ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT With SOVEREIGN’S CAPITAL MANAGEMENT, LLC and VIDENT ADVISORY, LLCInvestment Sub-Advisory Agreement • September 26th, 2023 • Elevation Series Trust • Delaware
Contract Type FiledSeptember 26th, 2023 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made effective as of this 3rd day of October, 2023 by and among SOVEREIGN’S CAPITAL MANAGEMENT, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 310 S. West Street, Suite 100 Raleigh, NC 27603, and VIDENT ADVISORY, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts
Contract Type FiledSeptember 30th, 2022 Company JurisdictionTHIS AGREEMENT is made as of the 22nd day of September, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ELEVATION SERIES TRUST, a statutory trust formed under the laws of Delaware having its principal office and place of business at 1700 Broadway Suite 1230, Denver, CO 80290 (the “Trust”).
CUSTODY AGREEMENTCustody Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts
Contract Type FiledSeptember 30th, 2022 Company Jurisdiction
DISTRIBUTION AGREEMENTDistribution Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
Contract Type FiledSeptember 30th, 2022 Company JurisdictionThis Distribution Agreement (the “Agreement”) is made effective this September 27, 2022, by and between Elevation Series Trust, a Delaware statutory trust (the “Trust”) and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ELEVATION SERIES TRUSTAuthorized Participant Agreement • September 30th, 2022 • Elevation Series Trust • New York
Contract Type FiledSeptember 30th, 2022 Company JurisdictionThis Authorized Participant Agreement (the “Agreement”) is entered into by and between Paralel Distributors LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), as transfer agent/index receipt agent for Elevation Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”) listed on Attachment B. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with SOVEREIGN'S CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • September 26th, 2023 • Elevation Series Trust • Delaware
Contract Type FiledSeptember 26th, 2023 Company JurisdictionThis INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made effective as of this 3rd day of October, 2023 by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and SOVEREIGN'S CAPITAL MANAGEMENT, LLC, a Delaware limited liability company with its principal place of business at 310 S. West Street, Suite 100 Raleigh, NC 27603 (the “Adviser”).
FIRST AMENDMENT TO THE ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with PARALEL ADVISORS LLCInvestment Advisory Agreement • October 24th, 2023 • Elevation Series Trust
Contract Type FiledOctober 24th, 2023 CompanyTHIS FIRST AMENDMENT to the Investment Advisory Agreement, dated as of September 28, 2022 (the “Agreement”), entered into by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and PARALEL ADVISORS LLC, a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290 (the “Adviser”), is entered into as of October 23, 2023.
Amendment #1 To SRH Fund Addendum to the Administration and Fund Accounting AgreementAccounting Agreement • September 26th, 2023 • Elevation Series Trust
Contract Type FiledSeptember 26th, 2023 CompanyThis Amendment #1 to the SRH Fund Addendum (“Amendment”) dated April 26, 2023 revises the SRH Fund Addendum dated September 30, 2022 (the “Addendum”), to the Administration and Fund Accounting Agreement dated as of September 30, 2022 (the “Agreement”) between Elevation Series Trust, a Delaware statutory trust (the “Trust”) and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”). All capitalized terms not otherwise defined in this Amendment shall have the meanings ascribed to them in the Addendum and Agreement.
ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with TRUEMARK INVESTMENTS, LLCSeries Trust Investment Advisory Agreement • June 26th, 2024 • Elevation Series Trust • Delaware
Contract Type FiledJune 26th, 2024 Company JurisdictionThis INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made effective as of this July 1, 2024 by and between ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, and TRUEMARK INVESTMENTS, LLC, a Delaware limited liability company with its principal place of business at 433 W. Van Buren Street, 1100-D, Chicago, IL 60607 (the “Adviser”).
SRH FUND ADDENDUM DATED SEPTEMBER 30, 2022 TO THE ADMINISTRATION AND FUND ACCOUNTING AGREEMENT DATED AS OF SEPTEMBER 30, 2022 BETWEEN ELEVATION SERIES TRUST AND PARALEL TECHNOLOGIES LLCAdministration and Fund Accounting Agreement • September 26th, 2023 • Elevation Series Trust
Contract Type FiledSeptember 26th, 2023 Company
ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLCElevation Series Trust Investment Sub • September 30th, 2022 • Elevation Series Trust • Delaware
Contract Type FiledSeptember 30th, 2022 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of September, 2022 by and among PARALEL ADVISORS LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and VIDENT INVESTMENT ADVISORY, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.
