fully set forth in Section 1.01).
THIS SECOND SUPPLEMENTAL WARRANT INDENTURE is made as of November 26, 2024.Warrant Indenture • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • Ontario
Contract Type FiledNovember 26th, 2024 Company Industry Jurisdiction
THIS SECOND SUPPLEMENTAL WARRANT INDENTURE is made as of November 27, 2024.Warrant Indenture • November 27th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • Ontario
Contract Type FiledNovember 27th, 2024 Company Industry Jurisdiction
SUPPLEMENTAL INDENTURESupplemental Indenture • November 27th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledNovember 27th, 2024 Company IndustryThis SUPPLEMENTAL INDENTURE, dated as of November 27, 2024 (this “Supplemental Indenture”), is by and among Electra Battery Materials Corporation (the “Company”), the Guarantors party hereto, and GLAS Trust Company, LLC, as Trustee and Collateral Trustee. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
FORM OF EQUITY SUBSCRIPTION AGREEMENTEquity Subscription Agreement • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledNovember 26th, 2024 Company IndustryThis EQUITY SUBSCRIPTION AGREEMENT (this “Equity Subscription Agreement”) is entered into on November 25, 2024, by and among Electra Battery Materials Corporation (the “Issuer”), a corporation continued under the Canada Business Corporations Act (the “Act”), and the undersigned subscriber (“Subscriber”).
LIMITED WAIVERLimited Waiver • February 28th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledFebruary 28th, 2024 Company Industry JurisdictionThis LIMITED WAIVER is dated as of February 27, 2024, by and among Electra Battery Materials Corporation (the “Company”), the undersigned Holders, and GLAS Trust Company, LLC, as Trustee for the Holders. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
AGENCY AGREEMENTAgency Agreement • April 14th, 2022 • Electra Battery Materials Corp • Ontario
Contract Type FiledApril 14th, 2022 Company Jurisdiction
FORM OF CONVERTIBLE NOTE SUBSCRIPTION AGREEMENTConvertible Note Subscription Agreement • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledNovember 26th, 2024 Company IndustryThis CONVERTIBLE NOTE SUBSCRIPTION AGREEMENT (this “Convertible Note Subscription Agreement”) is entered into on November 25, 2024, by and among Electra Battery Materials Corporation (the “Issuer”), a corporation continued under the Canada Business Corporations Act (the “Act”), and the undersigned subscriber (“Subscriber”).
SUPPLEMENTAL INDENTURESupplemental Indenture • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledNovember 26th, 2024 Company IndustryThis SUPPLEMENTAL INDENTURE, dated as of November 26, 2024 (this “Supplemental Indenture”), is by and among Electra Battery Materials Corporation (the “Company”), the Guarantors party hereto, and GLAS Trust Company, LLC, as Trustee and Collateral Trustee. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
LIMITED WAIVERLimited Waiver • November 27th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 27th, 2024 Company Industry JurisdictionThis LIMITED WAIVER is dated as of November 27, 2024, by and among Electra Battery Materials Corporation (the “Company”), the undersigned Guarantors, the undersigned Holders, and GLAS Trust Company, LLC, as Trustee for the Holders. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
LIMITED WAIVERLimited Waiver • August 15th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 15th, 2024 Company Industry JurisdictionThis LIMITED WAIVER is dated as of August 14, 2024, by and among Electra Battery Materials Corporation (the “Company”), the undersigned Guarantors, the undersigned Holders, and GLAS Trust Company, LLC, as Trustee for the Holders. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
ELECTRA BATTERY MATERIALS CORPORATION, THE GUARANTORS PARTY HERETO, AND GLAS TRUST COMPANY LLC, as Trustee and Collateral Trustee INDENTURE Dated as of November 26, 2024 12.00% Convertible Senior Secured Notes due 2027Indenture • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 26th, 2024 Company Industry JurisdictionTHIS INDENTURE, dated as of November 26, 2024, between Electra Battery Materials Corporation, a Canadian corporation, as issuer (the “Company,” or the “Issuer,” as more fully set forth in Section 1.01), the Guarantors party hereto (as defined herein) and GLAS Trust Company LLC, a limited liability company organized and existing under the laws of the State of New Hampshire, as trustee (the “Trustee,” as more fully set forth in Section 1.01) and collateral trustee (the “Collateral Trustee,” as more fully set forth in Section 1.01).
LIMITED WAIVERLimited Waiver • November 26th, 2024 • Electra Battery Materials Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 26th, 2024 Company Industry JurisdictionThis LIMITED WAIVER is dated as of November 26, 2024, by and among Electra Battery Materials Corporation (the “Company”), the undersigned Guarantors, the undersigned Holders, and GLAS Trust Company, LLC, as Trustee for the Holders. Capitalized terms used herein but not otherwise defined shall have the respective meanings ascribed to such terms in the Indenture, dated as of February 13, 2023 (the “Indenture”), between the Company, the Guarantors party thereto, and GLAS Trust Company LLC, as Trustee and Collateral Trustee.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 14th, 2022 • Electra Battery Materials Corp • Ontario
Contract Type FiledApril 14th, 2022 Company Jurisdiction