EXHIBIT 1.2 THE CHARLES SCHWAB CORPORATION MEDIUM TERM NOTES DISTRIBUTION AGREEMENT Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 Credit Suisse First Boston...Distribution Agreement • May 5th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.261 Purchase Agreement by and among The Charles Schwab Corporation, a Delaware corporation, CS Capital Markets & Co., a Delaware corporation, Schwab Associates & Co., a Delaware corporation, UBS Securities LLC, a Delaware limited liability...Purchase Agreement • November 8th, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
AND THE CHASE MANHATTAN BANK, TRUSTEE FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • June 24th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.238 $1,200,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 22, 2001Credit Agreement • March 27th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 1995 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
AGREEMENTExecutive Employment Agreement • November 12th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.177 THE CHARLES SCHWAB CORPORATION 1987 STOCK OPTION PLAN INCENTIVE STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of ____________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the "Company"), and...Incentive Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.200 INDEMNIFICATION AGREEMENT AGREEMENT, effective as of ______________________, between The Charles Schwab Corporation, a Delaware corporation (the "Company"), and ____________________ (the "Indemnitee"). Capitalized terms in this...Indemnification Agreement • March 30th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMSSeparation Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.1 THE CHARLES SCHWAB CORPORATION UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES) From time to time, The Charles Schwab Corporation, a Delaware corporation (the "Company"), may enter into one or more underwriting agreements that...Underwriting Agreement • May 5th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement, is made and entered into as of March 1, 2000, by and among The Charles Schwab Corporation, a corporation organized under the laws of the State of Delaware ("Purchaser"), and...Registration Rights Agreement • March 9th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
AmongCredit Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
1 EXHIBIT 10.163 LEASE OF 101 MONTGOMERY STREET SAN FRANCISCO, CALIFORNIALease Agreement • March 28th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.169 THIRD AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and...Trust Agreement • August 13th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies
The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and restated in its entirety effective November 1, 1990, and further amended effective January 1, 1992 and July 1, 1992, is hereby amended as follows, effective as of January 1, 1996:
Exhibit 10.206 CREDIT AGREEMENT (364-DAY COMMITMENT) June 25, 1999Credit Agreement • August 11th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.149 EMPLOYMENT AGREEMENT This Agreement is made and entered into as of March 31, 1995 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R. Schwab, an individual...Employment Agreement • March 28th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 1.1 THE CHARLES SCHWAB CORPORATION UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES) From time to time, The Charles Schwab Corporation, a Delaware corporation (the "Company"), may enter into one or more underwriting agreements that...Underwriting Agreement • April 29th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.217 EXECUTIVE EMPLOYMENT AGREEMENT AND COVENANT NOT TO COMPETE This Employment Agreement (the "Agreement") is entered into as of January 12, 2000, by and among The Charles Schwab Corporation, a Delaware corporation ("Schwab"), U.S. Trust...Executive Employment Agreement • May 14th, 2001 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.87 SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANTrust Agreement • November 9th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies
BY AND AMONGMerger Agreement • January 14th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.179 THE CHARLES SCHWAB CORPORATION 1987 EXECUTIVE OFFICER STOCK OPTION PLAN NONSTATUTORY STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of _________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the...Nonstatutory Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 99.3 Confidential information omitted where indicated by "*" has been filed separately with the Commission pursuant to a request for confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934. MARKETING AGREEMENTMarketing Agreement • March 6th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.253 EMPLOYMENT AGREEMENT This Agreement, as amended, is made and entered into effective as of March 31, 2003 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R....Employment Agreement • August 12th, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
PURCHASERS REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 6th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.2 CREDIT AGREEMENT (3-YEAR COMMITMENT)Credit Agreement • July 17th, 1998 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.87 SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANTrust Agreement • November 9th, 1995 • Schwab Charles Corp • Security brokers, dealers & flotation companies
Form of AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • April 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
AMENDED AND RESTATED TRUST AGREEMENT, dated as of , among (i) The Charles Schwab Corporation, a Delaware corporation (including any successors or assigns, the “Depositor”), (ii) JPMorgan Chase Bank, as property trustee (in each such capacity, the “Property Trustee” and, in its separate corporate capacity and not in its capacity as Property Trustee, the “Bank”), (iii) Chase Manhattan Bank USA, National Association, as Delaware trustee (the “Delaware Trustee”), (iv) , an individual, , an individual and , an individual, each of whose address is c/o The Charles Schwab Corporation, 120 Kearny Street, San Francisco, California 94108 (each an “Administrative Trustee” and collectively the “Administrative Trustees”) (the Property Trustee, the Delaware Trustee and the Administrative Trustees referred to collectively as the “Trustees”) and (v) the several Holders, as hereinafter defined.
Exhibit 10.249 January 23, 2002 Mr. H. Marshall Schwarz Apartment 6-A 1220 Park Avenue New York, New York 10128 Dear Marshall: As a result of your discussions with Jeff Maurer and me, this letter details the terms of our agreement ("Agreement")...Employment Agreement • March 21st, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
L E A S E BETWEENCommercial Office Lease • October 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Equiniti Trust Company as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 4, 2022Deposit Agreement • March 7th, 2022 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
DEPOSIT AGREEMENT dated as of March 4, 2022, among (i) The Charles Schwab Corporation, a Delaware corporation, (ii) Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Depositary and (iii) the holders from time to time of the Receipts described herein.
THE CHARLES SCHWAB CORPORATION $600,000,000 3.250% Senior Notes due 2029 UNDERWRITING AGREEMENT May 20, 2019Underwriting Agreement • May 22nd, 2019 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned agree that the Schedule 13D, and any amendments thereto, to be filed with respect to beneficial ownership by the undersigned of shares of the Common Stock, par value $0.01 per share, of SoundView...Joint Filing Agreement • January 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies
1 EXHIBIT 99.2 STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT (the "Agreement"), dated as of January 12, 2000 between U.S. Trust Corporation, a New York corporation ("Issuer"), and The Charles Schwab Corporation, a Delaware corporation ("Grantee"). W I...Stock Option Agreement • January 14th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
THE CHARLES SCHWAB CORPORATION 26,316,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENT JANUARY 20, 2010Underwriting Agreement • January 21st, 2010 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
CREDIT AGREEMENT (364-DAY COMMITMENT)Credit Agreement • August 10th, 2020 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
THIS CREDIT AGREEMENT (364-DAY COMMITMENT) (“this Agreement”) is entered into as of May 29, 2020, among The Charles Schwab Corporation, a Delaware corporation (the “Borrower”), the several financial institutions from time to time party to this Agreement (collectively the “Lenders”; individually each a “Lender”), and Citibank, N.A., as administrative agent for the Lenders (the “Agent”).
