CUSTODIAN CONTRACT Between PERMANENT PORTFOLIO FUND, INC. and STATE STREET BANK AND TRUST COMPANY TABLE OF CONTENTS 1. Employment of Custodian and Property to be Held by It....................1 2. Duties of the Custodian with Respect to Property of...Custodian Contract • May 26th, 2004 • Permanent Portfolio Family of Funds Inc
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • March 30th, 2016 • Permanent Portfolio Family of Funds Inc • Delaware
This AGREEMENT AND DECLARATION OF TRUST is made and entered into as of September 21, 2015, by the Trustees whose signatures are affixed hereto.
INVESTMENT ADVISORY CONTRACT This INVESTMENT ADVISORY CONTRACT (the "Contract") is made and entered into by and between Permanent Portfolio Family of Funds, Inc. (the "Fund"), a Maryland corporation, and World Money Managers (the "Investment...Investment Advisory Contract • October 2nd, 1996 • Permanent Portfolio Family of Funds Inc • California
INVESTMENT ADVISORY CONTRACT This INVESTMENT ADVISORY CONTRACT (the "Contract") is made and entered into by and between Permanent Portfolio Family of Funds, Inc. (the "Fund"), a Maryland corporation, and World Money Managers (the "Investment...Investment Advisory Contract • July 3rd, 1997 • Permanent Portfolio Family of Funds Inc • California
UNDERTAKING AND AGREEMENT TO ADVANCE EXPENSESUndertaking and Agreement to Advance Expenses • June 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Maryland
THIS UNDERTAKING and AGREEMENT is made and entered into this 14th day of December, 1994 by and between WORLD MONEY MANAGERS, a limited partnership (“Indemnitee”) and PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland Corporation (the “Fund”), with reference to the following facts:
ContractInvestment Advisory Contract • September 29th, 2003 • Permanent Portfolio Family of Funds Inc
THIS INVESTMENT ADVISORY CONTRACT (“Contract”) is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, INC. (“Fund”), a Maryland corporation, and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC (“PHAM” or, “Investment Adviser”), a California limited liability company, with reference to the following facts:
RETIREMENT PLAN CUSTODIAL SERVICES AGREEMENT -------------------------------------------- THIS AGREEMENT is made and entered into as of October 21, 1999, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland corporation ("Company"), and...Retirement Plan Custodial Services Agreement • May 30th, 2000 • Permanent Portfolio Family of Funds Inc • Massachusetts
Advisory Fee Waiver and Expense Assumption Agreement by and between Registrant and Pacific Heights Asset Management, LLC, dated December 5, 2014Advisory Fee Waiver and Expense Assumption Agreement • June 1st, 2015 • Permanent Portfolio Family of Funds Inc • California
Reference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
THIS INVESTMENT ADVISORY CONTRACT (“Contract”) is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS (“Fund”), a Delaware statutory trust, and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC (“Adviser”), a California limited liability company, with reference to the following facts:
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • March 30th, 2012 • Permanent Portfolio Family of Funds Inc • California
Reference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
Exhibit (e) DISTRIBUTION AGREEMENTDistribution Agreement • April 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 16th day of March, 2003, by and among Permanent Portfolio Family of Funds, Inc., a Maryland corporation (the “Company”), Pacific Heights Asset Management, LLC, a California limited liability company (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2018 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 30th, 2024 • Permanent Portfolio Family of Funds
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • June 1st, 2020 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
THIS AGREEMENT is made and entered into as of this 27th day of May, 2016, by and among PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”), PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company organized under the laws of the state of California and the investment adviser to the Trust (“Adviser”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Pacific Heights Asset Management, LLCAdvisory Fee Waiver and Expense Assumption Agreement • March 30th, 2016 • Permanent Portfolio Family of Funds Inc • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
THIS AGREEMENT is made and entered into as of this 23rd day of September, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (“Adviser”), is a party hereto with respect to Section 3 only. This Agreement supersedes and replaces in its entirety the Sub-Administration Servicing Agreement dated May 27, 2016, among the Trust, the Adviser and USBFS.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • April 1st, 2010 • Permanent Portfolio Family of Funds Inc • California
Reference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2011 • Permanent Portfolio Family of Funds Inc • California
Reference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
SECURITY AGREEMENTSecurity Agreement • June 3rd, 2003 • Permanent Portfolio Family of Funds Inc • California
THIS SECURITY AGREEMENT (this “Agreement”) is made as of the 20th day of February, 2003, by and between WORLD MONEY MANAGERS, a California limited partnership (“WMM”), TERRY COXON, a resident of the State of California (“Coxon”) and PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland corporation (the “Fund”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 1st, 2020 • Permanent Portfolio Family of Funds
THIS AGREEMENT is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (“Distributor”), and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a California limited liability company and the investment adviser to the Trust (“Adviser”).
Exhibit (h) TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of January, 2003, by and between Permanent Portfolio Family of Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Massachusetts
This Assignment and Assumption Agreement (“Assignment Agreement”) is entered into as of May 27, 2016, by and among Permanent Portfolio Family of Funds, Inc., a Maryland corporation (“Assignor”), Permanent Portfolio Family of Funds, a Delaware statutory trust (“Assignee”), and State Street Bank and Trust Company, a Massachusetts trust company (“Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
THIS AGREEMENT is made and entered into as of this 27th day of May, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only. This Agreement supersedes and replaces in its entirety the Distribution Agreement dated March 16, 2003, as amended, among Permanent Portfolio Family of Funds, Inc., Quasar Distributors, LLC and Pacific Heights Asset Management, LLC.
ContractAdministration Agreement • May 31st, 2019 • Permanent Portfolio Family of Funds • Massachusetts
Exhibit (h)(3) EXECUTION COPY ADMINISTRATION AGREEMENT This Administration Agreement (“Agreement”) dated and effective as of June 29, 2018, is by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Administrator”), PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”) and, solely with respect to the payment obligations set forth in Sections 7 and 14 hereof and as otherwise specifically set forth herein, PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (the “Adviser”). WHEREAS, the Trust is an open-end management investment company currently comprised of multiple series (each, a “Fund” and collectively, the “Funds”), and is registered with the U.S. Securities and Exchange Commission (“SEC”) by means of a registration statement (“Registration Statement”) under the Securities Act of 1933, as amended (“1933 Act”), and the Investment Company Act of 1940, as amended (the “1940 A
DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
THIS AGREEMENT is made and entered into as of this 23rd day of September, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (“Distributor”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (“Adviser”), is a party hereto with respect to Sections 3 F. and 6 only. This Agreement supersedes and replaces in its entirety the Distribution Agreement dated May 27, 2016, among the Trust, the Distributor, and the Adviser.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2022 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • June 1st, 2021 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
LOGO COMBINED TRADITIONAL/ROTH IRAUniversal Individual Retirement Account Information Kit • February 3rd, 2000 • Permanent Portfolio Family of Funds Inc
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2019 • Permanent Portfolio Family of Funds • Delaware
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterAdvisory Fee Waiver and Expense Assumption Agreement • May 31st, 2023 • Permanent Portfolio Family of Funds
Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
