MITSUBISHI TOKYO FINANCIAL GROUP, INC. (F/K/A THE BANK OF TOKYO-MITSUBISHI, LTD.) AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Deposit Agreement Dated as of September 19, 1989 Amended and Restated as of...Deposit Agreement • December 23rd, 2004 • Mitsubishi Tokyo Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledDecember 23rd, 2004 Company Industry Jurisdiction
MITSUBISHI TOKYO FINANCIAL GROUP, INC. (F/K/A THE BANK OF TOKYO-MITSUBISHI, LTD.) AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Deposit Agreement Dated as of September 19, 1989 Amended and Restated as of...Deposit Agreement • July 23rd, 2012 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledJuly 23rd, 2012 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of September 19, 1989, as amended and restated as of April 2, 2001, as further amended and restated as of December 22, 2004, among MITSUBISHI TOKYO FINANCIAL GROUP, INC., incorporated under the laws of Japan (herein called the Issuer), THE BANK OF NEW YORK, a New York banking corporation (herein called the Depositary), and all Owners and holders from time to time of American Depositary Receipts issued hereunder.
Exhibit A to Deposit AgreementDeposit Agreement • December 23rd, 2004 • Mitsubishi Tokyo Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledDecember 23rd, 2004 Company Industry JurisdictionThe Bank of New York as depositary (hereinafter called the "Depositary"), hereby certifies that __________________________________________________________, or registered assigns IS THE OWNER OF _______________________.
INTEGRATION AND INVESTMENT AGREEMENT dated as of March 30, 2010 by and between MITSUBISHI UFJ FINANCIAL GROUP, INC. and MORGAN STANLEYIntegration and Investment Agreement • August 16th, 2010 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledAugust 16th, 2010 Company IndustryThis INTEGRATION AND INVESTMENT AGREEMENT (this “Agreement”), dated as of March 30, 2010, is entered into by and between MITSUBISHI UFJ FINANCIAL GROUP, INC., a Japanese kabushiki kaisha, (“MUFG”) and MORGAN STANLEY, a Delaware corporation (“MS”).
MITSUBISHI TOKYO FINANCIAL GROUP, INC. (F/K/A THE BANK OF TOKYO-MITSUBISHI, LTD.) AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Deposit Agreement Dated as of September 19, 1989 Amended and Restated as of...Deposit Agreement • July 12th, 2018 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledJuly 12th, 2018 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of September 19, 1989, as amended and restated as of April 2, 2001, as further amended and restated as of December 22, 2004, among MITSUBISHI TOKYO FINANCIAL GROUP, INC., incorporated under the laws of Japan (herein called the Issuer), THE BANK OF NEW YORK, a New York banking corporation (herein called the Depositary), and all Owners and holders from time to time of American Depositary Receipts issued hereunder.
MITSUBISHI UFJ FINANCIAL GROUP, INC. and THE BANK OF NEW YORK MELLON as Trustee PERPETUAL SUBORDINATED INDENTURE Dated as of October 26, 2023Perpetual Subordinated Indenture • October 26th, 2023 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledOctober 26th, 2023 Company Industry JurisdictionTHIS PERPETUAL SUBORDINATED INDENTURE, dated as of October 26, 2023 between Mitsubishi UFJ Financial Group, Inc., a joint stock company (kabushiki kaisha) organized under the laws of Japan (the “Company”), and The Bank of New York Mellon, (the “Trustee”),
ContractRegistration Rights Agreement • September 2nd, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledSeptember 2nd, 2009 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT, dated October 13, 2008 (this “Agreement”) between Morgan Stanley (the “Company”) and Mitsubishi UFJ Financial Group, Inc. (the “Investor”).
