SOUND POINT MERIDIAN CAPITAL, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 15th, 2024 • Sound Point Meridian Capital, Inc. • New York
This Investment Advisory Agreement is hereby made as of the [ ] day of [ ], 2024 (the “Agreement”), by and between Sound Point Meridian Capital, Inc., a Delaware corporation (together with the successors thereto, the “Company”), and Sound Point Meridian Management Company, LLC, a Delaware limited liability company (the “Adviser”).
Sound Point Meridian Capital, Inc. ADMINISTRATION AGREEMENTAdministration Agreement • May 29th, 2024 • Sound Point Meridian Capital, Inc. • New York
This Administration Agreement is hereby made as of the 9th day of May, 2024 (the “Agreement”), between Sound Point Meridian Capital, Inc., a Delaware corporation (together with any successor thereto, the “Company”), and Sound Point Administration LLC, a Delaware limited liability company (the “Administrator”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 11th, 2024 • Sound Point Meridian Capital, Inc. • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of [●], 2024, by and among Sound Point Meridian Capital, Inc., a Delaware corporation (the “Company”), and the shareholders listed on the signature page hereof (together with any person or entity who hereafter becomes party to this Agreement pursuant to Section 9(d) of this Agreement, collectively the “Shareholders” and each individually as a “Shareholder”).
LICENSE AGREEMENTLicense Agreement • May 29th, 2024 • Sound Point Meridian Capital, Inc. • New York
This LICENSE AGREEMENT (this “Agreement”) is made and effective as of May 9, 2024 (the “Effective Date”), by and between Sound Point Meridian Management Company, LLC, a Delaware limited liability company (“Licensor”), and Sound Point Meridian Capital, Inc., a Delaware corporation (together with any successor thereto, including Sound Point Meridian Capital, Inc., “Licensee”) (each a “party,” and collectively, the “parties”).
Sound Point Meridian Capital, Inc. [●] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • June 11th, 2024 • Sound Point Meridian Capital, Inc. • New York
The Company was organized as Sound Point Meridian Capital, LLC, a Delaware limited liability company, on May 13, 2022, and on March 13, 2024, the Company filed a Certificate of Conversion with the Delaware Secretary of State to convert the Company from a limited liability company to a Delaware corporation. In conjunction with the Company’s issuance and sale of the Shares pursuant to this agreement, Sound Point Meridian Master Fund LP, a Cayman Islands exempted limited partnership (the “Fund”), will transfer all of its assets and other portfolio securities and liabilities to the Company (the “Initial Portfolio Transaction”) in exchange for shares of the Company’s common stock pursuant to an agreement and plan of reorganization dated [●], 2024, by and among the Company and the Fund (the “Agreement and Plan of Reorganization”). The assets and other portfolio securities that will be contributed by the Fund to the Company will be comprised of certain equity and mezzanine tranches of collate
Services AgreementServices Agreement • May 29th, 2024 • Sound Point Meridian Capital, Inc. • New York
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • May 29th, 2024 • Sound Point Meridian Capital, Inc.
AGREEMENT, dated as of February 12, 2024 between Sound Point Meridian Capital, LLC (“Customer”) and The Bank of New York Mellon Trust Company, National Association (“Custodian”).
SOUND POINT MERIDIAN CAPITAL, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 29th, 2024 • Sound Point Meridian Capital, Inc. • New York
This Investment Advisory Agreement is hereby made as of the 9th day of May, 2024 (the “Agreement”), by and between Sound Point Meridian Capital, Inc., a Delaware corporation (together with the successors thereto, the “Company”), and Sound Point Meridian Management Company, LLC, a Delaware limited liability company (the “Adviser”).
