EXHIBIT 4.1 FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • October 13th, 2000 • Wells Fargo & Co/Mn • National commercial banks • New York
INDENTUREIndenture • June 6th, 2003 • Wells Fargo & Co/Mn • National commercial banks • New York
EXHIBIT 4(a) [Series H Notes] NORWEST CORPORATION MEDIUM-TERM NOTES DUE 9 MONTHS OR MORE FROM DATE OF ISSUE DISTRIBUTION AGREEMENTDistribution Agreement • November 1st, 1995 • Norwest Corp • National commercial banks • New York
Exhibit 2 AMENDMENT TO RIGHTS AGREEMENT Amendment, dated as of August 12, 2002 (this "Amendment"), between Wells Fargo & Company, a Delaware corporation formerly known as Norwest Corporation (the "Company"), and Mellon Investor Services LLC (formerly...Rights Agreement • August 15th, 2002 • Wells Fargo & Co/Mn • National commercial banks • Delaware
Exhibit 4.3 GUARANTEE AGREEMENT by and between WELLS FARGO & COMPANYGuarantee Agreement • April 13th, 2004 • Wells Fargo & Co/Mn • National commercial banks • New York
EXHIBIT 10(X) AMENDED AND RESTATED EMPLOYMENT AGREEMENT ----------------------------------------- AMENDED AND RESTATED EMPLOYMENT AGREEMENT by and between Wells Fargo & Company, a Delaware corporation (the "Company"), and Spencer F. Eccles (the...Employment Agreement • March 16th, 2001 • Wells Fargo & Co/Mn • National commercial banks • Delaware
EXHIBIT 1.1 WELLS FARGO CAPITAL VI 6.95% CAPITAL SECURITIES (LIQUIDATION AMOUNT $25 PER CAPITAL SECURITY) GUARANTEED TO THE EXTENT SET FORTH IN THE GUARANTEE AGREEMENT BY WELLS FARGO & COMPANY UNDERWRITING AGREEMENTUnderwriting Agreement • April 15th, 2002 • Wells Fargo & Co/Mn • National commercial banks • New York
EMPLOYMENT AGREEMENT AGREEMENT by and between Wells Fargo & Company, formerly known as Norwest Corporation, (the"Company") and Rodney L. Jacobs (the "Executive") dated as of the 1st day of January, 1999. On November 2, 1998, Norwest Corporation...Employment Agreement • March 17th, 1999 • Wells Fargo & Co/Mn • National commercial banks • Delaware
EXHIBIT 10.3 ESCROW AGREEMENT This Escrow Agreement ("Agreement") is entered into as of this 31st day of July, 1995, by and between the undersigned shareholders (collectively, the "Shareholders") of Valley-Hi Investment Company ("Valley-Hi"), Norwest...Escrow Agreement • November 2nd, 1995 • Norwest Corp • National commercial banks • Minnesota
EXHIBIT 1.1 WELLS FARGO & COMPANY 6 5/8% NOTES DUE JULY 15, 2004 UNDERWRITING AGREEMENTUnderwriting Agreement • July 28th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
RecitalsRights Agreement • June 18th, 1998 • Norwest Corp • National commercial banks • Delaware
TOIndenture • September 8th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
TOIndenture • June 15th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
EXHIBIT 10.1 INVESTMENT AGREEMENT This Investment Agreement dated as of July 31,1996, between Norwest Corporation, a Delaware corporation ("Norwest"), and the undersigned individuals, (individually, an "Investor," and collectively, the "Investors")....Investment Agreement • October 10th, 1996 • Norwest Corp • National commercial banks • Minnesota
WITNESSETH:Severance Agreement • March 17th, 1999 • Wells Fargo & Co/Mn • National commercial banks • Minnesota
Series __ Notes] WELLS FARGO & COMPANY MEDIUM-TERM NOTES DUE 9 MONTHS OR MORE FROM DATE OF ISSUE DISTRIBUTION AGREEMENTDistribution Agreement • June 15th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
WELLS FARGO & COMPANY REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 17th, 2013 • Wells Fargo & Company/Mn • National commercial banks • New York
Wells Fargo & Company, a Delaware corporation (the “Company”), proposes to exchange its 4.480% Subordinated Notes due January 16, 2024 (the “Initial Securities”) issued in connection with the exchange offer (the “Initial Exchange Offer”) pursuant to the Confidential Offering Circular, dated November 6, 2013, for Exchange Securities (as defined herein). The Initial Securities were issued pursuant to the Indenture, dated as of August 30, 1999, between the Company and The Bank of New York Mellon Trust Company, N.A. (as successor in interest to The Bank of New York Trust Company, N.A., as successor in interest to J.P. Morgan Trust Company, National Association, as successor in interest to Bank One Trust Company, N.A., as successor in interest to The First National Bank of Chicago), as Trustee (the “Indenture”). The Company agrees with Wells Fargo Securities, LLC (the “Dealer Manager”), the dealer manager appointed by the Company in respect of the Initial Exchange Offer pursuant to the Deal
INCORPORATED,Registration Rights Agreement • June 6th, 2003 • Wells Fargo & Co/Mn • National commercial banks • New York
ANDDeposit Agreement • June 15th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