MITSUBISHI UFJ FINANCIAL GROUP, INC. (a joint stock corporation with limited liability organized under the laws of Japan) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2023 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledAugust 4th, 2023 Company Industry JurisdictionMitsubishi UFJ Financial Group, Inc., a joint stock corporation with limited liability organized under the laws of Japan (the “Company”), confirms its agreement with each of the Underwriters named in Schedule A hereto (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof) for whom [insert name(s) of Representative(s)] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in Schedule A hereto of [insert description of securities] ([insert name of securities], [and together with the [insert name(s) of securities,]/or] the “Securities”). The Securities are to be issued pursuant to a [insert name of indenture] [to be] dated as of [ ], 20[ ] ([as amended or supplemented from time to time,] the “Indenture”), between the Company and The Ban
Effective October 1, 2007 the Companys American Depositary Share (ADS) Ratio Changed from 1,000:1 (One Thousand ADSs Representing One Ordinary Share) to 1:1 (One ADS Representing One Ordinary Share). Exhibit A to Deposit Agreement...Deposit Agreement • October 1st, 2007 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledOctober 1st, 2007 Company Industry Jurisdiction
Translation] Deed of Loan Agreement (in Foreign Currency)Loan Agreement • June 11th, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledJune 11th, 2009 Company IndustryMitsubishi UFJ Financial Group, Inc. (the “Debtor”) enters into a Loan Agreement with The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”) as follows, by accepting respective Articles set forth in the Agreement on Bank Transactions separately agreed to with BTMU.
INVESTOR AGREEMENT BY AND BETWEEN MORGAN STANLEY AND INVESTOR DATED AS OF OCTOBER 13, 2008Investor Agreement • September 2nd, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledSeptember 2nd, 2009 Company Industry JurisdictionINVESTOR AGREEMENT (this “Agreement”), by and between Morgan Stanley, a Delaware corporation (the “Company”) and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”), dated as of October 13, 2008.
AGREEMENT AND PLAN OF MERGER among UNIONBANCAL CORPORATION, THE BANK OF TOKYO- MITSUBISHI UFJ, LTD. and MERGER SUB (as herein defined) Dated as of August 18, 2008Merger Agreement • September 19th, 2008 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledSeptember 19th, 2008 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER (hereinafter called this “Agreement”), dated as of August 18, 2008, among UnionBanCal Corporation, a Delaware corporation (the “Company”), The Bank of Tokyo-Mitsubishi UFJ, Ltd., a Japanese joint stock corporation (“Parent”), and, from and after its accession to this Agreement in accordance with Section 6.15 of this Agreement, Merger Sub (as that term is defined in Section 6.15 of this Agreement), a Delaware corporation (the Company and Merger Sub sometimes being hereinafter collectively referred to as the “Constituent Corporations”).
AMENDED AND RESTATED INVESTOR AGREEMENT BY AND BETWEEN MORGAN STANLEY AND INVESTOR DATED AS OF JUNE 30, 2011Investor Agreement • July 28th, 2011 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledJuly 28th, 2011 Company Industry JurisdictionAMENDED AND RESTATED INVESTOR AGREEMENT (this “Agreement”), by and between Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”), dated as of June 30, 2011.
TRUST UNDER THE MUFG AMERICAS HOLDINGS CORPORATION STOCK BONUS PLANStock Bonus Plan • June 10th, 2015 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledJune 10th, 2015 Company IndustryThis AMENDED AND RESTATED AGREEMENT, effective the 8th day of June, 2015, by and between MUFG Americas Holdings Corporation, a Delaware corporation (the “Company”), and RBC Trust Company (Delaware) Limited, a trust company incorporated under the laws of Delaware (the “Trustee”):
Securities Purchase AgreementSecurities Purchase Agreement • November 18th, 2008 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledNovember 18th, 2008 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 29, 2008, is made by and among Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
Third Amendment to Investor AgreementInvestor Agreement • October 4th, 2013 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledOctober 4th, 2013 Company Industry JurisdictionTHIS THIRD AMENDMENT TO THE INVESTOR AGREEMENT (this “Amendment”), dated as of October 3, 2013, is made by and between Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
Sixth Amendment to Investor AgreementInvestor Agreement • April 13th, 2021 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledApril 13th, 2021 Company Industry JurisdictionTHIS SIXTH AMENDMENT TO THE INVESTOR AGREEMENT (this “Amendment”), dated as of April 13, 2021, is made by and between Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
SHARE PURCHASE AGREEMENT SHARE PURCHASE AGREEMENT, dated as of September 21, 2021, by and among Mitsubishi UFJ Financial Group, Inc., a joint stock company (kabushiki kaisha) organized under the laws of Japan (“Seller Holdco”), MUFG Americas Holdings...Share Purchase Agreement • July 8th, 2022 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledJuly 8th, 2022 Company Industry
TRANSACTION AGREEMENT dated as of April 21, 2011 between MORGAN STANLEY and MITSUBISHI UFJ FINANCIAL GROUP, INC.Transaction Agreement • July 28th, 2011 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledJuly 28th, 2011 Company Industry JurisdictionTRANSACTION AGREEMENT (this “Agreement”) dated as of April 21, 2011 between MORGAN STANLEY, a Delaware corporation (the “Company”), and MITSUBISHI UFJ FINANCIAL GROUP, INC., a joint stock company organized under the laws of Japan (the “Investor”).
