EXHIBIT 99.1
JOINT FILING AGREEMENT
The undersigned agree that the Schedule 13D, and any amendments
thereto, to be filed with respect to beneficial ownership by the undersigned of
shares of the Common Stock, par value $0.01 per share, of SoundView Technology
Group, Inc. is being filed on behalf of each of the undersigned in accordance
with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.
Dated: January 15, 2004
The Xxxxxxx Xxxxxx Corporation
By: /s/ R. XXXXX XXXXXXXX
_____________________________
R. Xxxxx XxXxxxxx
Assistant Corporate Secretary
Shakespeare Merger Corporation
By: /s/ R. XXXXX XXXXXXXX
_____________________________
R. Xxxxx XxXxxxxx
Assistant Corporate Secretary
SCHEDULE I-A
DIRECTORS AND EXECUTIVE OFFICERS OF THE XXXXXXX XXXXXX CORPORATION
The following table sets forth the names, addresses and principal
occupations of the executive officers, directors and persons owning more than
ten percent of the common stock of The Xxxxxxx Xxxxxx Corporation. Each such
person is a citizen of the United States except where otherwise noted.
NAME ADDRESS OCCUPATION
XXXXX X. XXXXXXX 0000 Xxxxxxxxxx Xxxxxx Xxx Xxxxxxxxx Symphony Board of Governors
Director Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
C. XXXXXXX XXXXXXX 0000 Xxxx Xxxxx Xxxxxx Chairman and Chief Executive Officer, Legacy
Director Suite 600 Partners
Xxxxxx Xxxx, Xxxxxxxxxx 00000
XXXXXX X. XXXXXX Two Folsom Street Chairman of the Board, Gap, Inc.
Director Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
XXXXXXX X. XXXXX One Maritime Plaza Chairman Emeritus, Belvedere Capital Partners
Director Xxxxx 000
Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
XXXXX X. XXXXXXXXX 000 Xxxxxxxxxx Xxxxxx Chairman of the Board, Transamerica Corporation
Director Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
XXXXXXX X. XXXXX 3214 Xxxxxx Road Chairman and Chief Executive Officer, STM
Director Xxxxxxxxx, Xxxxxxxxxx 00000 Holdings LLC
XXXXX X. XXXXXXXX 000 Xxxxxx Xxxxxx President and Chief Executive Officer, Schwab
Executive Officer and Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
Director
XXXXXXX X. XXXXXX 000 Xxxxxx Xxxxxx Chairman and Director, Schwab
Chairman, Director and holder Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
of more than 10% of Xxxxxx'x
common stock
XXXXXX X. XXXXXX 00 Xxxxx Xxxxxx, 0xx Xxxxx Professor Emeritus of International Economics,
Director Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Graduate School of Business, Stanford
University, and a Distinguished Fellow, Xxxxxx
Institution, Stanford University
XXXXX X. XXXXX Three Lakes Drive Group Vice President and President of
Director Xxxxxxxxxx, Xxxxxxxx 00000 E-Commerce and Marketing Services for Kraft
Foods, Inc.
XXXXX X. XXXXXXX 0000 Xxxxxxxx Xxxxxx Chairman and Chief Executive Officer, Tusker
Director Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Corporation,
XXXXXX X. XXXXXX 000 Xxxxxx Xxxxxx Retired Senior Vice Chairman of the board of
Director Suite 200 directors, Xxxxxxx & Xxxxxxx
Xxx Xxxxxxxxx, Xxx Xxxxxx
00000-0000
XXXXX X. XXXXXX Harvard Business School The Max and Xxxxx Xxxxx Professor of
Director Xxxxxx Hill, 215 Soldiers Field International Business Administration, Harvard
Xxxxxx, Xxxxxxxxxxxxx 00000 Business School
XXXXXXX X. XXXXXX 000 Xxxxxx Xxxxxx Executive Vice President -President of Client
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Sales and Services and Banking, Xxxxxx
XXXX X. XXXXXX 000 Xxxxxx Xxxxxx Executive Vice President and Chief Marketing
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Officer of Schwab and Xxxxxxx Xxxxxx & Co.,
Inc. ("CS&Co.")
XXXXXXXXXXX X. XXXXX 000 Xxxxxx Xxxxxx Executive Vice President and Chief Financial
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Officer, Schwab and CS&Co.
XXX XXXXXX 000 Xxxxxx Xxxxxx Vice Chairman and President - Schwab,
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Institutional and Asset Management, Schwab and
CS&Co.
XXXXXX X. XXXXXX 000 Xxxxxx Xxxxxx Executive Vice President and Chief Strategy
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Officer, Schwab and CS&Co.
XXXX X. XXXXXX 000 Xxxxxx Xxxxxx Vice Chairman - Technology, Active Trader,
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Operations, and Administration. Schwab and
CS&Co.
XXXX X. XXXXXX 000 Xxxxxx Xxxxxx Executive Vice President - Human Resources,
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Schwab and CS&Co.
XXXXXXXX X. XXXXXX 000 Xxxxxx Xxxxxx Executive Vice President and Chief Information
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Officer, Schwab and CS&Co. Xx. Xxxxx is a
citizen of the United Kingdom.
XXXX X. XXXXX 000 Xxxxxx Xxxxxx Executive Vice President, Schwab and Chief
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Executive Officer, U.S. Trust Corporation
SCHEDULE I-B
DIRECTORS AND EXECUTIVE OFFICERS OF SHAKESPEARE MERGER CORPORATION
The following table sets forth the names, addresses and principal
occupations of the executive officers and directors of Shakespeare Merger
Corporation. Each such person is a citizen of the United States.
NAME ADDRESS OCCUPATION
XXXXXXXXXXX X. XXXXX, 000 Xxxxxx Xxxxxx Executive Vice President and Chief Financial
Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Officer of The Xxxxxxx Xxxxxx Corporation
("Schwab") and Xxxxxxx Xxxxxx & Co. Inc. ("CS&Co.")
XXXX X. XXX, 000 Xxxxxx Xxxxxx Senior Vice President - Finance of CS&Co.
Director and Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
XXXXXXXX X. XXXXXXXXX, 000 Xxxxxx Xxxxxx Executive Vice - Equities of CS&Co.
Director and Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000
XXXXXX X. XXXXXXXXXX, 000 Xxxxxx Xxxxxx Senior Vice President and Treasurer of Schwab
Director and Executive Officer Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 and CS&Co.