SOUND POINT MERIDIAN CAPITAL, INC. [●] SHARES [●]% SERIES A PREFERRED SHARES DUE 202[●] UNDERWRITING AGREEMENT October [●], 2024Underwriting Agreement • October 25th, 2024 • Sound Point Meridian Capital, Inc. • New York
Contract Type FiledOctober 25th, 2024 Company JurisdictionSound Point Meridian Capital Inc., a Delaware corporation (the “Company”), Sound Point Meridian Management Company, LLC, a Delaware limited liability company (the “Investment Adviser”), and Sound Point Administration LLC, a Delaware limited liability company (the “Administrator”) confirm their respective agreements with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Oppenheimer & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the issuance and sale by the Company of [●] shares (the “Firm Shares”) of [●]% Series A Preferred Shares due 202[●] (the “Preferred Shares”) to the several Underwriters, acting severally and not jointly, of the respective number of Firm Shares set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any
Sound Point Meridian Capital, Inc. [●] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • June 11th, 2024 • Sound Point Meridian Capital, Inc. • New York
Contract Type FiledJune 11th, 2024 Company JurisdictionThe Company was organized as Sound Point Meridian Capital, LLC, a Delaware limited liability company, on May 13, 2022, and on March 13, 2024, the Company filed a Certificate of Conversion with the Delaware Secretary of State to convert the Company from a limited liability company to a Delaware corporation. In conjunction with the Company’s issuance and sale of the Shares pursuant to this agreement, Sound Point Meridian Master Fund LP, a Cayman Islands exempted limited partnership (the “Fund”), will transfer all of its assets and other portfolio securities and liabilities to the Company (the “Initial Portfolio Transaction”) in exchange for shares of the Company’s common stock pursuant to an agreement and plan of reorganization dated [●], 2024, by and among the Company and the Fund (the “Agreement and Plan of Reorganization”). The assets and other portfolio securities that will be contributed by the Fund to the Company will be comprised of certain equity and mezzanine tranches of collate
1,220,000 SHARES EAGLE POINT INCOME COMPANY INC. 8.00% SERIES C TERM PREFERRED STOCK DUE 2029 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • April 3rd, 2024 • Eagle Point Income Co Inc. • New York
Contract Type FiledApril 3rd, 2024 Company Jurisdiction
●] SHARES EAGLE POINT INSTITUTIONAL INCOME FUND [●]% SERIES A TERM PREFERRED SHARES DUE [●] $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 7th, 2024 • Eagle Point Institutional Income Fund • New York
Contract Type FiledMarch 7th, 2024 Company Jurisdiction
1,400,000 SHARES EAGLE POINT CREDIT COMPANY INC. 8.00% SERIES F TERM PREFERRED STOCK DUE 2029 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • January 16th, 2024 • Eagle Point Credit Co Inc. • New York
Contract Type FiledJanuary 16th, 2024 Company Jurisdiction
1,130,500 SHARES EAGLE POINT INCOME COMPANY INC. 7.75% SERIES B TERM PREFERRED STOCK DUE 2028 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2023 • Eagle Point Income Co Inc. • New York
Contract Type FiledJuly 26th, 2023 Company Jurisdiction
Eagle point credit COMPANY Inc. $87,000,000 5.375% Notes due 2029 UNDERWRITING AGREEMENT DATED JANUARY 13, 2022Underwriting Agreement • January 14th, 2022 • Eagle Point Credit Co Inc. • New York
Contract Type FiledJanuary 14th, 2022 Company Jurisdiction
1,000,000 SHARES EAGLE POINT CREDIT COMPANY INC. 6.75% SERIES D PREFERRED STOCK $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • November 24th, 2021 • Eagle Point Credit Co Inc. • New York
Contract Type FiledNovember 24th, 2021 Company Jurisdiction
EAGLE POINT INCOME COMPANY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2021 • Eagle Point Income Co Inc. • New York
