ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made as of the 20th day of March, 2000, by and between AXP Equity Select Fund, Inc. (the "Fund"), a Minnesota corporation, and American Express Financial Corporation, a Delaware corporation. Part One:...Administrative Services Agreement • January 26th, 2001 • Axp Equity Select Fund Inc • Minnesota
Contract Type FiledJanuary 26th, 2001 Company Jurisdiction
TRANSFER AGENCY AGREEMENT AMENDED AND RESTATED This Transfer Agency Agreement, effective as of December 1, 2006 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer Agent"), a Minnesota corporation, and each of the Corporations...Transfer Agency Agreement • January 26th, 2007 • Riversource Equity Series Inc • Minnesota
Contract Type FiledJanuary 26th, 2007 Company Jurisdiction
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of May 1, 2006, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability company and RiverSource Equity Series, Inc....Investment Management Services Agreement • January 26th, 2007 • Riversource Equity Series Inc • Minnesota
Contract Type FiledJanuary 26th, 2007 Company Jurisdiction
PLAN AND AGREEMENT OF DISTRIBUTION AMENDED AND RESTATED The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement"), effective December 1, 2006 (together "Plan and Agreement"), is by and between RiverSource Distributors, Inc....Plan and Agreement of Distribution • January 26th, 2007 • Riversource Equity Series Inc • Minnesota
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Plan and Agreement of Distribution For Class C Shares This plan and agreement, effective as of June __, 2000, is between AXP Equity Select Fund, Inc. (the "Fund") and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the...Plan and Agreement • April 3rd, 2000 • Axp Equity Select Fund Inc
Contract Type FiledApril 3rd, 2000 Company
PAGE 1 INVESTMENT MANAGEMENT SERVICES AGREEMENT AGREEMENT made the 20th day of March, 1995, by and between IDS Equity Select Fund, Inc. (the "Fund"), a Minnesota corporation, and American Express Financial Corporation, a Delaware corporation. Part...Investment Management Services Agreement • January 24th, 1997 • Ids Equity Select Fund Inc
Contract Type FiledJanuary 24th, 1997 Company
PAGE 1 CUSTODIAN AGREEMENT THIS CUSTODIAN AGREEMENT dated March 20, 1995, between IDS Equity Select Fund, Inc., a Minnesota Corporation (the "Corporation") and American Express Trust Company, a corporation organized under the laws of the State of...Page 1 Custodian Agreement • January 24th, 1997 • Ids Equity Select Fund Inc • Minnesota
Contract Type FiledJanuary 24th, 1997 Company Jurisdiction
PAGE 1 ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT made the 20th day of March, 1995, by and between IDS Equity Select Fund, Inc. (the "Fund"), a Minnesota corporation, and American Express Financial Corporation, a Delaware corporation. Part One:...Administrative Services Agreement • January 24th, 1997 • Ids Equity Select Fund Inc • Minnesota
Contract Type FiledJanuary 24th, 1997 Company Jurisdiction
PAGE 1 TRANSFER AGENCY AGREEMENT AGREEMENT dated as of March 20, 1995, between IDS Equity Select Fund, Inc. (the "Fund"), a Minnesota corporation, and American Express Financial Corporation (the "Transfer Agent"), a Delaware corporation. In...Page 1 Transfer Agency Agreement • January 24th, 1997 • Ids Equity Select Fund Inc • Minnesota
Contract Type FiledJanuary 24th, 1997 Company Jurisdiction
PAGE 1 CUSTODY AGREEMENT This Custody Agreement is dated May, 1993 between MORGAN STANLEY TRUST COMPANY, a New York State chartered trust company (the "Custodian"), and IDS Bank & Trust (the "Customer"). 1. The Customer hereby appoints the Custodian...Page 1 Custody Agreement • January 24th, 1997 • Ids Equity Select Fund Inc • New York