EXHIBIT 1(B) WELLS FARGO & COMPANY $____ DEPOSITARY SHARES Each Representing [One Quarter] Share of [CUMULATIVE] [NONCUMULATIVE] [CONVERTIBLE] [PREFERRED] [PREFERENCE] STOCK, SERIES ___ (without par value) UNDERWRITING AGREEMENT [Date]Underwriting Agreement • June 15th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of...Joint Filing Agreement • July 14th, 2017 • Wells Fargo & Company/Mn • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 10.4 EMPLOYMENT AGREEMENT WHEREAS, Norwest Corporation intends to enter into an Agreement and Plan of Reorganization dated the date hereof ("Agreement") with Aman Collection Services, Inc., a South Dakota corporation ("Aman"); and WHEREAS,...Employment Agreement • October 10th, 1996 • Norwest Corp • National commercial banks • Iowa
EXHIBIT 10.3 EMPLOYMENT AGREEMENT WHEREAS, Norwest Corporation intends to enter into an Agreement and Plan of Reorganization dated the date hereof ("Agreement") with Aman Collection Services, Inc., a South Dakota corporation ("Aman"); and WHEREAS,...Employment Agreement • October 10th, 1996 • Norwest Corp • National commercial banks • Iowa
Exhibit Form of Number Description* Filing ------ ------------ ------------ 4.2 Certificate of Adjustment, dated June 28, 1993, to Rights Agreement (incorporated by reference to Exhibit 4 to Norwest's Form 8-A/A dated June 29, 1993).Rights Agreement • February 16th, 1996 • Norwest Corp • National commercial banks
VOTING TRUST AGREEMENTVoting Trust Agreement • May 7th, 2024 • Wells Fargo & Company/Mn • National commercial banks • New York
THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of January 10, 2013 by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), Wells Fargo Bank, National Association, a national banking association, including its successors and assigns by operation of law (“Wells” or the “Purchaser”) and Institutional Shareholder Services Inc. (the “Voting Consultant” or any successor thereto).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 25th, 2023 • Wells Fargo & Company/Mn • National commercial banks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of September 14, 2023, is made between (i) AllianceBernstein National Municipal Income Fund, Inc., a closed-end fund organized as a Maryland corporation (the “Fund”) and (ii) Wells Fargo Municipal Capital Strategies, LLC, a Delaware limited liability company, including its successors by merger or operation of law (“Wells Fargo” or the “Shareholder”).
AGREEMENTTax Indemnification Agreement • November 2nd, 1995 • Norwest Corp • National commercial banks • Minnesota
IF YOU VOTE BY TELEPHONE, DO NOT MAIL BACK YOUR INSTRUCTION CARD AND PROXY CARD PLEASE DETACH HEREProxy Agreement • September 11th, 1998 • Norwest Corp • National commercial banks
EXHIBIT 1.1 WELLS FARGO CAPITAL IV 7% CAPITAL SECURITIES (LIQUIDATION AMOUNT $25 PER CAPITAL SECURITY) GUARANTEED TO THE EXTENT SET FORTH IN THE GUARANTEE AGREEMENT BY WELLS FARGO & COMPANY UNDERWRITING AGREEMENTUnderwriting Agreement • August 30th, 2001 • Wells Fargo & Co/Mn • National commercial banks • New York
ARTICLE I.Debt Warrant Agreement • June 15th, 1999 • Wells Fargo & Co/Mn • National commercial banks • New York
110,261,688 Warrants Wells Fargo & Company UNDERWRITING AGREEMENTUnderwriting Agreement • May 26th, 2010 • Wells Fargo & Co/Mn • National commercial banks • New York
The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 110,261,688 warrants (the “Warrants”) of Wells Fargo & Company, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1 2/3 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.
LETTERHEAD APPEARS HERE] February 9, 2000 Napa National Bancorp 901 Main Street Napa, CA 94559 Ladies and Gentlemen: This opinion is being delivered to you pursuant to the Agreement and Plan of Reorganization dated as of November 18, 1999, and amended...Agreement and Plan of Reorganization • February 9th, 2000 • Wells Fargo & Co/Mn • National commercial banks
9. (a) Subject as provided below, the Calculation Agent may at any time resign as the Calculation Agent by giving written notice to the Issuer and the Trustee of such intention on its part, specifying the date on which its desired resignation shall...Calculation Agent Agreement • November 1st, 1995 • Norwest Corp • National commercial banks • New York
WARRANT AGREEMENT Dated as of May 20, 2010 between Wells Fargo & Company and Wells Fargo Bank, N.A. as Warrant Agent Warrants to Purchase Common StockWarrant Agreement • May 21st, 2010 • Wells Fargo & Co/Mn • National commercial banks • New York
WARRANT AGREEMENT dated as of May 20, 2010 (this “Agreement”), between Wells Fargo & Company (the “Company”) and Wells Fargo Bank, N.A. as Warrant Agent (the “Warrant Agent”).
RecitalsReplacement Capital Covenant • September 10th, 2008 • Wells Fargo & Co/Mn • National commercial banks
amount (i) only to the extent that it can do so and simultaneously satisfy its future fixed or contingent obligations under other securities and derivative instruments that provide for settlement or payment in shares of Common Stock or (ii) if the Corporation cannot increase the Share Cap amount as contemplated in the preceding clause, by requesting its Board of Directors to adopt a resolution for stockholder vote at the next occurring annual stockholders meeting to increase the number of shares of its authorized Common Stock for purposes of satisfying its obligations to pay deferred Distributions;
