AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of November 12, 2009 (the "Agreement") is between each selling entity identified in Schedule A hereto (each a "Selling Corporation")(1), on behalf of each series...Agreement and Plan of Reorganization • November 29th, 2010 • Riversource Investment Series, Inc. • Minnesota
ADMINISTRATIVE SERVICES AGREEMENT This Agreement, dated as of January 10, 2002, is by and between AXP(R) Investment Series, Inc., a Minnesota corporation (the "Corporation"), on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"),...Administrative Services Agreement • February 1st, 2002 • Axp Investment Series Inc • Minnesota
TRANSFER AGENCY AGREEMENT This Agreement, dated as of May 1, 2003, is between AXP Investment Series, Inc. (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Diversified Equity Income Fund, AXP Mid Cap Value Fund and...Transfer Agency Agreement • November 25th, 2003 • Axp Investment Series Inc • Minnesota
AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of January 10, 2009 (the "Agreement") is between each selling entity identified in Schedule A hereto (each a "Selling Corporation")(1), on behalf of each series...Reorganization Agreement • November 27th, 2009 • Riversource Investment Series, Inc. • Minnesota
AMENDED AND RESTATED FEE WAIVER AGREEMENT Dated May 13, 2004 American Express Financial Corporation ("AEFC") and American Express Client Service Corporation ("AECSC") agree to waive fees and reimburse certain expenses and AXP Mid Cap Value Fund (the...Fee Waiver Agreement • November 22nd, 2004 • Axp Investment Series Inc
Exhibit (h)(2) FORM OF TRANSFER AGENT AGREEMENT AMENDED AND RESTATED This Transfer Agent Agreement, effective as of October 1, 2005, amended and restated June 12, 2008 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer...Transfer Agent Agreement • June 30th, 2008 • Riversource Investment Series, Inc. • Minnesota
Exhibit (h)(1) FORM OF ADMINISTRATIVE SERVICES AGREEMENT AMENDED AND RESTATED This Administrative Services Agreement ("Agreement"), effective as of October 1, 2005, amended and restated June 12, 2008, is by and between Ameriprise Financial, Inc....Administrative Services Agreement • June 30th, 2008 • Riversource Investment Series, Inc. • Minnesota
Exhibit (d) INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of March 1, 2006, amended and restated April 10, 2008, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited...Investment Management Services Agreement • June 30th, 2008 • Riversource Investment Series, Inc. • Minnesota
AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of Nov. 10, 2005 (the "Agreement") is between AXP Global Series, Inc. (the "Selling Corporation"), a Minnesota corporation, on behalf of its series, RiverSource...Agreement and Plan of Reorganization • November 27th, 2006 • Riversource Investment Series, Inc.
CUSTODIAN AGREEMENT This Agreement dated as of January 10, 2002, is between AXP(R) Investment Series, Inc., a Minnesota corporation, (the "Corporation"), on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"), and American Express...Custodian Agreement • February 1st, 2002 • Axp Investment Series Inc • Minnesota
CUSTODIAN AGREEMENT AMENDED AND RESTATEDCustodian Agreement • November 26th, 2007 • Riversource Investment Series, Inc. • Minnesota
EXHIBIT INDEX (a)(4) Articles of Amendment to the Articles of Incorporation, dated April 21, 2006. (d) Investment Management Services Agreement, dated May 1, 2006, between Registrant and RiverSource Investments, LLC. (h)(11) Agreement and Plan of...Investment Management Services Agreement • November 27th, 2006 • Riversource Investment Series, Inc.
PLAN AND AGREEMENT OF DISTRIBUTION FOR CLASS C SHARES This plan and agreement, dated as of January 10, 2002, is by and between AXP(R) Investment Series, Inc., a Minnesota Corporation, on behalf of its underlying series AXP(R) Mid Cap Value Fund (the...Distribution Agreement • February 1st, 2002 • Axp Investment Series Inc
DISTRIBUTION AGREEMENT The Agreement dated as of January 10, 2002, is by and between AXP(R) Investment Series, Inc. a Minnesota corporation, (the "Corporation"), for and on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"), and...Distribution Agreement • February 1st, 2002 • Axp Investment Series Inc • Minnesota
Agreement and Plan of Reorganization This Agreement and Plan of Reorganization dated as of March 10, 2000 (the "Agreement") is between Strategist Growth and Income Fund, Inc. (the "Strategist Corporation"), a Minnesota corporation, on behalf of...Agreement and Plan of Reorganization • November 27th, 2000 • Axp Investment Series Inc • Minnesota
PAGE 1 INVESTMENT MANAGEMENT SERVICES AGREEMENT AGREEMENT made the 20th day of March, 1995, by and between IDS Investment Series, Inc. (the "Corporation") on behalf of its underlying series funds IDS Mutual and IDS Diversified Equity Income Fund...Investment Management Services Agreement • November 26th, 1996 • Ids Investment Series Inc
PLAN AND AGREEMENT OF DISTRIBUTION This plan and agreement, dated as of January 10, 2002, is between AXP(R) Investment Series, Inc., on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"), and American Express Financial Advisors...Distribution Agreement • February 1st, 2002 • Axp Investment Series Inc • Minnesota
WITNESSETH:Plan Administration Services Agreement • June 30th, 2008 • Riversource Investment Series, Inc. • Minnesota
Exhibit (m) FORM OF PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective August 1, 2006, amended and restated June 12, 2008 (together "Plan...Agreement of Distribution • June 30th, 2008 • Riversource Investment Series, Inc. • Minnesota
EXHIBIT INDEXFee Waiver Agreement • November 22nd, 2004 • Axp Investment Series Inc
Exhibit (h)(11) FORM OF FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATED This Agreement, dated Oct. 1, 2005, as amended and restated June 12, 2008, is between each of the RiverSource investment companies (each a "Registrant"), on behalf of its...Fee Cap/Fee Waiver Agreement • June 30th, 2008 • Riversource Investment Series, Inc.
