CUSTODY AGREEMENTCustody Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between AXXES OPPORTUNISTIC CREDIT FUND (and any successor or permitted assign), a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated as of September 25, 2024Agreement and Declaration of Trust • September 27th, 2024 • Axxes Opportunistic Credit Fund
WHEREAS, this Trust is authorized to issue an unlimited number of its shares of beneficial interest all in accordance with the provisions hereinafter set forth;
DISTRIBUTION AGREEMENTDistribution Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Ohio
This Distribution Agreement (this “Agreement”), dated May 29, 2024, is made by and among Axxes Opportunistic Credit Fund, a Delaware statutory trust (the “Fund”), Axxes Advisors I LLC, a Delaware limited liability company (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
SELLING AGREEMENTSelling Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Nebraska
Ultimus Fund Distributors, LLC (the “Distributor”) serves as the principal underwriter of Axxes Opportunistic Credit Fund (the “Fund”) a closed-end investment company, shares of which are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Distribution Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund that are covered under the Distribution Agreement upon the following terms and conditions:
ADMINISTRATION AGREEMENT BETWEEN AXXES OPPORTUNISTIC CREDIT FUND AND AXXES CAPITAL INC.Administration Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Delaware
This Administration Agreement, dated as of July 31, 2024 (this “Agreement”), is made between AXXES OPPORTUNISTIC CREDIT FUND, a Delaware statutory trust (the “Fund”), and AXXES CAPITAL INC., a Delaware corporation (the “Administrator”).
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Delaware
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of July 31, 2024 (the “Effective Date”) by and between Axxes Capital Inc., a Delaware corporation (the “Licensor”), and Axxes Opportunistic Credit Fund, a Delaware statutory trust (the “Licensee”) (each a “party,” and collectively, the “parties”).
INVESTMENT ADVISORY AGREEMENT BETWEEN AXXES OPPORTUNISTIC CREDIT FUND AND AXXES ADVISORS I LLCInvestment Advisory Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Delaware
This Investment Advisory Agreement, dated as of July 31, 2024 (this “Agreement”), is made between Axxes Opportunistic Credit Fund, a Delaware statutory trust (the “Fund”), and Axxes Advisors I LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Ohio
This Sub-Administration Agreement (this “Agreement”), effective May 22, 2024, is between Axxes Capital Inc., a Delaware corporation (the “Administrator”) and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Ohio
This Transfer Agent Services Agreement (this “Agreement”), effective May 22, 2024, is between Axxes Opportunistic Credit Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
INVESTMENT SUB-ADVISORY AGREEMENT BY AND BETWEEN AXXES ADVISORS I LLC AND GREYWOLF CAPITAL MANAGEMENT LPInvestment Sub-Advisory Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT made this 31st day of July, 2024 (this “Agreement”), by and between Axxes Advisors I LLC, a Delaware limited liability company (the “Adviser”), and Greywolf Capital Management LP, a Delaware limited partnership (the “Sub-Adviser”).
AXXES OPPORTUNISTIC CREDIT FUND SUBSCRIPTION AGREEMENT FOR SEED CAPITALSubscription Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund
This Subscription Agreement for Seed Capital (the “Agreement”) is made as of the 5th day of July, 2024 between Axxes Investments LLC (“Investor”), and Axxes Opportunistic Credit Fund (the “Fund”), a Delaware statutory trust.
MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund
THIS AGREEMENT, dated as of August 16, 2024 between Axxes Opportunistic Credit Fund (the “Fund”), and Axxes Advisors I LLC (the “Adviser”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT BETWEEN AXXES OPPORTUNISTIC CREDIT FUND AND AXXES ADVISORS I LLCExpense Limitation and Reimbursement Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Delaware
This Expense Limitation and Reimbursement Agreement (the “Agreement”) is effective as of this 31st day of July, 2024, by and between Axxes Opportunistic Credit Fund, a Delaware statutory trust (the “Fund”), and Axxes Advisors I LLC, a Delaware limited liability company (the “Adviser”).
