TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • August 15th, 2023 • Polen Credit Opportunities Fund
This Transfer Agency And Shareholder Services Agreement is made as of August 14, 2023 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and Polen Credit Opportunities Fund, a Delaware statutory trust (the "Fund"). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein.
DISTRIBUTION AGREEMENTDistribution Agreement • August 15th, 2023 • Polen Credit Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of this 9th day of June, 2023, by and between Polen Credit Opportunities Fund, a Delaware statutory trust (the “Fund”) and Foreside Funds Distributors LLC, a Delaware limited liability company (the “Distributor”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And POLEN CREDIT OPPORTUNITIES FUND CUSTODY AGREEMENTCustody Agreement • August 15th, 2023 • Polen Credit Opportunities Fund • New York
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and POLEN CREDIT OPPORTUNITIES FUND a Delaware statutory trust (“Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • August 15th, 2023 • Polen Credit Opportunities Fund • New York
THIS AGREEMENT is made as of August 14, 2023 by and between Polen Credit Opportunities Fund, a Delaware statutory trust (the “Fund”) and The Bank of New York Mellon, a New York banking organization (“BNY Mellon”).
FORESIDE FUNDS DISTRIBUTORS LLC SELLING GROUP MEMBER AGREEMENT POLEN CREDIT OPPORTUNITIES FUNDForeside Funds Distributors • August 15th, 2023 • Polen Credit Opportunities Fund
This agreement is made and effective as of this _____ day of _________________, 2023, by and between Foreside Funds Distributors LLC (“Distributor”) and [INTERMEDIARY NAME] (“Selling Group Member” or “Intermediary”) and, together with Distributor, the “Parties”);
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 15th, 2023 • Polen Credit Opportunities Fund
This Agreement is entered into as of June 9, 2023, by and between Polen Capital Credit, LLC (the “Adviser”) and Polen Credit Opportunities Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • August 28th, 2024 • Polen Credit Opportunities Fund
This Agreement is entered into as of June 9, 2023, as amended and restated August 27, 2024, by and between Polen Capital Credit, LLC (the “Adviser”) and Polen Credit Opportunities Fund (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 15th, 2023 • Polen Credit Opportunities Fund • Delaware
AGREEMENT made as of June 9, 2023, between POLEN CREDIT OPPORTUNITIES FUND, a Delaware statutory trust (herein called the “Fund”), and POLEN CAPITAL CREDIT, LLC (herein called the “Investment Adviser”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • August 15th, 2023 • Polen Credit Opportunities Fund
WHEREAS, BNY desires to serve as a Foreign Custody Manager and perform the duties set forth herein on the terms and conditions contained herein;
Polen Credit Opportunities Fund Subscription AgreementSubscription Agreement • August 15th, 2023 • Polen Credit Opportunities Fund
This Agreement made as of August 14, 2023 by and between Polen Credit Opportunities Fund, a Delaware statutory trust (the “Fund”), and Polen Capital Credit, LLC (the “Subscriber”);
FORESIDE FUNDS DISTRIBUTORS LLC DEALER AGREEMENT POLEN CREDIT OPPORTUNITIES FUNDForeside Funds Distributors • August 15th, 2023 • Polen Credit Opportunities Fund
This agreement is made and effective as of this _____ day of _________________, 20__, by and between Foreside Funds Distributors LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”);