PAGE 1 CUSTODIAN AGREEMENT THIS CUSTODIAN AGREEMENT dated March 20, 1995, between IDS Investment Series, Inc., a Minnesota Corporation, (the "Corporation"), on behalf of its underlying series funds, and American Express Trust Company, a corporation...Custodian Agreement • November 26th, 1996 • Ids Investment Series Inc • Minnesota
PLAN OF DISTRIBUTION AND AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective November 7, 2008 (together "Plan and Agreement"), is by and between Seligman Advisors, Inc. ("Seligman...Distribution Agreement • November 25th, 2008 • Riversource Investment Series, Inc. • Minnesota
PAGE 1 DISTRIBUTION AGREEMENT Agreement made as of the 20th day of March, 1995, by and between IDS Investment Series, Inc. (the "Corporation"), a Minnesota corporation, for and on behalf of each class of its underlying Funds, and American Express...Distribution Agreement • November 26th, 1996 • Ids Investment Series Inc
PAGE 1 Shareholder Service Agreement This agreement is between IDS Investment Series, Inc. (the "Corporation"), on behalf of its underlying series funds and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for...Shareholder Service Agreement • November 26th, 1996 • Ids Investment Series Inc
This agreement is between IDS Investment Series, Inc. (the "Corporation"), on behalf of its underlying series funds and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Corporation offers multiple classes of shares.
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of January 10, 2002, is by and between AXP(R) Investment Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"), and American...Shareholder Service Agreement • February 1st, 2002 • Axp Investment Series Inc • Minnesota
This agreement, dated as of January 10, 2002, is by and between AXP(R) Investment Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Mid Cap Value Fund (the "Fund"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
AXP Investment Series, Inc. File No. 2-11328/811-54 Exhibit (h)(8): Transfer Agency Agreement, dated March 9, 2000. Exhibit (i): Opinion and Consent of Counsel, dated June 13, 2000. Exhibit (j): Independent Auditors' Consent, dated June 13, 2000....Transfer Agency Agreement • June 15th, 2000 • Axp Investment Series Inc
EXHIBIT INDEXInvestment Management Services Agreement • November 25th, 2003 • Axp Investment Series Inc
DISTRIBUTION AGREEMENT This Distribution Agreement, effective as of November 7, 2008 ("Agreement"), is by and between Seligman Advisors, Inc. ("Distributor"), a Delaware corporation, and the Corporations and Trusts listed in Schedule A, each on behalf...Distribution Agreement • November 25th, 2008 • Riversource Investment Series, Inc. • Minnesota
PAGE 1 BALANCED PORTFOLIO AGREEMENT AND DECLARATION OF UNITHOLDERS This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Balanced Portfolio, a...Agreement and Declaration of Unitholders • November 26th, 1996 • Ids Investment Series Inc
This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Balanced Portfolio, a separate series of Growth and Income Trust.
EXHIBIT INDEXInvestment Management Services Agreement • February 1st, 2002 • Axp Investment Series Inc
PAGE 1 ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made the 20th day of March, 1995, by and between IDS Investment Series Inc. (the "Corporation"), a Minnesota corporation, on behalf of its underlying series funds, and American Express Financial...Administrative Services Agreement • November 26th, 1996 • Ids Investment Series Inc • Minnesota
PAGE 1 ADDENDUM TO THE CUSTODIAN AGREEMENT THIS ADDENDUM TO THE CUSTODIAN AGREEMENT dated March 20, 1995 between IDS Investment Series, Inc. (the Corporation) on behalf of its underlying series funds (the Funds) and American Express Trust Company (the...Custodian Agreement • November 26th, 1996 • Ids Investment Series Inc
THIS ADDENDUM TO THE CUSTODIAN AGREEMENT dated March 20, 1995 between IDS Investment Series, Inc. (the Corporation) on behalf of its underlying series funds (the Funds) and American Express Trust Company (the Custodian) is made pursuant to Section 12 of the Agreement to reflect the Corporation's arrangement of investing all of the Funds' assets in corresponding portfolios of a master trust.
PAGE 1 EQUITY INCOME PORTFOLIO AGREEMENT AND DECLARATION OF UNITHOLDERS This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Equity Income Portfolio,...Agreement and Declaration of Unitholders • November 26th, 1996 • Ids Investment Series Inc
This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Equity Income Portfolio, a separate series of Growth and Income Trust.
PAGE 1 TRANSFER AGENCY AGREEMENT AGREEMENT dated as of March 20, 1995, between IDS Investment Series, Inc. (the "Corporation"), a Minnesota corporation, on behalf of its underlying series funds, and American Express Financial Corporation (the...Transfer Agency Agreement • November 26th, 1996 • Ids Investment Series Inc • Minnesota