Contract Type FiledNovember 2nd, 2021 Company Jurisdiction
1,220,000 SHARES EAGLE POINT INCOME COMPANY INC. 5.00% SERIES A TERM PREFERRED STOCK DUE 2026 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2021 • Eagle Point Income Co Inc. • New York
Contract Type FiledOctober 22nd, 2021 Company Jurisdiction
] SHARES EAGLE POINT INCOME COMPANY INC. [ ] SERIES [ ] TERM PREFERRED STOCK DUE [ ] $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 6th, 2021 • Eagle Point Income Co Inc. • New York
Contract Type FiledOctober 6th, 2021 Company JurisdictionEagle Point Income Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Income Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
1,060,000 SHARES EAGLE POINT CREDIT COMPANY INC. 6.50% SERIES C TERM PREFERRED STOCK DUE 2031 $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2021 • Eagle Point Credit Co Inc. • New York
Contract Type FiledJune 16th, 2021 Company Jurisdiction
Eagle point credit COMPANY Inc. $39,000,000 6.75% Notes due 2031 UNDERWRITING AGREEMENT DATED MARCH 18, 2021Underwriting Agreement • March 24th, 2021 • Eagle Point Credit Co Inc. • New York
Contract Type FiledMarch 24th, 2021 Company Jurisdiction
Eagle point INCOME COMPANY Inc. $[ ] [ ]% Notes due [ ] UNDERWRITING AGREEMENT DATED [ ]Underwriting Agreement • October 17th, 2019 • Eagle Point Income Co Inc. • New York
Contract Type FiledOctober 17th, 2019 Company JurisdictionEagle Point Income Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Income Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 17th, 2019 • Eagle Point Income Co Inc. • New York
Contract Type FiledOctober 17th, 2019 Company JurisdictionOn October 16, 2018, the Company filed a Certificate of Conversion with the Delaware Secretary of State to convert the Company from a limited liability company to a Delaware corporation (the “Conversion”). The Investment Adviser received shares of Common Stock upon the Conversion in return for all of the units of limited liability company interests of the Company held by the Investment Adviser, which it received in return for contributing cash to the Company. Cavello Bay Reinsurance Limited, a Bermuda private limited company (the “Contributor”), received shares of Common Stock upon the Conversion in return for all of the units of limited liability company interests of the Company held by the Contributor, which it received in return for contributing certain CLO securities and related investments to the Company (such contributed CLO securities and related investments, the “Initial Portfolio”) pursuant to a contribution agreement, dated as of October 4, 2018, among the Company and the Con
·] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 10th, 2019 • Eagle Point Income Co Inc. • New York
Contract Type FiledJuly 10th, 2019 Company Jurisdiction
Eagle Point Income Company Inc. [●] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 16th, 2018 • EP Income Co LLC • New York
Contract Type FiledOctober 16th, 2018 Company Jurisdiction
Eagle point credit COMPANY Inc. $60,000,000 6.6875% Notes due 2028 UNDERWRITING AGREEMENT DATED APRIL 17, 2018Underwriting Agreement • April 24th, 2018 • Eagle Point Credit Co Inc. • New York
Contract Type FiledApril 24th, 2018 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
1,950,000 ShareS Eagle point credit COMPANY Inc. COMMON Stock, $0.001 par value per Share UNDERWRITING AGREEMENT DATED January 18, 2018Underwriting Agreement • January 22nd, 2018 • Eagle Point Credit Co Inc. • New York
Contract Type FiledJanuary 22nd, 2018 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
Eagle point credit COMPANY Inc. $27,500,000 6.75% Notes due 2027 UNDERWRITING AGREEMENT DATED August 1, 2017Underwriting Agreement • August 8th, 2017 • Eagle Point Credit Co Inc. • New York
Contract Type FiledAugust 8th, 2017 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
