Octagon XAI CLO Income Fund Sample Contracts
CUSTODY AGREEMENTCustody Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between OCTAGON XAI CLO INCOME FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Standard Contracts
Octagon XAI CLO Income Fund Amended and Restated Agreement and Declaration of Trust Dated as of January 17, 2024Agreement and Declaration of Trust • February 12th, 2024 • Octagon XAI CLO Income Fund
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of the 17th day of January, 2024, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this [DATE], by and between Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Fund”) and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
FORM OF SERVICES AGREEMENTServices Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
THIS SERVICES AGREEMENT (the “Agreement”) is made effective as of , 2024, between PINE Advisors, LLC, (“PINE”), and Octagon XAI CLO Income Fund (the “Client”).
FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of [DATE], between Octagon XAI CLO Income Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 22nd, 2024 • Octagon XAI CLO Income Fund • Delaware
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of May 16, 2024 (the “Effective Date”) among Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Trust”), XA Investments LLC, a Delaware limited liability company (the “Adviser”), and Octagon Credit Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 13th, 2024 • Octagon XAI CLO Income Fund • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of January 17, 2024 (the “Effective Date”) among Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Trust”), XA Investments LLC, a Delaware limited liability company (the “Adviser”), and Octagon Credit Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of [ ], 2024 between Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Trust”), and XA Investments LLC, a Delaware limited liability company (the “Adviser”).
PARALEL DISTRIBUTORS LLC FORM OF DEALER AGREEMENTDealer Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund
This agreement is effective as of _________________ and made by Paralel Distributors LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
THIS AGREEMENT is made as of [DATE], between Octagon XAI CLO Income Fund, organized as a Delaware statutory trust (the “Trust”), and Paralel Technologies LLC, a Delaware limited liability company (“Paralel”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 13th, 2024 • Octagon XAI CLO Income Fund • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of January 17, 2024 between Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Trust”), and XA Investments LLC, a Delaware limited liability company (the “Adviser”).
Octagon XAI CLO Income Fund Chicago, Illinois 60654 Ladies and Gentlemen:Expense Reimbursement Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
This letter agreement (the “Agreement”) confirms the contractual reimbursement of certain expenses with respect to Octagon XAI CLO Income Fund (the “Trust”).
Octagon XAI CLO Income Fund Chicago, Illinois 60654 Ladies and Gentlemen:Amended and Restated Letter Agreement • July 22nd, 2024 • Octagon XAI CLO Income Fund • Delaware
This amended and restated letter agreement (the “Agreement”) confirms the contractual reimbursement of certain expenses with respect to Octagon XAI CLO Income Fund (the “Trust”).
SUBSCRIPTION AGREEMENTSubscription Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
THIS SUBSCRIPTION AGREEMENT is entered into as of the 17th day of January, 2024, between Octagon XAI CLO Income Fund, a statutory trust organized and existing under the laws of Delaware (the “Trust”), and XA Investments LLC (the “Purchaser”).
XA Investments LLC Chicago, IL 60654Investment Advisory Agreement • January 28th, 2025 • Octagon XAI CLO Income Fund • Delaware
Reference is made to (i) the Investment Advisory Agreement between Octagon XAI CLO Income Fund (the “Trust”) and XA Investments, LLC (“XAI” or the “Adviser”), dated as of January 17, 2024 (such agreement or the most recent successor agreement between such parties relating to advisory services to the Trust is referred to herein as the “Advisory Agreement”) and (ii) the Amended and Restated Investment Sub-Advisory Agreement, among the Trust, XAI and Octagon Credit Investors, LLC (“Octagon” or the “Sub-Adviser”), dated as of May 16, 2024 (such agreement or the most recent successor agreement between such parties relating to sub-advisory services to the Trust is referred to herein as the “Sub-Advisory Agreement”). This letter agreement (the “Agreement”) confirms the contractual expense reimbursement agreement by Adviser and the Sub-Adviser. Except as otherwise set forth herein, capitalized terms used but not defined herein have the meanings ascribed to them in the Advisory Agreement.
