EXHIBIT 14 Elfun Traditional and Roth IRAs Disclosure Statement and Custodial Account Agreement April 9, 1998 ContentsCustodial Account Agreement • April 24th, 1998 • Elfun Tax Exempt Income Fund
Exhibit (a) ELFUN TAX-EXEMPT INCOME FUND FUND AGREEMENT As Amended and Restated July 12, 1978 ELFUN TAX-EXEMPT INCOME FUND FUND AGREEMENT This instrument originally made the 14th day of March 1977 and hereby restated this 16th of May, 1977 is to...Fund Agreement • April 23rd, 1999 • Elfun Tax Exempt Income Fund • Connecticut
AMENDED & RESTATED JOINT INSURED BOND AGREEMENT ELFUN FUNDS GE S&S FUNDS GE INSTITUTIONAL FUNDS GE INVESTMENTS FUNDS, INC.Joint Insured Bond Agreement • January 24th, 2014 • Elfun Tax Exempt Income Fund
AMENDED & RESTATED JOINT INSURED BOND AGREEMENT (the “Agreement”), dated as of December 16, 2013, by and among Elfun Trusts, Elfun International Equity Fund, Elfun Diversified Fund, Elfun Tax-Exempt Income Fund, Elfun Income Fund, Elfun Money Market Fund, General Electric S&S U.S. Equity Fund, General Electric S&S Income Fund, GE Institutional Funds, on behalf of all of its series portfolios, and GE Investments Funds, Inc., on behalf of all of its series portfolios (each individually, a “Party” and collectively, the “Parties”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 24th, 2020 • Elfun Tax Exempt Income Fund • Wisconsin
THIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (the “Agreement”) is made and entered into effective as of January 1, 2020 by and among each management investment company identified on Exhibit A attached hereto (each a “Company” and, collectively, the “Companies”), severally and not jointly, each Company acting for and on behalf of such series as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A, and U.S. Bancorp Fund Services, LLC, d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBGFS”), and amends and restates that certain Transfer Agency and Call Center Services Agreement originally dated as of August 12, 2013, as amended.
DISTRIBUTION AGREEMENT FOR ELFUN TAX EXEMPT INCOME FUNDDistribution Agreement • March 1st, 2017 • Elfun Tax Exempt Income Fund
This is to confirm that, in consideration of the agreements set out below, Elfun Tax Exempt Income Fund (the “Fund”), a diversified open-end mutual fund, has agreed that State Street Global Markets, LLC (“SSGM”) will be, for the period of this Agreement, the distributor of units of beneficial interest of the Fund.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2004 • Elfun Tax Exempt Income Fund
Agreement made as of the first day of January, 1985 and amended and restated as of the 19th day of March, 2004, by and among the trustees of Elfun Tax-Exempt Income Fund (the “Trustees”), a Connecticut common law trust (the “Fund” or the “Trust”), and GE Asset Management Incorporated, a Delaware corporation and wholly-owned subsidiary of General Electric Company (“GEAM”).
MASTER ACCOUNTING SERVICES AGREEMENTMaster Accounting Services Agreement • April 29th, 2014 • Elfun Tax Exempt Income Fund • New York
AMENDMENT TO MASTER SUB-ADMINISTRATION SERVICES AGREEMENTMaster Sub-Administration Services Agreement • April 29th, 2016 • Elfun Tax Exempt Income Fund
This Amendment to the Master Sub-Administration Services Agreement (the “Amendment”) is made as of April 8, 2016 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and GE Asset Management Incorporated (the “Administrator”).
ELFUN TAX-EXEMPT INCOME FUND FUND AGREEMENTFund Agreement • March 1st, 2017 • Elfun Tax Exempt Income Fund • Connecticut
This Amended and Restated Agreement of Elfun Tax-Exempt Income Fund (the “Fund”) is made as of the 1st day of July, 2016 (the “Agreement”).
MASTER SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • April 29th, 2014 • Elfun Tax Exempt Income Fund • New York
This Sub-Administration Agreement (“Agreement”) dated and effective as of July 31, 2013, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and GE Asset Management Incorporated (the “Administrator”) and, solely with respect to Section 8 hereof, the Companies and Accounts (as defined below).
AMENDMENT TO MASTER SUB-ADMINISTRATION SERVICES AGREEMENTMaster Sub-Administration Services Agreement • April 29th, 2016 • Elfun Tax Exempt Income Fund
This Amendment to the Master Sub-Administration Services Agreement (the “Amendment”) is made as of October 6, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and GE Asset Management Incorporated (the “Administrator”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR ELFUN TAX-EXEMPT INCOME FUNDDistribution Agreement • April 27th, 2018 • Elfun Tax Exempt Income Fund
This is to confirm that, in consideration of the agreements set out below, Elfun Tax-Exempt Income Fund (the “Fund”), a diversified open-end mutual fund, has agreed that State Street Global Advisors Funds Distributors, LLC (the “Distributor”) will be, for the period of this Agreement, the distributor of units of beneficial interest of the Fund.
TRANSFER AGENCY AND CALL CENTER SERVICES AGREEMENTTransfer Agency and Call Center Services Agreement • April 29th, 2014 • Elfun Tax Exempt Income Fund • New York
This Transfer Agency and Call Center Services Agreement (this “Agreement”) dated and effective as of August 12, 2013, is by and among each management investment company identified on Exhibit A attached hereto (each a “Company” and, collectively, the “Companies”), severally and not jointly, each Company acting for and on behalf of such series or portfolios as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A and GE Stock IRA (“GE Stock IRA” or “GE Stock IRA Accounts”, and collectively with the Companies, the “GE Parties”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENT FOR ELFUN TAX-EXEMPT INCOME FUNDDistribution Agreement • April 23rd, 1999 • Elfun Tax Exempt Income Fund
WITNESSETH:Investment Advisory Agreement • April 23rd, 1999 • Elfun Tax Exempt Income Fund
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2017 • Elfun Tax Exempt Income Fund • Massachusetts
This Investment Advisory and Administration Agreement (the “Agreement”) is made as of this 1st day of July, 2016, between each of Elfun Government Money Market Fund, Elfun Tax-Exempt Income Fund, Elfun Income Fund, Elfun Diversified Fund, Elfun International Equity Fund and Elfun Trusts (each, a “Fund”), severally and not jointly, and SSGA Funds Management, Inc., a Massachusetts corporation (“SSGA FM”).
SUB-ITEM 77Q1(a): New Fund Agreement ELFUN TAX-EXEMPT INCOME FUND FUND AGREEMENT This Amended and Restated Agreement of Elfun Tax-Exempt Income Fund (the "Fund") is made as of the 1st day of July, 2016 (the "Agreement"). WHEREAS, the Fund was...Fund Agreement • February 28th, 2017 • Elfun Tax Exempt Income Fund • Connecticut
ASSIGNMENT AND AMENDMENTMaster Sub-Administration Services Agreement • March 1st, 2017 • Elfun Tax Exempt Income Fund
THIS ASSIGNMENT AND AMENDMENT, dated as of June 30, 2016, is by and among State Street Bank and Trust Company, GE Asset Management Incorporated, SSGA Funds Management, Inc., solely with respect to those mutual funds identified on Schedule A-1 hereto (each a Fund, collectively the “Funds”), State Street Global Advisors, solely with respect to those separate accounts identified on Schedule A-2 hereto (each an “Account”, collectively the “Accounts”).
