CUSTODY AGREEMENTCustody Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between CATALYST STRATEGIC INCOME OPPORTUNITIES FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of this 30th day of April, 2024, by and between Catalyst Strategic Income Opportunities Fund, a Delaware statutory trust (the “Fund”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF CATALYST STRATEGIC INCOME OPPORTUNITIES FUND a Delaware Statutory TrustDeclaration of Trust • January 17th, 2024 • Catalyst Strategic Income Opportunities Fund • Delaware
WHEREAS, the original Trustees of Pecos Asset Back Securities Fund, a Delaware statutory trust (the “Trust”) executed a Declaration of Trust as of November 28, 2023 (the “Original Trust Agreement”);
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • New York
This SUB-ADVISORY AGREEMENT, between Catalyst Capital Advisors LLC, a New York limited liability company (the "Adviser"), and Perini Capital LLC, a New Mexico limited liability company (the “Sub-Adviser”) is dated as of April 30, 2024
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between CATALYST STRATEGIC INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between CATALYST STRATEGIC INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between CATALYST STRATEGIC INCOME OPPORTUNITIES FUND, a Delaware statutory trust, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund
EXPENSE LIMITATION AGREEMENT, effective as of the 30th day of April 2024, by and between Catalyst Capital Advisors LLC (the “Adviser”) and Catalyst Strategic Income Opportunities Fund (the “Fund”).
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • New York
This AGREEMENT is made and entered into as of this 30th day of April, 2024 by and between Catalyst Strategic Income Opportunities Fund, a Delaware statutory trust, having its principal office and place of business at 36 North New York Avenue, Huntington, NY 11743 (the “Fund”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund
This Compliance Services Agreement (the “Agreement”) is dated as of April 30, 2024 (“Effective Date”), between Catalyst Strategic Income Opportunities Fund, a Delaware statutory trust, (the “Fund”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund
The Fund has been organized to engage in the business of a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) operating as an interval fund.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Delaware
THIS AGREEMENT made this 30th day of April, 2024, by and between Catalyst Capital Advisors LLC, a New York limited liability company (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