Mitsubishi UFJ Financial Group, Inc. 7-1, Marunouchi 2-chome, Chiyoda-ku Tokyo 100-8330 Japan May 13, 2009Letter Agreement • May 22nd, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledMay 22nd, 2009 Company Industry Jurisdiction
AGENCY AGREEMENTAgency Agreement • February 28th, 2006 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledFebruary 28th, 2006 Company Industry JurisdictionMUFG CAPITAL FINANCE 1 LIMITED, an exempted company incorporated with limited liability in the Cayman Islands, c/o Maples Finance Limited, P.O. Box 1093GT, Queensgate House, 113 South Church Street, George Town, Grand Cayman, Cayman Islands (Fax: 1-345-945-7100; Attention: Martin Couch) (the Company);
MUFG CAPITAL FINANCE 1 LIMITED (incorporated with limited liability under the laws of the Cayman Islands) (Liquidation Preference $1,000 Per Preferred Security) PURCHASE AGREEMENTPurchase Agreement • February 28th, 2006 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledFebruary 28th, 2006 Company Industry Jurisdiction
UNIONBANCAL CORPORATION STOCK BONUS PLAN RESTRICTED SHARE UNIT AGREEMENTRestricted Share Unit Agreement • November 12th, 2010 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • California
Contract Type FiledNovember 12th, 2010 Company Industry JurisdictionThis Agreement is made between UnionBanCal Corporation, a Delaware corporation (the “Company”) and Participant as of the Award Date (the “Award Date”) as set forth on the Restricted Share Unit Award Notice (the “Award Notice”) available from the website (www. .com).
Securities Purchase AgreementSecurities Purchase Agreement • September 2nd, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledSeptember 2nd, 2009 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 29, 2008, is made by and among Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
Fourth Amendment to Investor AgreementInvestor Agreement • April 7th, 2016 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledApril 7th, 2016 Company Industry JurisdictionTHIS FOURTH AMENDMENT TO THE INVESTOR AGREEMENT (this “Amendment”), dated as of April 6, 2016, is made by and between Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
ContractShare Purchase Agreement • July 24th, 2023 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledJuly 24th, 2023 Company Industry
First Amendment to Investor AgreementInvestor Agreement • October 30th, 2008 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledOctober 30th, 2008 Company Industry JurisdictionTHIS FIRST AMENDMENT TO THE INVESTOR AGREEMENT (this “Amendment”), dated as of October 27, 2008, is made by and among Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
MITSUBISHI UFJ FINANCIAL GROUP, INC. and THE BANK OF NEW YORK MELLON as Trustee FIXED-TERM SUBORDINATED INDENTURE Dated as of [ ]Fixed-Term Subordinated Indenture • August 4th, 2023 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledAugust 4th, 2023 Company Industry JurisdictionTHIS FIXED-TERM SUBORDINATED INDENTURE, dated as of [ ] between Mitsubishi UFJ Financial Group, Inc., a joint stock company (kabushiki kaisha) organized under the laws of Japan (the “Company”), and The Bank of New York Mellon, (the “Trustee”),
MITSUBISHI UFJ FINANCIAL GROUP, INC. (a joint stock corporation with limited liability organized under the laws of Japan) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2020 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledAugust 7th, 2020 Company Industry JurisdictionMitsubishi UFJ Financial Group, Inc., a joint stock corporation with limited liability organized under the laws of Japan (the “Company”), confirms its agreement with each of the Underwriters named in Schedule A hereto (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof) for whom [insert name(s) of Representative(s)] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in Schedule A hereto of [insert description of securities] ([insert name of securities], [and together with the [insert name(s) of securities,]/or] the “Securities”). The Securities are to be issued pursuant to a senior indenture dated as of March 1, 2016 ([as amended or supplemented from time to time,] the “Indenture”), between the Company and The Bank of New York M
