Elevation Series Trust Sample Contracts

ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT With SOVEREIGN’S CAPITAL MANAGEMENT, LLC and VIDENT ADVISORY, LLC
Investment Sub-Advisory Agreement • September 26th, 2023 • Elevation Series Trust • Delaware

This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made effective as of this 3rd day of October, 2023 by and among SOVEREIGN’S CAPITAL MANAGEMENT, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 310 S. West Street, Suite 100 Raleigh, NC 27603, and VIDENT ADVISORY, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.

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TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts

THIS AGREEMENT is made as of the 22nd day of September, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ELEVATION SERIES TRUST, a statutory trust formed under the laws of Delaware having its principal office and place of business at 1700 Broadway Suite 1230, Denver, CO 80290 (the “Trust”).

CUSTODY AGREEMENT
Custody Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts
DISTRIBUTION AGREEMENT
Distribution Agreement • September 30th, 2022 • Elevation Series Trust • Colorado

This Distribution Agreement (the “Agreement”) is made effective this September 27, 2022, by and between Elevation Series Trust, a Delaware statutory trust (the “Trust”) and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

FORM OF AUTHORIZED PARTICIPANT AGREEMENT ELEVATION SERIES TRUST
Authorized Participant Agreement • September 30th, 2022 • Elevation Series Trust • New York

This Authorized Participant Agreement (the “Agreement”) is entered into by and between Paralel Distributors LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), as transfer agent/index receipt agent for Elevation Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”) listed on Attachment B. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).

ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with SOVEREIGN'S CAPITAL MANAGEMENT, LLC
Investment Advisory Agreement • September 26th, 2023 • Elevation Series Trust • Delaware

This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made effective as of this 3rd day of October, 2023 by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and SOVEREIGN'S CAPITAL MANAGEMENT, LLC, a Delaware limited liability company with its principal place of business at 310 S. West Street, Suite 100 Raleigh, NC 27603 (the “Adviser”).

FIRST AMENDMENT TO THE ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with PARALEL ADVISORS LLC
Investment Advisory Agreement • October 24th, 2023 • Elevation Series Trust

THIS FIRST AMENDMENT to the Investment Advisory Agreement, dated as of September 28, 2022 (the “Agreement”), entered into by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and PARALEL ADVISORS LLC, a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290 (the “Adviser”), is entered into as of October 23, 2023.

Amendment #1 To SRH Fund Addendum to the Administration and Fund Accounting Agreement
Accounting Agreement • September 26th, 2023 • Elevation Series Trust

This Amendment #1 to the SRH Fund Addendum (“Amendment”) dated April 26, 2023 revises the SRH Fund Addendum dated September 30, 2022 (the “Addendum”), to the Administration and Fund Accounting Agreement dated as of September 30, 2022 (the “Agreement”) between Elevation Series Trust, a Delaware statutory trust (the “Trust”) and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”). All capitalized terms not otherwise defined in this Amendment shall have the meanings ascribed to them in the Addendum and Agreement.

ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with TRUEMARK INVESTMENTS, LLC
Series Trust Investment Advisory Agreement • June 26th, 2024 • Elevation Series Trust • Delaware

This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made effective as of this July 1, 2024 by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and TRUEMARK INVESTMENTS, LLC, a Delaware limited liability company with its principal place of business at 433 W. Van Buren Street, 1100-D, Chicago, IL 60607 (the “Adviser”).

ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLC
Elevation Series Trust Investment Sub • September 30th, 2022 • Elevation Series Trust • Delaware

This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of September, 2022 by and among PARALEL ADVISORS LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and VIDENT INVESTMENT ADVISORY, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.

INDEX LICENSE AGREEMENT
Index License Agreement • September 30th, 2022 • Elevation Series Trust • Colorado

THIS INDEX LICENSE AGREEMENT ("Agreement"), effective as of September 27, 2022 (the "Effective Date"), is entered into by and between Paralel Advisors LLC ("Licensee"), a Delaware limited liability company, having an office at 1700 Broadway, Suite 1230, Denver, CO 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company ("Licensor"), having an office at 2121 E. Crawford Place, Salina, KS 67401.

AMENDED AND RESTATED MASTER ADMINISTRATION AND FUND ACCOUNTING AGREEMENT
Master Administration and Fund Accounting Agreement • September 26th, 2023 • Elevation Series Trust • Colorado

This AMENDED AND RESTATED MASTER ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is dated as of August 31, 2023, between Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds (defined below) and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”).

Amendment #3 to the Distribution Agreement
Distribution Agreement • June 26th, 2024 • Elevation Series Trust • Delaware

This Amendment #3 to the Distribution Agreement is entered into on July 1, 2024 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

ADMINISTRATION AND FUND ACCOUNTING AGREEMENT
Administration and Fund Accounting Agreement • September 30th, 2022 • Elevation Series Trust • Colorado

This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made effective as of September 30, 2022, between Elevation Series Trust, a Delaware statutory trust (the “Fund”), and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”).

ELEVATION SERIES TRUST SEED CAPITAL SUBSCRIPTION AGREEMENT
Elevation Series Trust • September 30th, 2022 • Elevation Series Trust
Amendment #1 to the Distribution Agreement
Distribution Agreement • September 26th, 2023 • Elevation Series Trust

This Amendment #1 to the Distribution Agreement is entered into on September 21, 2023 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT With PARALEL ADVISORS LLC AND ROCKY MOUNTAIN ADVISERS, LLC
Investment Sub-Advisory Agreement • October 24th, 2023 • Elevation Series Trust • Delaware

This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 23rd day of October by and among PARALEL ADVISORS LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC (the “Sub-Adviser”), an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.

Amendment No. 1 to the Amended and Restated Master Administration and Fund Accounting Agreement
Accounting Agreement • June 26th, 2024 • Elevation Series Trust • Delaware

This Amendment No. 1, made as of July 1, 2024, to the Amended and Restated Master Administration and Fund Accounting Agreement dated as of August 31, 2023 (the "Agreement"), by and between Elevation Series Trust, a Delaware statutory trust (the "Trust"), and Paralel Technologies LLC, a Delaware Limited Liability Company (the "Administrator").

Amendment #2 to the Distribution Agreement
Distribution Agreement • October 24th, 2023 • Elevation Series Trust • Delaware

This Amendment #2 to the Distribution Agreement is entered into on October 23, 2023 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

ELEVATION SERIES TRUST FIRST AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENT WITH PARALEL ADVISORS LLC AND VIDENT ADVISORY, LLC
Elevation Series Trust • October 24th, 2023

THIS FIRST AMENDMENT, dated October 23, 2023 (the “Amendment”), to the Investment Sub-Advisory Agreement dated as of July 14, 2023 (the “Agreement”) is entered into PARALEL ADVISORS LLC, a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290 (the “Adviser”), VIDENT ADVISORY, LLC, a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009 (the “Sub-Adviser”), and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust set forth on Schedule A of the Agreement (each, a “Fund”).

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