1,350,000 ShareS Eagle point credit COMPANY Inc. COMMON Stock, $0.001 par value per Share UNDERWRITING AGREEMENT DATED April 20, 2017Underwriting Agreement • April 25th, 2017 • Eagle Point Credit Co Inc. • New York
Contract Type FiledApril 25th, 2017 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
400,000 Shares Eagle point credit COMPANY Inc. UNDERWRITING AGREEMENT DATED December 12, 2016Underwriting Agreement • December 13th, 2016 • Eagle Point Credit Co Inc. • New York
Contract Type FiledDecember 13th, 2016 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
1,000,000 ShareS Eagle point credit COMPANY Inc. COMMON Stock, $0.001 par value per Share UNDERWRITING AGREEMENT DATED December 8, 2016Underwriting Agreement • December 13th, 2016 • Eagle Point Credit Co Inc. • New York
Contract Type FiledDecember 13th, 2016 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
1,200,000 Shares Eagle point credit COMPANY Inc. UNDERWRITING AGREEMENT DATED October 5, 2016Underwriting Agreement • October 11th, 2016 • Eagle Point Credit Co Inc. • New York
Contract Type FiledOctober 11th, 2016 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
Eagle point credit COMPANY Inc. $24,998,750 7.00% Notes due 2020 UNDERWRITING AGREEMENT DATED May 31, 2016Underwriting Agreement • June 1st, 2016 • Eagle Point Credit Co Inc. • New York
Contract Type FiledJune 1st, 2016 Company Jurisdiction
1,250,000 ShareS Eagle point credit COMPANY Inc. COMMON Stock, $0.001 par value per Share UNDERWRITING AGREEMENT DATED May 13, 2016Underwriting Agreement • May 17th, 2016 • Eagle Point Credit Co Inc. • New York
Contract Type FiledMay 17th, 2016 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
Eagle point credit COMPANY Inc. $25,000,000 7.00% Notes due 2020 UNDERWRITING AGREEMENT DATED December 1, 2015Underwriting Agreement • December 4th, 2015 • Eagle Point Credit Co Inc. • New York
Contract Type FiledDecember 4th, 2015 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
Eagle point credit COMPANY Inc. $[ ] [ ]% Notes due [ ] UNDERWRITING AGREEMENT DATED [ ], [ ]Underwriting Agreement • November 5th, 2015 • Eagle Point Credit Co Inc. • New York
Contract Type FiledNovember 5th, 2015 Company JurisdictionEagle Point Credit Company Inc., a corporation organized under the laws of Delaware (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
EAGLE POINT CREDIT COMPANY INC. [COMMON STOCK, PAR VALUE $0.001 PER SHARE] [PREFERRED STOCK, PAR VALUE $0.001 PER SHARE] FORM OF UNDERWRITING AGREEMENT DATED [ ], 20[ ]Underwriting Agreement • November 5th, 2015 • Eagle Point Credit Co Inc. • New York
Contract Type FiledNovember 5th, 2015 Company JurisdictionEagle Point Credit Company Inc., a Delaware corporation (the “Company”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Eagle Point Credit Management LLC, a Delaware limited liability company (the “Investment Adviser”), acts as the Company’s investment adviser. Eagle Point Administration LLC, a Delaware limited liability company (the “Administrator”), acts as the Company’s administrator.
Eagle point credit COMPANY Inc. $[ ] [ ]% Notes due 2020 UNDERWRITING AGREEMENT DATED August [ ], 2015Underwriting Agreement • August 11th, 2015 • Eagle Point Credit Co Inc. • New York
Contract Type FiledAugust 11th, 2015 Company Jurisdiction
•] Shares Eagle point credit COMPANY Inc. [•]% Series A Term Preferred Stock, $0.001 par value per Share UNDERWRITING AGREEMENT DATED May [•], 2015Underwriting Agreement • May 12th, 2015 • Eagle Point Credit Co Inc. • New York
Contract Type FiledMay 12th, 2015 Company Jurisdiction
•] Shares Eagle point credit COMPANY LLC Common Stock, $0.001 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2014 • Eagle Point Credit Co LLC • New York
Contract Type FiledSeptember 30th, 2014 Company JurisdictionDeutsche Bank Securities Inc. Keefe, Bruyette & Woods, Inc. As Representatives of the several Underwriters named in Schedule I attached hereto, c/o Deutsche Bank Securities Inc.