AGREEMENT AND DECLARATION OF TRUST OF PALMER SQUARE FUNDS TRUST A Delaware Statutory Trust March 5, 2024Agreement and Declaration of Trust • May 30th, 2024 • Palmer Square Funds Trust • Delaware
WHEREAS this Trust is being formed to carry on the business of an open-end management investment company as defined in the 1940 Act; and
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 28th, 2024 • Palmer Square Funds Trust • Delaware
This distribution agreement (this “Agreement”) is effective this 23rd day of May 2024, and made by Palmer Square Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 1900 Shawnee Mission Parkway, Suite 315, Mission Woods, KS 66205, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PALMER SQUARE FUNDS TRUSTAuthorized Participant Agreement • May 30th, 2024 • Palmer Square Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Palmer Square Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AGENCY SERVICES AGREEMENTAgency Services Agreement • August 28th, 2024 • Palmer Square Funds Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the 21st day of July, 2024 by and between Palmer Square Funds Trust, a Delaware statutory trust and registered investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), with offices at 1900 Mission Parkway, Suite 315, Mission Woods, KS 66205 (the “Trust”) and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 383 Madison Avenue, New York, New York 10017 (“J.P. Morgan”).
FUND SERVICES AGREEMENTFund Services Agreement • August 28th, 2024 • Palmer Square Funds Trust • New York
This agreement, dated July 21, 2024 (this “Agreement”), is between the parties listed in Annex I (each individually, the “Customer”), and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) with a place of business at 70 Fargo Street, Boston, MA 02210.
Global Custody Agreement – New York – General – January 2022 Global Custody Agreement – New York – General – January 2022Global Custody Agreement • August 28th, 2024 • Palmer Square Funds Trust • New York
This agreement, dated July 21 2024 (the “Agreement”), is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION ("J.P. Morgan"), with a place of business at 383 Madison Avenue, Floor 11, New York, NY 10017; and Palmer Square Funds Trust (the “Trust”) on behalf of each series set forth in Exhibit A (each, a “Fund” and a “Customer) with a place of business at 1800 Mission Parkway, Suite 315, Mission Woods, KS 66205.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PALMER SQUARE FUNDS TRUSTAuthorized Participant Agreement • August 28th, 2024 • Palmer Square Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Palmer Square Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PALMER SQUARE FUNDS TRUST A Delaware Statutory Trust August 27, 2024Agreement and Declaration of Trust • August 28th, 2024 • Palmer Square Funds Trust • Delaware
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of this 27th day of August, 2024 by the Trustee hereunder.
LICENSE AGREEMENTLicense Agreement • August 28th, 2024 • Palmer Square Funds Trust
This License Agreement (“Agreement”), dated as of this 10th day of June, 2024, (the “Commencement Date”), is made by and between Palmer Square Capital Management, LLC (“Licensor”) and Palmer Square Funds Trust (“Licensee”). Any terms not defined herein or in the accompanying exhibits are as defined in Exhibit A.
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2024 • Palmer Square Funds Trust
This Agreement is made as of the 23rd day of August, 2024 between Palmer Square Capital Management, LLC, a Delaware limited liability company (the “Purchaser”), and Palmer Square Funds Trust, a Delaware statutory trust (the “Trust”). A copy of the Certificate of Trust is on file with the Secretary of the State of Delaware and notice is hereby given that the obligations of this Agreement are not binding upon any of the Trustees, officers or shareholders of the Trust individually, but are binding only upon the assets and property of the Trust.
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN PALMER SQUARE FUNDS TRUST AND Palmer Square Capital Management llcInvestment Advisory Agreement • August 28th, 2024 • Palmer Square Funds Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of [•], 2024, between Palmer Square Funds Trust, a Delaware statutory trust (the “Trust”) on and behalf of each series set forth in Appendix A (each a “Fund”) and Palmer Square Capital Management LLC, a Delaware Limited Liability Company (the “Advisor”).