INDEX LICENSE AGREEMENTIndex License Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
Contract Type FiledSeptember 30th, 2022 Company JurisdictionTHIS INDEX LICENSE AGREEMENT ("Agreement"), effective as of September 27, 2022 (the "Effective Date"), is entered into by and between Paralel Advisors LLC ("Licensee"), a Delaware limited liability company, having an office at 1700 Broadway, Suite 1230, Denver, CO 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company ("Licensor"), having an office at 2121 E. Crawford Place, Salina, KS 67401.
AMENDED AND RESTATED MASTER ADMINISTRATION AND FUND ACCOUNTING AGREEMENTMaster Administration and Fund Accounting Agreement • September 26th, 2023 • Elevation Series Trust • Colorado
Contract Type FiledSeptember 26th, 2023 Company JurisdictionThis AMENDED AND RESTATED MASTER ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is dated as of August 31, 2023, between Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds (defined below) and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”).
Amendment #3 to the Distribution AgreementDistribution Agreement • June 26th, 2024 • Elevation Series Trust • Delaware
Contract Type FiledJune 26th, 2024 Company JurisdictionThis Amendment #3 to the Distribution Agreement is entered into on July 1, 2024 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
Contract Type FiledSeptember 30th, 2022 Company JurisdictionThis ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made effective as of September 30, 2022, between Elevation Series Trust, a Delaware statutory trust (the “Fund”), and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”).
ELEVATION SERIES TRUST SEED CAPITAL SUBSCRIPTION AGREEMENTElevation Series Trust • September 30th, 2022 • Elevation Series Trust
Contract Type FiledSeptember 30th, 2022 Company
Amendment #1 to the Distribution AgreementDistribution Agreement • September 26th, 2023 • Elevation Series Trust
Contract Type FiledSeptember 26th, 2023 CompanyThis Amendment #1 to the Distribution Agreement is entered into on September 21, 2023 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT With PARALEL ADVISORS LLC AND ROCKY MOUNTAIN ADVISERS, LLCInvestment Sub-Advisory Agreement • October 24th, 2023 • Elevation Series Trust • Delaware
Contract Type FiledOctober 24th, 2023 Company JurisdictionThis INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 23rd day of October by and among PARALEL ADVISORS LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC (the “Sub-Adviser”), an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.
Amendment No. 1 to the Amended and Restated Master Administration and Fund Accounting AgreementAccounting Agreement • June 26th, 2024 • Elevation Series Trust • Delaware
Contract Type FiledJune 26th, 2024 Company JurisdictionThis Amendment No. 1, made as of July 1, 2024, to the Amended and Restated Master Administration and Fund Accounting Agreement dated as of August 31, 2023 (the "Agreement"), by and between Elevation Series Trust, a Delaware statutory trust (the "Trust"), and Paralel Technologies LLC, a Delaware Limited Liability Company (the "Administrator").
Amendment #2 to the Distribution AgreementDistribution Agreement • October 24th, 2023 • Elevation Series Trust • Delaware
Contract Type FiledOctober 24th, 2023 Company JurisdictionThis Amendment #2 to the Distribution Agreement is entered into on October 23, 2023 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
ELEVATION SERIES TRUST FIRST AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENT WITH PARALEL ADVISORS LLC AND VIDENT ADVISORY, LLCElevation Series Trust • October 24th, 2023
Company FiledOctober 24th, 2023THIS FIRST AMENDMENT, dated October 23, 2023 (the “Amendment”), to the Investment Sub-Advisory Agreement dated as of July 14, 2023 (the “Agreement”) is entered into PARALEL ADVISORS LLC, a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1850, Denver, Colorado 80290 (the “Adviser”), VIDENT ADVISORY, LLC, a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009 (the “Sub-Adviser”), and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust set forth on Schedule A of the Agreement (each, a “Fund”).