Mitsubishi UFJ Financial Group, Inc. 7-1, Marunouchi 2-chome, Chiyoda-ku Tokyo 100-8330 Japan May 8, 2009Letter Agreement • May 22nd, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledMay 22nd, 2009 Company Industry Jurisdiction
Share Exchange AgreementShare Exchange Agreement • September 19th, 2008 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledSeptember 19th, 2008 Company IndustryMitsubishi UFJ Financial Group, Inc. (“MUFG”, 2-7-1 Marunouchi, Chiyoda-ku, Tokyo) and Mitsubishi UFJ NICOS Co., Ltd. (“MUN”, 3-33-5 Hongo, Bunkyo-ku, Tokyo) enter into this share exchange agreement (this “Agreement”) on May 28, 2008 as follows.
TRUST UNDER THE UNIONBANCAL CORPORATION STOCK BONUS PLANTrust Agreement • November 12th, 2010 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledNovember 12th, 2010 Company IndustryThis AGREEMENT, effective the day of , 2010, by and between UnionBanCal Corporation, a Delaware corporation (the “Company”), and Trust Company, a trust company incorporated under (the “Trustee”):
Seventh Amendment to Investor AgreementInvestor Agreement • October 16th, 2023 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • Delaware
Contract Type FiledOctober 16th, 2023 Company Industry JurisdictionTHIS SEVENTH AMENDMENT TO THE INVESTOR AGREEMENT (this “Amendment”), dated as of October 13, 2023, is made by and between Morgan Stanley, a Delaware corporation (the “Company”), and Mitsubishi UFJ Financial Group, Inc., a joint stock company organized under the laws of Japan (the “Investor”).
Morgan StanleyLetter Agreement • June 11th, 2009 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec
Contract Type FiledJune 11th, 2009 Company IndustryReference is made to that certain letter agreement (the “Letter Agreement”) between you and us dated as of June 2, 2009 relating to your agreement to purchase 16,034,985 shares of common stock, par value $0.01 per share of Morgan Stanley (the “Common Stock”) in an underwritten public offering of our Common Stock as to which you have preemptive purchase rights as set forth in Section 5.1 of the Investor Agreement between us and you, dated as of October 13, 2008, as amended by the First Amendment to Investor Agreement dated as of October 27, 2008. You have informed us that you wish to purchase an additional 1,143,070 shares (the “Over-allotment Shares”) of Common Stock in connection with the exercise of the over-allotment option related to the offering.
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. HEADQUARTERS FOR THE AMERICAS STOCK BONUS PLAN RESTRICTED SHARE UNIT AGREEMENTRestricted Share Unit Agreement • March 15th, 2013 • Mitsubishi Ufj Financial Group Inc • Commercial banks, nec • New York
Contract Type FiledMarch 15th, 2013 Company Industry JurisdictionThis Restricted Share Unit Agreement (this “Agreement”) is made between The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch, a branch licensed under the laws of the State of New York (the “Company”), and Participant as of the Award Date (the “Award Date”) as set forth on the Restricted Share Unit Award Notice (the “Award Notice”) available from the UBS One Source website (www.ubs.com/onesource.btmu). Capitalized terms not defined herein shall have the same meaning as such terms are defined in The Bank of Tokyo-Mitsubishi UFJ, Ltd., Headquarters for the Americas, Stock Bonus Plan (the “Plan”).