Contract Type FiledJanuary 24th, 1997 Company Jurisdiction
MASTER PLAN ADMINISTRATION SERVICES AGREEMENT MASTER PLAN ADMINISTRATION SERVICES AGREEMENT ("Agreement") dated as of December 1, 2006, by and among RiverSource Service Corporation, a Minnesota corporation ("RiverSource Service Corporation"), and each...Master Plan Administration Services Agreement • January 26th, 2007 • Riversource Equity Series Inc • Minnesota
Contract Type FiledJanuary 26th, 2007 Company Jurisdiction
Exhibit Index Exhibit (a)(3) Articles of Amendment, dated June 16, 1999 Exhibit (b) By-Laws, as amended Jan. 11, 2001 Exhibit (h)(1) Administrative Services Agreement, dated March 20, 2000 Exhibit (i) Opinion and consent of counsel Exhibit (j)...Axp Equity Select Fund Inc • January 26th, 2001
Company FiledJanuary 26th, 2001
AXP Equity Select Fund File No. 2-13188/811-772 Exhibit (h)(6): Transfer Agency Agreement, dated March 9, 2000. Exhibit (i): Opinion and Consent of Counsel, dated June 8, 2000. Exhibit (j): Independent Auditors' Consent, dated June 8, 2000.Axp Equity Select Fund Inc • June 9th, 2000
Company FiledJune 9th, 2000
PAGE 1 Plan and Agreement of Distribution This plan and agreement is between IDS Equity Select Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for distribution services to the Fund. It is...Plan and Agreement of Distribution • January 24th, 1997 • Ids Equity Select Fund Inc
Contract Type FiledJanuary 24th, 1997 Company
PAGE 1 DISTRIBUTION AGREEMENT Agreement made as of the 20th day of March, 1995, by and between IDS Equity Select Fund, Inc. (the "Fund"), a Minnesota corporation, for and on behalf of each class of the Fund and American Express Financial Advisors...Page 1 Distribution Agreement • January 24th, 1997 • Ids Equity Select Fund Inc
Contract Type FiledJanuary 24th, 1997 Company
PAGE 1 Shareholder Service Agreement This agreement is between IDS Equity Select Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal...Shareholder Service Agreement • January 24th, 1997 • Ids Equity Select Fund Inc
Contract Type FiledJanuary 24th, 1997 CompanyThis agreement is between IDS Equity Select Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
AMENDMENT TO CUSTODIAN AGREEMENT -------------------------------- The Custodian Agreement between the RiverSource Funds and Ameriprise Trust Company, dated October 1, 2005, is hereby amended effective as of September 14, 2006: Addendum A is amended...Custodian Agreement • January 26th, 2007 • Riversource Equity Series Inc
Contract Type FiledJanuary 26th, 2007 CompanyThe Custodian Agreement between the RiverSource Funds and Ameriprise Trust Company, dated October 1, 2005, is hereby amended effective as of September 14, 2006:
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • January 27th, 2011 • Riversource Equity Series Inc • Minnesota
Contract Type FiledJanuary 27th, 2011 Company JurisdictionThis Agreement and Plan of Reorganization dated as of November 12, 2009 (the “Agreement”) is between each selling entity identified in Schedule A hereto (each a “Selling Corporation”)(1), on behalf of each series thereof identified in Schedule A hereto as a Selling Fund (each a “Selling Fund”), each corresponding buying entity identified in Schedule A hereto (each a “Buying Corporation”)(2), on behalf of each series thereof identified in Schedule A hereto as the corresponding Buying Fund (each a “Buying Fund”), and RiverSource Investments, LLC (solely for the purposes of Sections 3c and 11 of the Agreement).
PAGE 1 IDS Equity Select Fund, Inc. File No. 2-13188/811-772 EXHIBIT INDEX Exhibit 5: Investment Management Services Agreement. Exhibit 6: Distribution Agreement. Exhibit 8(a): Custodian Agreement. Exhibit 8(b): Custody Agreement. Exhibit 9(b):...Ids Equity Select Fund Inc • January 24th, 1997
Company FiledJanuary 24th, 1997